Some Loanwords in Indonesian/Malay: A

From: Loan-Words in Indonesian and Malay, ed. by Russell Jones (KITLV Press, 2007), ignoring the far too numerous loans from Arabic, Dutch, and English.

Chinese

aci (Amoy) elder sister
ahsiu (Amoy) dried, salted duck
a i (Amoy) aunt (addressing younger than speaker's mother)
akew (Hakka) term of address for boy ('little dog')
amah (Amoy) female servant
amho (Amoy) secret sign, password
amoi (Chiangchiu) younger sister; girl
ampai (Amoy) detective
angciu (Amoy) red wine
angco (Amoy) dried Chinese dates (Z. jujuba)
ancoa (Amoy) how can that be?
anghun (Amoy) shredded tobacco
angkak (Amoy) grains of red sticky rice (O. glutinosa)
angki (Amoy) persimmon (D. kaki)
angkin (Amoy) waist belt
angkong (Amoy) grandfather
angkong (Amoy) ricksha
anglo (Amoy) heating stove
anglung (Amoy) pavilion
angpai (Amoy) card game employing 56 cards
angpau (Amoy) present given at Chinese new year
angsio (Amoy) braise in soy sauce
angso (Amoy) red bamboo shoot
apa (Amoy) dad, father
apak (Hakka) old man, 'uncle' (lit. father's elder brother)
apék (Amoy) old man, 'uncle' (lit. father's elder brother)
apiun (Amoy) opium
asuk (Hakka) 'uncle', father's younger brother

Hindi

abaimana anal and urethral orifices (with regard to ablution)
acita fine rice
anggerka gown
antari inner
arwa saw-edged knife
aruda rue (bot.)
ayah Indian nurse

Japanese

anata you
arigato thank you
aza hamlet

Persian

acar pickles
adas fennel
aftab sun
agar in order to
agha nobleman
ahli versed in; member of
aiwan hall
ajaibkhanah museum
akhtaj vassal
almas diamond
anggur grape
anjir fig
arzak beautiful gem
asa mint
asabat nerve
asmani heavenly
atisnyak fiery, glowing
azad faultless

Portuguese

alabangka lever
alketip carpet
alpayaté tailor
alpérés ensign, sublieutenant
andor (obs.) a litter on which images of saints were borne
antero whole
aria lower away (naut.)
arku bow (of a kite)
aria, aris-aris bolt rope, shrouds (naut.)
arkus arches (triumphal, with festoons)
armada armada, squadron, naval fleet
asar roast; barbecue

Sanskrit

acara program, agenda
adi beginning, first, best, superior
adibusana haute couture
adicita ideology
adidaya superpower
adikarya masterpiece
adimarga boulevard
adipati governor
adipura cleanest (etc.) city (chosen annually)
adiraja royal by descent
adiratna jewel, beautiful woman
adisiswa best student
adiwangsa of high nobility
adiwarna glowing with colour
agama religion
agamiwan religious person
ahimsa non-violence
aksara letter
amerta immortal
amerta nectar
amra mango
ancala mountain
anda musk gland
Andoman Hanuman
anduwan foot chain
anéka all kinds of
anékawarna multi-coloured
anggota member
angka number, figure
angkara insolence, cruel
angkasa sky
angkasawan astronaut; broadcaster
angkasawati astronaut; broadcaster (fem.)
angkus elephant-goad
angsa goose
aniaya violation
anjangkarya working visit
antakusuma cloth made from several pieces
antar- inter-
antara (in) between
antarabangsa international
antariksa sky
antariksawan astronaut
antariksawati astronaut (fem.)
antamuka interface (of computer)
antarnegara international
anugerah (royal) favour
anumerta posthumous
apsari nymph
arca image; computer icon
aria a high title
arti meaning
Arya Aryan race
aryaduta ambassador
asmara love
asmaraloka world of love
asrama hostel
asta cubit
asta eight
astagina eightfold
astaka octagonal bench
astakona octagon
astana palace
asusila immoral
atau or
atma(n) soul

Tamil

acaram wedding ring
acu mould, model
andai possibility
anéka various, diverse
anékaragam various kinds
apam rice flour cake
awa- free from
awanama anonymous
awatara incarnation
awawarna blanched, decolorized

The Postwar Quonset Era

From: Quonset Hut: Metal Living for a Modern Age, ed. by Julie Decker and Chris Chiei (Princeton Architectural Press, 2005), pp. 84-87, 93-94:

The Quonset form [called kamaboko-gata in Japanese] rippled throughout postwar visual culture. It no longer needed explaining; it had become an icon unto itself. On television shows like Gomer Pyle, USMC, the action played out on a stage set dominated by the horizontal lines and half-circle forms of the Quonset. The Marx Toy Company, creator of the Yo-Yo, released a yellow "Construction Office" Quonset toy. Sherwin Williams, playing to the evolving market, developed, in conjunction with Stran-Steel, a special paint called Quon-Kote, whose can was festooned with rows of Quonsets. "Quon-Kote dresses up your Quonset, gives it a trim, well-kept look that is an important business asset." One can even find a lasting example of the Quonset influence, oddly enough, in an engineering textbook, where the Quonset was pictured with a halo of arrows and numbers. The typical exercise posited the situation thus: "You are to design Quonset huts for a military base in the Mideast. The design windspeed is 100 ft/s." Problem-solving questions included, "What is the net drag force acting on the Quonset hut?"

The Quonset seemed ubiquitous in any sector of public life; indeed, it even played a part as ideal fallout shelters in proving-grounds tests and elsewhere (e.g., in Palm Beach, Florida, a buried Quonset-type structure served as a temporary shelter for the vacation home of President Kennedy) as postwar peace and optimism were quickly overshadowed by the threat of atomic war. Indeed, Quonsetlike structures, designed by entrepreneurs like Nebraska's Walt Behlen, were even submitted to test atomic explosions at the proving grounds in Nevada. Civil defense officials were intrigued by the domelike profile for the same reasons as engineers—the way the wind, or the force of an atomic blast, moved across its surface.

On college campuses, where enrollment had soared as returning veterans took advantage of the GI Bill, Quonsets mushroomed as temporary classrooms and student housing. "It was a lifesaver for all of us because housing prices in New Haven were out of sight," one veteran told Yankee Magazine. "We had to wait three semesters to get a Quonset hut." In Kalamazoo, Indiana, the Quonset community was referred to as a "genteel slum"—one veteran remembered the walls being so thin he could hear his neighbor asking for bread. Another Quonset resident recalled the instant neighborly bonhomie that seemed to arrive with the huts. "We enjoyed our neighbors, had people to dinner and sherry parties, and a lot of drop-in visitors from the campus and from the neighboring college where I was still teaching ... We tackled the insufficiencies with enthusiasm." Bernard Malamud was said to have written a number of his short stories in a Quonset at Oregon State University in 1948. The writer Lewis Lapham's recollections of a job interview with the Central Intelligence Agency a year out of college involved a Quonset: "The interview took place in one of the Quonset huts near the Lincoln Memorial that had served as the Agency's temporary headquarters during World War II. The military design of a building hastily assembled for an urgent purpose imparted an air of understated glory, an effect consciously reflected in the studied carelessness of the young men asking the questions." ...

In 1948, a young political neophyte named Gerald Ford set up his congressional campaign headquarters in a Quonset (emblazoned with his portrait) in Grand Rapids, Michigan. ... Foreshadowing Bill Gates' garage founding of Microsoft, engineer William Bradford Shockley, in 1955, set up his fledgling and pioneering semiconductor company—the creative spark that ignited what would become Silicon Valley—in a Quonset in California, near Palo Alto. In 1947, a food company salesman named Jeno Paulucci opened his novel business—what would become the Chinese food giant Chun-King—in a Quonset near Duluth, Minnesota. Great Lakes actively pitched such uses. "You're in business Faster and for Less money with a Quonset."

Wordcatcher Tales: Kitchi Gammi, Nahgahchiwanong Adaawewigamig

While visiting family in Minneapolis over Spring Break, we made a long day trip up to Duluth and back. One of the architects (Oliver G. Traphagen) who designed many of Duluth's finest buildings during its boom years in the 1880s and 1890s came to booming Honolulu in 1898, where he designed many more notable buildings, including both heavy stone (Richardsonian Romanesque) buildings and the graceful Moana Hotel, the first hotel on Waikiki Beach. The last Honolulu building Traphagen designed before he moved to Alameda, California, in 1907 (to help rebuild after the 1906 San Francisco earthquake) was the Punahou School president's home.

Kitchi Gammi – Another far more famous architect who left his mark on Duluth and Honolulu, as well as San Diego, New York City, and many other cities, was Bertram Goodhue. In Duluth, he designed the Kitchi Gammi Club (1912) and the nearby Hartley Building (1914) on E. Superior Street along the lake shore.

The club name, Kitchi Gammi (15,700 ghits), of course, comes from the Chippewa/Ojibwe name for Lake Superior, gichigami (13,300 ghits) 'large lake', which Henry Wadsworth Longfellow spelled Gitche Gumee (98,300 ghits) and translated 'Big-Sea-Water' in "The Song of Hiawatha" (1855). Gordon Lightfoot used Longfellow's spelling in the lyrics to "The Wreck of the Edmund Fitzgerald" (1976).

The name Hiawatha comes from a legendary Iroquois hero, and the name of his lover Minnehaha means 'waterfall' in Dakota, a Siouan language. Neither name is from Ojibwe, or even the Algonquian language family. The minne- that occurs in so many Minnesota place names comes from the Dakota root for 'water', mní-, which has the same shape in the closely related Lakota language farther west, according to the New Lakota Dictionary Online. The Rum River, which empties into the Mississippi just above Minneapolis, also gets its name from a mistranslation of the Dakota name for Spirit/Mystic River (Wakpa waḳaŋ lit. 'River spirit'; cf. Waḳaŋ Taŋka 'Great Spirit').

Nahgahchiwanong Adaawewigamig – On the way back from Duluth, we detoured through Cloquet, Minnesota, to see the R. W. Lindholm Service Station designed by Frank Lloyd Wright in 1958 and now on the National Register of Historic Places. Then we stopped for a snack at Carmen's Restaurant just across the street from a convenience store and gas station emblazoned with the words Nahgahchiwanong Adaawewigamig and the logo of the Fond du Lac Reservation.

I asked a young man who worked there whether he spoke Chippewa/Ojibwe. He said he spoke some, and translated the name for me as "where the water ends"—the same meaning the Voyageurs rendered into Fond du Lac in French. The Chippewa/Ojibwe name for Fond du Lac is now spelled Nagaajiwanaang, and adaawewigamig just means 'store, shop'. Ojibwe speakers tend to create neologisms rather than borrow directly from French or English. By the way, the Chippewa/Ojibwe name for the St. Louis River, which empties into Lake Superior at Fond du Lac, is called gichigami-ziibi 'Great-lake River', the same ziibi that shows up in the various names for stretches of the Mississippi River, including gichi-ziibi and misi-ziibi in Ojibwe, both of which can translate into 'Great/Big River'.

Lankov on the Soviet-run Popular Revolution in NK

The Sino-NK blog ("Northeast Asia with a China-North Korea Focus") has an interesting column with the provocative title, A False Dichotomy: Professor Andrei Lankov on a Popular Revolution Imposed from Without. Here's Prof. Lankov's conclusion.

The Soviet involvement with the new regime in Pyongyang was considerable. Soviet control far exceeded America’s rather moderate influence in the South. However, the vast majority of Koreans did not know this. One cannot help but wonder, then: had the extent of Soviet control been fully known in the late 1940s, would such a revelation have had a decisive impact on popular attitudes towards Pyongyang’s regime? It is, after all, difficult to imagine that in 1946 North Korean farmers would have rejected free land had they known that this land had been bestowed upon them by the secretive Soviet viceroy and not by this young, plump guerrilla field commander named Kim Il-sung.

It seems that Korean historians are caught in a false dichotomy when they argue about whether the 1945-50 period was a time of foreign occupation or popular revolution. In fact, it was both. Irrespective of the Soviet advisors, who discreetly but firmly controlled developments, the major ideas resonated well with the majority of North Korean people and provided the language of the revolution. The Kim Il-sung regime of the late 1940s might have been a dependent or even a puppet one, but this does not necessarily mean that it was unpopular. Of course, its popularity was to a large extent based on naive expectations and illusions, but it was quite real nonetheless.

via The Marmot's Hole

Tohoku Japanese in Gone With the Wind

From: Mie Hiramoto. 2009. Slaves speak pseudo-Toohoku-ben: the representation of minorities in the Japanese translation of Gone with the Wind. Journal of Sociolinguistics 13(2): 249–263.

This study provides linguistic evidence that the use – and non-use – of Standard Japanese (SJ) in literary translation indexes social marginality in two societies (Japan and Southern American), and is based on socio-economic distribution rather than actual linguistic distribution. The main focus of this study is the investigation of the intertextuality and the transduction of the speech of the minority characters (namely, male and female slaves and poor whites) in the Japanese translation of Gone with the Wind (GWTW). While it is certain that the minority characters’ use of non-Standard Japanese – which strongly resembles the stigmatized Toohoku dialect, or Toohoku-ben (TB) – is a translation of the original non-Standard English (SE), the assignment to them of something resembling a particular regional Japanese dialect reinforces linguistic inferiorization of the slaves and poor whites, as well as TB speakers. The use of this pseudo-dialect is an important element in the linguistic representation of marginal characters and likewise underscores the salient marginality of TB in Japanese language ideology.

Two examples follow.

Sukaaretto-joosama, arigatoogozeemasu-da.
Sore wa, washi nimo wakatte-iru-da.
Yes’m [Miss Scarlett], thankee kinely, Ma’m.
Ah knows it ...
NOTES: Polite verb ending gozaimasu pronounced as gozeemasu and followed by plain copula da. Washi 'I, me' is not commonly used by females in SJ (although it is in some regional dialects). Miss Scarlett uses the feminine form atashi.

Sungari (shingari) no hoosha desuda, Sukaaretto-joosama.
Zutto ushiro no hoodesudayo.
Back wid de las’ cannon, Miss Scarlett.
Back dar!
NOTES: TB "zuuzuu-ben" fails to distinguish su and shi so susu 'ash' and shishi 'lion' are homophones, and shingari 'rear guard' sounds like sungari. Polite copula desu followed by plain copula dayo.

The author wrote her dissertation on Japanese regional dialects spoken by immigrants to Hawai‘i, where Tohoku dialect features were stigmatized and Chugoku dialect features became the local standard among immigrants. Immigrants from Tohoku, esp. Fukushima, were far outnumbered by those from Chugoku, esp. Hiroshima.

First Romanian Orthodox Church in Africa

Orthodox priest and blogger Khanya recently filed a firsthand report (with photos) on the founding of the First Romanian Orthodox Church in Africa. In the distant background of the first photo you can see the recently built Midrand Nizamiye Mosque, the first Turkish mosque in South Africa and "the largest religious complex in the southern hemisphere."

Here's a bit of the text of his report (with a few typos corrected).

Archbishop Damaskinos of Johannesburg and Pretoria and Bishop Petronius of Zalău in the Sălaj County of Romania laid the foundation stone of St Andrew’s Romanian Orthodox Church in Midrand, Gauteng. It is the first Romanian Orthodox Church in Africa.

In 2001 Father Mihai (Mircea) Corpodean came to be a priest for the Romanian community, but since they had no church of their own, and the Church of St Nicholas in Brixton had just lost its priest, the bishop at that time, Metropolitan Seraphim, asked Fr Mihai to become parish priest at St Nicholas. St Nicholas was started as a multiethic parish, and welcomed the Romanian community, and we still use some Romanian in services there.

It took the Romanian community quite a long time to find a suitable piece of land, and in 2008 Fr Mihai moved to New Zealand, and Fr Razvan Tatu came to replace him, and began holding Romanian service at St George’s Hotel near Oilfantsfontein.

Americanizing Buddhist Worship in Hawai‘i

The website of the Nichiren Mission of Hawaii has a three long pages devoted to its history. Part 3 (of 3) recounts the changes after the end of World War II. Here are some excerpts I found interesting about adapting Japanese Buddhism to American Christian worship practices.

Chronologically speaking, the second half of the 100 year history of the Nichiren Mission of Hawaii begins with the 50th Anniversary celebration of the birth of Nichiren Buddhism in Hawaii. It is more practical, however, to draw a line in 1946, when Bishop Mochizuki returned from the relocation camp on the mainland U.S.A. and re-opened the Mission. The year marked the end of the Japanese-style and the beginning of the American-style Nichiren Mission of Hawaii. The impact of the war made the change inevitable.

The Japanese living in Hawaii and their descendants who had never been forced to choose between Japan and America, were forced to do so by the Pacific War. Most of them, quite naturally, chose to be Americans. The psychological change caused various changes in the Japanese American society such as the disappearance of Japanese kimono from the group pictures of temple events. Cut off from the roots in Japan, even Japanese Buddhist ministers changed—from sectarian to interdenominational in outlook. English began to replace Japanese in family conversation. Culturally, they have become Americans rather than Japanese.

On the other hand, as the constitutional freedom of religion and assembly was restored to Japanese Americans after the war, many of them flocked to the Buddhist temples and Shinto shrines, reacting to the religious suppression during the war years.

In the mind of those who flocked to the Buddhist temple, however, there was a subtle change. They felt like seeking refuge in Japanese Buddhism while refuting things Japanese. As a result, they were drawn by the un-Japanese Americanized Buddhism.

A positive effect of the Pacific War on Japanese Buddhism in Hawaii was the consolidation of inter-denominational friendship among Buddhist priests. Almost all Japanese Buddhist priests in Hawaii were sent to relocation camps on the mainland U.S.A. Living together as virtual prisoners in the confinement of these camps for several years required them to stand together. The solidarity among them resulted in the establishment of the Hawaii Buddhist Council to work together actively in the postwar years....

Activities of the temples were Americanizing in many ways: songs in praise of the Buddha were sung at Sunday School; sermons were given in English; and the Young Buddhist Association (YBA) was organized. On Sundays, services were performed in both English and Japanese. Prior to the war, Sunday services were held weekly but only a few members participated in them with most members preferring to visit the temple only for traditional services, such as ohigan and obon. However, as the temple activities became Americanized, members who visit the temple every Sunday increased and it became customary for everything to be carried out on Sundays. Also, under the auspices of the Hawaii Buddhist Council, joint services of the member temples became established as annual events.

Priestly costume also changed. Except for formal services such as ohigan and obon priests at that time wore a robe and stole over a white shirt, black tie and trousers in black. Today this habit has been abandoned except for the priests of the True Pure Land School.

Even the entertainment after special services became international from Japanese. A famous Korean dancer, Ms. Halla Pai Huhm, who became a temple member during Bishop Mochizuki’s tenure, performed traditional Korean dances with her disciples after the annual services for ohigan and obon.

Wordcatcher Tales: xoc, anagogy

From: Breaking the Maya Code, rev. ed., by Michael D. Coe (Thames & Hudson, 1999), p. 141 (third edition now available on Kindle):

Here were three glyphs ... that the leading anti-phoneticist of his day [Eric Thompson] was reading in the Yucatec Maya tongue. That begins to sound subversive! Even further, back in 1944 he had shown that the pair of fish fins, or at times a pair of fishes, which flanked the Month-patron head in the great glyph which always introduces an Initial Series date on a Classic monument, is a rebus sign: the fish is a shark, xoc in Maya (Tom Jones has recently proved that xoc is the origin of the English word "shark"). And xoc also means "to count" in Maya.

These decipherments were all major advances, but Thompson failed to follow them up. Why? The answer is that Thompson was a captive of that same mindset that had led in the first century before Christ to the absurd interpretations of Egyptian hieroglyphs by Diodorus Siculus, to the equally absurd fourth-century AD Neoplatonist nonsense of Horapollon, and to the sixteenth-century fantasies of Athanasius Kircher. Eric had ignored the lesson of Champollion.

In a chapter entitled "Glances Backward and a Look Ahead," Thompson sums up his views on Maya hieroglyphic writing. "The glyphs are anagogical," he says. Now Webster defines anagogy as the "interpretation of a word, passage, or text (as of Scripture or poetry) that finds beyond the literal, allegorical, and moral senses a fourth and ultimate spiritual and mystical sense."

Cavaliers vs. Roundheads in the American Colonies

From Empires of the Atlantic World: Britain and Spain in America 1492-1830, by John H. Elliott (Yale U. Press, 2006), Kindle Loc. 2651-71:

The English Civil War and the king's execution in 1649 raised, not only for Massachusetts but for all the colonies, major questions about the exact nature of their relationship with the mother country. Not only did the Civil War sharply reduce the inflow of capital and immigrants to the colonies, but it also created fundamental problems of allegiance, and posed questions about the exact location of imperial authority that would hover over the Anglo-American relationship until the coming of independence. No comparable challenge would confront the Spanish empire in America until the Napoleonic invasion brought about the collapse of royal authority in Spain in 1808. The transition from Habsburgs to Bourbons in 1700, which brought conflict to the peninsula, provoked only a few passing tremors in the American viceroyalties.

For the colonies, as for the British Isles themselves, the outbreak of the Civil War brought divided loyalties. Virginia remained faithful to the king and the Anglican establishment; Maryland briefly overthrew its government in favour of parliament, and descended between 1645 and 1647 into a period of turbulence graphically known as `the plundering time'; and many New England settlers went home in the 1640s to help establish the New Jerusalem in the mother country and join the parliamentary cause. But the absorption of the English in their own affairs during the 1640s gave the colonies even more scope than they had previously enjoyed to go their own way. Governor Winthrop of Massachusetts made the most of the opportunity to press on with the creation of new settlements and to form a Confederation of the United Colonies of New England for mutual defence. The colonies could not, however, count on being indefinitely left to their own devices. As early as 1643 the Long Parliament set up a committee under the chairmanship of the Earl of Warwick to keep an oversight over colonial affairs.

This committee, although interventionist in the West Indies in response to the activities of the royalists, and supportive of Roger Williams's attempts to secure an independent charter for Rhode Island, was generally respectful of legitimate authority in the colonies. But its activities raised troubling questions about whether the ultimate power in colonial affairs lay with king or parliament. As early as 1621 Sir George Calvert had claimed that the king's American possessions were his by right and were therefore not subject to the laws of parliament. This question of the ultimate location of authority became acute after the execution of the king, since several of the colonies - Virginia, Maryland, Antigua, Barbados and Bermuda - proclaimed Charles II as the new monarch on his father's death. Parliament responded to these unwelcome colonial assertions of loyalty to the Stuarts by passing in 1650 an Act declaring that the colonies, having been `planted at the Cost, and settled by the People, and by Authority of this Nation', were subject to the laws of the nation in parliament.

When this Act was followed in the succeeding year by the Navigation Act, it must have seemed to the colonies that the Commonwealth represented at least as grave a threat as monarchy to their cherished rights. Parliament's bark, however, proved fiercer than its bite, and Cromwell turned out to be reluctant to interfere in colonial politics. The colonies therefore reached the Restoration of 1660 relatively unscathed. If anything, they emerged with enhanced confidence in their ability to manage their own affairs as a result of the uncertainties of the Interregnum and the impact of those uncertainties on the authority of royal and proprietary governors.

Trial by Jury in the American Colonies

From Empires of the Atlantic World: Britain and Spain in America 1492-1830, by John H. Elliott (Yale U. Press, 2006), Kindle Loc. 2595-2608:

Trial by jury as a fundamental right of Englishmen had been extended to Virginia by the charter of 1606, but Tudor and early Stuart England had seen a trend to limit the use of juries in favour of more summary forms of justice. The resulting uncertainty in the mother country over the use of juries crossed the Atlantic with the settlers. In the Chesapeake colonies, with their thinly scattered population, it was difficult and expensive to assemble a jury, and for much of the seventeenth century juries tended to be dispensed with, even in civil cases. The magistrates of Puritan New England, whose reverence for biblical law exceeded their reverence for the English common law, showed a strong preference for summary justice - a preference not, however, shared by Rhode Island, whose settlers had moved there from the Bay colony in the hope of escaping from the rigours of magisterial justice, and who not unnaturally possessed a special fondness for juries. In the second half of the century, however, as freemen became increasingly resentful of magisterial domination, and as fears grew about threats to liberty under the later Stuarts, juries became an increasingly established feature of public life throughout the New England colonies, to the point that civil juries came to be used far more extensively than they were in England itself.

Jury service, the holding of local office, voting for, and membership in, an assembly - all this exposed settlers in British America to a considerably wider range of opportunities in the management of their affairs than were available for the creole population of Spanish America. Spaniards found such active popular participation in matters of government and justice both alarming and odd, to judge from the reactions of one of them whose ship ran aground on Bermuda in 1639. `As in England,' he noted, `authority here is placed in the hands of the humblest and lowest in the Republic, and not entrusted to educated persons having an aptitude for office ... The Judges and Governor appoint twelve persons of the Republic and instruct them to consider all matters and documents in the causes that have been heard in their presence, and to give their verdict. These twelve persons then leave the Sessions house and are conducted by one of the other officials to the church and are there left locked in with orders not to be let out until they have decided the cases.'

Native Language Evangelism in New England

From Empires of the Atlantic World: Britain and Spain in America 1492-1830, by John H. Elliott (Yale U. Press, 2006), Kindle Loc. 1407-1421:

Roger Williams, whose `soul's desire', as he wrote, was `to do the natives good', published his A Key into the Language of America in 1643. In 1647 Governor Winthrop reported in his journal that the pastor of Roxbury, the Reverend John Eliot, had taken `great pains' to learn Algonquian, `and in a few months could speak of the things of God, to their understanding'. At the same time Thomas Mayhew, who had settled on Martha's Vineyard, achieved some important conversions and was acquiring proficiency in the native language. The 1640s, then, saw the beginning of a major effort, although small-scale by Spanish standards, to win the North American Indians to Christianity.

This effort benefited from the triumph of the parliamentarians in the English Civil War, which created a more favourable official climate in the home country for the support of Puritan missionary enterprise overseas. In 1649 the Rump Parliament approved the founding of a corporation, the Society for Propagation of the Gospel in New England, to promote the cause of the conversion of the Indians by organizing the collection and disbursement of funds. The enterprise was therefore dependent on voluntary contributions from the faithful - a reflection of the growing tendency in the English world to rely on private and corporate initiative and voluntary associations to undertake projects which in the Hispanic world came within the official ambit of church and state.

As in Spanish America the missionary effort supported by the Society involved the compilation of dictionaries and grammars, and the preparation of catechisms in the native languages. It also included something that did not figure on the Spanish agenda - the translation into a native Indian tongue of the Bible, a heroic enterprise completed by Eliot in 1659 and published in 1663. The fundamental importance of the written word to Protestantism strengthened the arguments for the schooling of Indians, and considerable effort - including the construction of an Indian College at Harvard in 1655 - was to be devoted to the teaching of Indian children. But the most spectacular, if not the most successful, feature of the New England missionary enterprise was the establishment of the `praying towns' - the fourteen village communities set up by Eliot in Massachusetts for converted Indians. The practical purpose behind their foundation was similar to that which inspired the creation of the so-called reducciones in the Spanish colonial world from the mid-sixteenth century: it was easier to indoctrinate Indians and to shield them from the corrupting influences of the outside world if they were concentrated in large settlements, instead of living dispersed.

Spanish Colonial Language Policies

From Empires of the Atlantic World: Britain and Spain in America 1492-1830, by John H. Elliott (Yale U. Press, 2006), Kindle Loc. 1598-1612:

Already the process of linguistic change was under way in New Spain, as Indians who moved into the cities picked up a working knowledge of Castilian, while Castilian words were simultaneously being incorporated into the Nahuatl vocabulary on a massive scale. Large numbers of the Indian vassals of the Spanish crown, however, either resisted the imposition of Castilian or remained to all intents and purposes outside its orbit, while many friars were inclined to ignore the crown's decree. At the same time, creoles with indigenous nurses learnt in childhood the language of the conquered, and in the Yucatan peninsula, which had a high degree of linguistic unity before the conquest, the Maya language, rather than Castilian, became the lingua franca in the post-conquest era. The crown, for its part, was driven in particular by religious considerations to recognize realities. In 1578 Philip II decreed that no religious should be appointed to Indian benefices without some knowledge of the language, and two years later he set up chairs of indigenous languages in the universities of Lima and Mexico City, on the grounds that 'knowledge of the general language of the Indians is essential for the explanation and teaching of Christian doctrine.'

The English, on finding themselves confronted by the linguistic barrier between themselves and the Indians, at first reacted much like the Spaniards. Indians showed little inclination to learn the language of the intruders, and initially it was the settlers who found themselves having to learn an alien tongue, both to communicate and to convert. Indians in areas of English settlement had less inducement than those in the more urbanized world of Spanish America to learn the language of the Europeans, although by degrees they found it convenient to have some of their number who could communicate in the language of the intruders. As the balance of forces tilted in favour of the settlers, however, so the pressures on the Indians to acquire some knowledge of English increased, until the colonists were securing promises from neighbouring tribes to learn the language as a requirement for submission to their rule. Here there was no question, as there was in Spanish America, of a policy of actively promoting, at least among a section of the colonial community, the learning of indigenous languages - a policy which had the concomitant, if unintended, effect of encouraging not only the survival but also the expansion of the major languages, especially Nahuatl, Maya and Quechua. The powerful impulse to Christianize that worked in favour of the toleration of linguistic diversity in Spain's American possessions simply did not exist in British America.

Origins of the Guarani–Spanish Alliance

From Empires of the Atlantic World: Britain and Spain in America 1492-1830, by John H. Elliott (Yale U. Press, 2006), Kindle Loc. 1580-1584:

Unique local circumstances made Paraguay an extreme example of the more general process that accompanied the colonization of Spanish America. The Guarani Indians needed the Spaniards as allies in their struggle to defend themselves against hostile neighbouring tribes. For their part, the Spaniards, moving inland from the newly founded port of Buenos Aires a thousand miles away, were too few in number to establish themselves without Guarani help. An alliance based on mutual necessity was sealed by the gift of Guarani women as wives, mistresses and servants. The continuing isolation of the settlement, and the almost total absence of Spanish women, led to the rapid creation of a unique mestizo society. Mestizo sons succeeded their fathers as encomenderos, and races and cultures mingled to a degree unparalleled elsewhere on the continent.'

Navigating the Pigmentocracy in the New World

From Empires of the Atlantic World: Britain and Spain in America 1492-1830, by John H. Elliott (Yale U. Press, 2006), Kindle Loc. 3058-3101:

The obsessive pursuit by the creoles of the outward marks of social distinction, including the title of don, reflected their deeply felt need to mark themselves out as belonging to the society of the conquerors and to place themselves on an equal footing with the upper strata of the colonial social hierarchy. `Any white person,' wrote Alexander von Humboldt at the end of the colonial period, `even though he rides his horse barefoot, imagines himself to be of the nobility of the country.' Yet whiteness, like nobility, was to acquire its own ambiguities in a society where nothing was quite as it appeared on the surface.

By the later years of the seventeenth century, although the creoles retained their tax-exempt status and still nominally formed the society of conquest, the old distinctions between conquerors and conquered were coming to be blurred by racial intermingling and were being overlaid by new distinctions thrown up by the confusing realities of an ethnically diverse society. What became known as a society of castas was in process of formation - casta being a word originally used in Spain to denominate a human, or animal, group, of known and distinctive parentage. The mestizos born of the unions of Spanish men and Indian women were the first of these castas, but they were soon joined by others, like mulatos, born of the union of creoles with blacks, or zambos, the children of unions between Indians and blacks. By the 1640s some parish priests in Mexico City were keeping separate marriage registers for different racial groups.

As the combinations and permutations multiplied, so too did the efforts to devise taxonomies to describe them, based on degrees of relationship and gradations of skin colour running the full spectrum from white to black. In the famous series of `casta paintings', of which over 100 sets have so far been located, eighteenth-century artists would struggle to give visual expression to a classificatory system designed to emphasize and preserve the social supremacy of a creole elite that felt threatened by contamination from below, even as it found itself dismissed as degenerate by officials coming from Spain. The elaborate efforts of these artists to depict in sets of exotic paintings family groups representing every conceivable blend of racial mixture and colour combination look like a doomed attempt to impose order on confusion. In the `pigmentocracy' of Spanish America, whiteness became, at least in theory, the indicator of position on the social ladder. In practice, however, as time went on there were few creoles to be found without at least some drops of Indian blood, as newly arrived Spaniards (known to the creoles as gachupines) took pleasure in proclaiming.

Colonial society, like that of metropolitan Spain, was obsessed with genealogy. Lineage and honour went hand in hand, and the desire to maintain both of them intact found its outward expression in the preoccupation with limpieza de sangre - purity of blood. In the Iberian peninsula, purity of blood statutes were directed against people of Jewish and Moorish ancestry, and were designed to exclude them from corporations and offices. In the Indies the stigma reserved in Spain for those `tainted' with Jewish or Moorish blood was transferred to those with Indian and African blood in their veins. In effect, limpieza de sangre became a mechanism in Spanish America for the maintenance of control by a dominant elite. The accusation of mixed blood, which carried with it the stigma of illegitimacy - compounded by the stigma of slavery where there was also African blood - could be used to justify a segregationist policy that excluded the castas from public offices, from membership of municipal corporations and religious orders, from entry into colleges and universities and from joining many confraternities and guilds.

Yet the barriers of segregation were far from being impassable, and were the subject of heated debate within colonial society. In New Spain at least it was possible to remove the taint of Indian, although not African, blood over the course of three generations by successive marriages to the caste that ranked next above in the pigmentocratic order: `If the mixed-blood is the offspring of a Spaniard and an Indian, the stigma disappears at the third step in descent because it is held as systematic that a Spaniard and an Indian produce a mestizo; a mestizo and a Spaniard a castizo; and a castizo and a Spaniard a Spaniard.' Genealogies could be constructively rewritten to conceal unfortunate episodes in a family's history, and retrospective legitimation could be purchased for dead relatives. There were other ways, too, of circumventing the rigidities of a social ranking based on the colour of one's skin.

A royal decree of 1662 relating to the mixed-blood society of Paraguay did no more than recognize realities when it stated that `it is an immemorial custom here in these provinces that the sons of Spaniards, although born of Indian women, should be treated as Spaniards. Where mestizos were both legitimate and white, or nearly white, their chances of being passed off as creoles, with all the social advantages that this implied, were greatly improved. Already from the late sixteenth century it was possible for mestizos of legitimate descent to purchase from the crown a certificate classifying them as `Spaniards', which meant that their descendants would have access to institutions of higher learning and to the more profitable forms of employment. In the seventeenth century the so-called gracias al sacar permitted even mulattoes to move from black to white. This kind of legalized ethnic flexibility, facilitated by the crown's perennial shortage of funds, was almost unheard of in Anglo-American colonial society. Only in Jamaica, it seems, was formal provision made for the social ascent of mulattoes, following legislation in 1733 to the effect that `no one shall be deemed a Mulatto after the Third Generation ... but that they shall have all the Privileges and Immunities of His Majesty's white Subjects on this Island, provided they are brought up in the Christian Religion.'

Yet, for all the deceptions and ambiguities, colonial Spanish America evolved into a colour-coded society, although the equation between darkness of skin and social, as distinct from legal, status was by no means absolute. Black servants, the majority of them slaves, were legally inferior to pure-blooded Indians living in their communities, but in social and cultural terms they tended to rank higher, because their occupations in creole households or as hacienda foremen effectively made them members of the Hispanic world. If Spanish American colonial society was fundamentally a three-tier society, consisting of `Spaniards', castas and Indians, then the black population, unlike that of Barbados or the Chesapeake, occupied an intermediate position by virtue of its inclusion among the castas, even though Indian ancestry was rated superior to black ancestry when it came to contamination of the blood-line.

The complexities of these shades of ethnic difference, imperfectly superimposed on a traditional society of orders, inevitably made for a volatile society, especially in the cities. The poorer sections of the Spanish creole population, whose `pure' blood placed them above the castas, clung to the status symbols that differentiated them from people of mixed ancestry who might well be better off than themselves. Simultaneously they resented the airs, and wealth, of the creole elite. In spite of attempts by the authorities to end their exemption, mestizos shared with creoles the privilege of paying no direct taxes. This gave them every inducement to differentiate themselves from tribute-paying Indians. Correspondingly, an Indian who could pass himself off as a mestizo stood to gain substantially because he escaped tribute payments. Yet in matters of the faith he was better off if he remained classified as an Indian, since Indians, unlike creoles and mestizos, were not subject to the jurisdiction of the Inquisition."

Early 'Plantations': Settlers, Not Crops

From Empires of the Atlantic World: Britain and Spain in America 1492-1830, by John H. Elliott (Yale U. Press, 2006), Kindle Loc. 292-308:

Effectively, Cortes's company was composed of a cross-section of the residents of Cuba, which was deprived of nearly a third of its Spanish population when the expedition set sail. It was therefore well acclimatized to New World conditions, unlike Newport's party, which, within six months of arrival, had lost almost half its number to disease.

The fact that the company on board Newport's ships were styled `planters' was a clear indication of the purpose of the voyage. For the English in the age of the Tudors and Stuarts, `plantation' - meaning a planting of people - was synonymous with 'colony'. This was standard usage in Tudor Ireland, where `colonies' or `plantations' were the words employed to designate settlements of English in areas not previously subject to English governmental control. Both words evoked the original coloniae of the Romans - simultaneously farms or landed estates, and bodies of emigrants, particularly veterans, who had left home to `plant', or settle and cultivate (colere), lands elsewhere. These people were known as `planters' rather than `colonists', a term that does not seem to have come into use before the eighteenth century. In 1630, when the British had established a number of New World settlements, an anonymous author would write: `by a colony we mean a society of men drawn out of one state or people, and transplanted into another country.'

The Spanish equivalent of `planter' was poblador. In 1498, when Luis Roldan rebelled against the government of the Columbus brothers on Hispaniola, he rejected the name of colonos for himself and his fellow settlers of the island, and demanded that they should be known as vecinos or householders, with all the rights accruing to vecinos under Castilian law. A colon was, in the first instance, a labourer who worked land for which he paid rent, and Roldan would have none of this. Subsequent usage upheld his stand. During the period of Habsburg rule Spain's American territories, unlike those of the English, were not called `colonies'. They were kingdoms in the possession of the Crown of Castile, and they were inhabited, not by colonos, but by conquerors (conquistadores) and their descendants, and by pobladores, or settlers, the name given to all later arrivals.

The English, by contrast, were always `planters', not `conquerors'. The discrepancy between English and Spanish usage would at first sight suggest fundamentally different approaches to overseas settlement. Sir Thomas Gates and his fellow promoters of the Virginia Company had asked the crown to grant a licence, to make habitation plantation and to deduce a Colonic of sundry of our people' in `that part of America commonly called Virginia ...' There was no mention here of conquest, whereas the agreement between the Castilian crown and Diego Velazquez in 1518 authorized him to `go to discover and conquer Yucatan and Cozumel'. But the idea of conquest was never far away from the promoters of English colonization in the sixteenth and early seventeenth centuries.

Medieval English and Spanish Colonial Expansion

From Empires of the Atlantic World: Britain and Spain in America 1492-1830, by John H. Elliott (Yale U. Press, 2006), Kindle Loc. 437-457:

Medieval England pursued a policy of aggressive expansion into the non-English areas of the British Isles, warring with its Welsh, Scottish and Irish neighbours and establishing communities of English settlers who would advance English interests and promote English values on alien Celtic soil. The English, therefore, were no strangers to colonization, combining it with attempts at conquest which brought mixed results. Failure against Scotland was balanced by eventual success in Wales, which was formally incorporated in 1536 into the Crown of England, itself now held by a Welsh dynasty. Across the sea the English struggled over the centuries with only limited success to subjugate Gaelic Ireland and `plant' it with settlers from England. Many of the lands seized by the Normans in the twelfth and thirteenth centuries were recovered by the Irish during the fourteenth and fifteenth; and although in 1540 Henry VIII elevated Ireland to the status of a kingdom, English authority remained precarious or non-existent beyond the densely populated and rich agricultural area of the Pale. With the conversion of Henry's England to Protestantism the effective assertion of this authority over a resolutely Catholic Ireland acquired a new urgency in English eyes. The reign of Elizabeth was to see an intensified planting of new colonies on Irish soil, and, in due course, a new war of conquest. The process of the settlement and subjugation of Ireland by the England of Elizabeth, pursued over several decades, absorbed national energies and resources that might otherwise have been directed more intensively, and at an earlier stage, to the founding of settlements on the other side of the Atlantic.

In medieval Spain, the land of the Reconquista, the pattern of combined conquest and colonization was equally well established. The Reconquista was a prolonged struggle over many centuries to free the soil of the Iberian peninsula from Moorish domination. At once a military and a religious enterprise, it was a war for booty, land and vassals, and a crusade to recover for the Christians the vast areas of territory that had been lost to Islam. But it also involved a massive migration of people, as the crown allocated large tracts of land to individual nobles, to the military-religious orders engaged in the process of reconquest, and to city councils, which were given jurisdiction over large hinterlands. Attracted by the new opportunities, artisans and peasants moved southwards in large numbers from northern and central Castile to fill the empty spaces. In Spain, as in the British Isles, the process of conquest and settlement helped to establish forms of behaviour, and create habits of mind, easily transportable to distant parts of the world in the dawning age of European overseas expansion.

The conquest and settlement of Al-Andalus and Ireland were still far from complete when fourteenth-century Europeans embarked on the exploration of the hitherto unexplored waters and islands of the African and eastern Atlantic. Here the Portuguese were the pioneers. It was the combined desire of Portuguese merchants for new markets and of nobles for new estates and vassals that provided the impetus for the first sustained drive for overseas empire in the history of Early Modern Europe. Where the Portuguese pointed the way, others followed. The kings of Castile, in particular, could not afford to let their Portuguese cousins steal a march on them. The Castilian conquest and occupation of the Canary Islands between 1478 and 1493 constituted a direct response by the Crown of Castile to the challenge posed by the spectacular expansion of Portuguese power and wealth.

Evaluating Both Style and Substance in One's Sources

From the Introduction to History of the Spanish Conquest of Yucatan and of the Itzas, by Philip Ainsworth Means. Papers of the Peabody Museum of American Archaeology and Ethnology, Harvard University, vol. VII, 1917. (The Kindle edition is available for free on Amazon!)

Though Villagutierre's Spanish style is far superior to that of such writers as Fernando Montesinos and Antonio de la Calancha, it is, nevertheless, atrocious. Although he wrote about 1700, Villagutierre's style is excessively archaic; his grammatical construction can hardly be called construction at all, so formless and ambiguous is it. Villagutierre never hesitates to write several long sentences without a single main verb between them, nor does he often refrain from going on and on for a page or so without using a period. In the use of capitals he is most whimsical; usually he has them when they are called for, but he has many that are out of place as well.

The style of Cogolludo, on the other hand, is very good, and that, be it noted, despite the fact that Cogolludo wrote prior to 1688. One remarks with considerable surprise that in several cases Villagutierre and Cogolludo use almost the same words. For example, in speaking of the visit which Cortes made to the island of Tayasal, Cogolludo says: "... y aun que la ida de Cortes se tuvo por ossadia, y demasiada confianza..." Villagutierre, in the same connection says: "... que lo tenian a grandissima temeridad, y ossadia, y por demasiada confianza ...." This is an interesting point, and perhaps it is significant that Cogolludo's book was published in 1688, whereas Villagutierre was not brought out until 1701. It is to be noted that Cogolludo, the earlier writer, uses only two epithets, and that Villagutierre, the later writer, uses the same two, plus a new one of his own. I know of two other cases where equally close and significant similarity exists between the two. It is possible, then that Villagutierre copied (not to say plagiarized) the work of Cogolludo without giving credit for it. But the important point for us in this matter does not concern the personal integrity of Villagutierre. Rather does the importance of the matter lie in this: if Villagutierre was acquainted with the history of Yucatan by Cogolludo to such a degree that he frequently borrowed whole phrases from it, he must have had a very good reason for diverging widely now and again from the version of events given by Cogolludo. Such a reason could only be supplied by the fact that Villagutierre possessed information which he regarded as superior to and more official than that of Cogolludo. Therefore, since in several instances (as in the account of the events leading up to the visit of Cortes to Tayasal) Villagutierre occasionally departs from the footsteps of Cogolludo, we may safely assume that he was at once more critical and better informed than the latter, whom, however, he valued enough to be willing to draw from his work much of his information and even some of his phraseology.

One rarely reads such introductions in scholarly books these days. This book is one of several I began reading to prepare for our winter vacation in the Yucatan, where my historian brother has retired and now works on Maya language projects.

Spain's Era of Desengaño: ‘Queremos comer sin trabajar’

From Imperial Spain: 1469-1716, by J. H. Elliott (Penguin, 2002), 2nd ed., Kindle Loc. 5112-5153:

The great plague of 1599–1600 wiped out at a single blow much of the population increase of the sixteenth century, and opened a new era in Castilian demographic history: an era of stagnation, and perhaps of demographic decline.

The economic consequences of the plague were to be seen in the labour crisis with which the new century opened, and can be traced in the 30 per cent increase in salaries in the three years that followed it. González de Cellorigo, an official in the chancellery of Valladolid who published in 1600, under the shadow of the plague, a brilliant treatise on the problems of the Spanish economy, accurately prophesied its effects: ‘Henceforth we can only expect that everything requiring human industry and labour will be very expensive… because of the shortage of people for tillage and for all the types of manufactures that the kingdom needs.’ The acute labour shortage, and the consequent upswing of salaries, were, as González de Cellorigo appreciated, irreparable disasters for the Castilian economy, since they destroyed the possibility that the years of peace might be used to build up Castilian industry to a point at which it would again be able to compete with foreign industries in the home and overseas markets.

But the most serious long-term consequences of the plague may have been psychological rather than economic. Already, before it was struck by the plague, Castile was weary and depressed. The failures in France and the Netherlands, the sack of Cadiz by the English, and the King's request for a national donativo in 1596 as bankruptcy struck, completed the disillusionment that had begun with the defeat of the Invincible Armada. Then, to crown it all, came the plague. The unbroken succession of disasters threw Castile off balance. The ideals which had buoyed it up during the long years of struggle were shattered beyond repair. The country felt itself betrayed – betrayed perhaps by a God who had inexplicably withdrawn His favour from His chosen people. Desolate and plague-stricken, the Castile of 1600 was a country that had suddenly lost its sense of national purpose.

Castilians reacted to the moment of disillusionment in different ways. Optimism had gone, to be replaced by bitterness and cynicism, or else by the resignation of defeat. The new mood of fatalism and disillusionment naturally tended to reinforce certain latent tendencies that had already been encouraged by the unusual circumstances of the sixteenth century. During that century, events had conspired to disparage in the national estimation the more prosaic virtues of hard work and consistent effort. The mines of Potosí brought to the country untold wealth; if money was short today, it would be abundant again tomorrow when the treasure fleet reached Seville. Why plan, why save, why work? Around the corner would be the miracle – or perhaps the disaster. Prices might rise, savings be lost, the crops fail. There seemed little point in demeaning oneself with manual labour, when, as so often happened, the idle prospered and the toilers were left without reward. The events of the turn of the century could only increase this sense of insecurity and strengthen an already widespread fatalism. It was fatalism that characterized the outlook of the pícaro, and the seventeenth century was essentially the age of the pícaro, living on his wits – hungry today, well fed tomorrow, and never soiling his hands with honest work. ‘Queremos comer sin trabajar’: we want to eat without working. The words could be applied to Castilians in many walks of life, from the townsman living comfortably on his annuities to the vagabond without a blanca in his purse.

It was in this atmosphere of desengaño, of national disillusionment, that Cervantes wrote his Don Quixote, of which the first part appeared in 1605 and the second in 1614. Here, among many other parables, was the parable of a nation which had set out on its crusade only to learn that it was tilting at windmills. In the end was the desengaño, for ultimately the reality would always break in on the illusion. The events of the 1590s had suddenly brought home to more thoughtful Castilians the harsh truth about their native land – its poverty in the midst of riches, its power that had shown itself impotent. Brought face to face with the terrible paradoxes of the Castile of Philip III, a host of public-spirited figures – such men as González de Cellorigo and Sancho de Moncada – set themselves to analyse the ills of an ailing society. It is these men, known as arbitristas (projectors), who give the Castilian crisis of the turn of the century its special character. For this was not only a time of crisis, but a time also of the awareness of crisis – of a bitter realization that things had gone wrong. It was under the influence of the arbitristas that early seventeenth-century Castile surrendered itself to an orgy of national introspection, desperately attempting to discover at what point reality had been exchanged for illusion. But the arbitristas – as their name suggested – were by no means content merely to analyse. They must also find the answer. That an answer existed they had no doubt; for just as Sancho Panza had in him something of Don Quixote, so also even the most pessimistic arbitrista was still something of an optimist at heart. As a result, the Government of Philip III found itself bombarded with advice – with innumerable projects, both sensible and fantastic, for the restoration of Castile.

Catalonia & Portugal vs. Castile, 1640

From Imperial Spain: 1469-1716, by J. H. Elliott (Penguin, 2002), 2nd ed., Kindle Loc. 5954-97:

Seeing that his authority was gone and that law and order were everywhere collapsing, the unfortunate Count of Santa Coloma begged the town councillors of Barcelona to close the city gates against the casual labourers who always flocked into the city at the beginning of June to hire themselves out for harvesting. But the councillors were either unable or unwilling to agree; the harvesters made their usual entry; and on Corpus day, 7 June 1640, they inevitably became involved in a brawl. The brawl soon acquired the dimensions of a riot, and within a few hours the mob was hounding down the royal ministers and sacking their houses. The viceroy himself had moved to the dockyards for safety, but a group of rioters forced its way in, and Santa Coloma was caught and struck down as he attempted to escape from his pursuers along the rocky beach.

The murder of Santa Coloma left such authority as remained in Catalonia in the hands of the Diputació and of the city councillors and aristocracy of Barcelona. Although they managed to shepherd the rebels out of Barcelona itself, it was impossible to maintain control over a movement which was spreading through the Principality, wreaking vengeance on all those of whom the rebels disapproved. Stunned as he was by the viceroy's murder, Olivares still seems to have hoped that the rebellion could be checked without recourse to arms, but the new viceroy, the Catalan Duke of Cardona, died on 22 July without being able to halt the drift to anarchy. Almost at the same moment the rebels gained control of the vital port of Tortosa. The loss of Tortosa made it finally clear that troops would have to be sent into Catalonia, in spite of the obvious risk of war in a province bordering on France; and Olivares pressed ahead with the formation of an army for use against the rebels.

The Conde Duque believed that the Catalans were still too loyal to call on the French for help, but he underestimated the determination and vigour of Claris, and the hatred of his Government and of Castile which his policies had inspired in every class of Catalan society. Some time before, Claris had already made tentative overtures to the French, and Richelieu, who had shown himself well aware of the possibilities of causing trouble both in Catalonia and Portugal, declared himself ready to offer help. During the autumn of 1640 Claris and Olivares stood face to face, Claris hoping to avoid the necessity of committing the Principality to an open break with Madrid, and Olivares equally hoping to avoid the necessity of using an army against the Catalans. ‘In the midst of all our troubles,’ wrote the Conde Duque to the Cardenal Infante in October, ‘the Catalan is the worst we have ever had, and my heart admits of no consolation that we are entering an action in which, if our army kills, it kills a vassal of His Majesty, and if they kill, they kill a vassal and a soldier…. Without reason or occasion they have thrown themselves into as complete a rebellion as Holland….’

But worse was to come. The revolt of the Catalans was bound to have its repercussions in Portugal, where there was a growing determination to cut the country's links with Castile. Uneasily aware that he could never be sure of Portugal as long as the Duke of Braganza and the higher Portuguese nobility remained at home, Olivares had ingeniously thought to kill two birds with one stone by ordering the Portuguese nobility to turn out with the army that was to be sent into Catalonia. This order meant that, if Portugal was ever to break free from Castile, it must act quickly before Braganza was out of the country. Plans for a revolution were laid in the autumn of 1640, probably with the connivance of Richelieu, who is believed to have sent funds to the conspirators in Lisbon. On 1 December, while the royal army under the command of the Marquis of los Vélez was gingerly advancing into Catalonia, the Portuguese conspirators put their plan into action. The guards at the royal palace in Lisbon were overwhelmed, Miguel de Vasconcellos – Olivares's confidant and principal agent in the government of Portugal – was assassinated, and Princess Margaret was escorted to the frontier. Since there were virtually no Castilian troops in Portugal, there was nothing to prevent the rebels from taking over the country, and proclaiming the Duke of Braganza king as John IV.

The news of the Portuguese Revolution, which took a week to reach Madrid, forced Olivares and his colleagues to undertake an urgent reappraisal of their policies. Simultaneous revolts in the east and west of the Spanish peninsula threatened the Monarchy with total disaster. Peace was essential: peace with the Dutch, peace with the Catalans. But although the Conde Duque now offered favourable terms to the Catalans, and the upper classes in Catalonia seemed predisposed to accept them as the army of los Vélez moved closer and closer to Barcelona, the populace was in no mood for surrender. It rioted in Barcelona on 24 December, hunting down ‘traitors’ with a savagery surpassing that of Corpus; and Claris, faced on one side with the fury of the mob, and on the other with the advancing Castilian army, took the only course open to him. On 16 January 1641 he announced that Catalonia had become an independent republic under French protection. Then on 23 January, finding that the French were not satisfied with this, he withdrew his plans for a republican system of government, and formally declared the allegiance of Catalonia to the King of France, ‘as in the time of Charlemagne, with a contract to observe our constitutions’. The French were now prepared to give the Catalans full military support; the French agent, Duplessis Besançon, hastily organized the defence of Barcelona, and on 26 January a combined French and Catalan force met the army of los Vélez on the hill of Montjuich outside the walls of Barcelona, Los Vélez unaccountably gave the order to retreat, and the last chance of bringing the revolt of the Catalans to a speedy end was lost.

"New Spain's Century of Depression"

From Imperial Spain: 1469-1716, by J. H. Elliott (Penguin, 2002), 2nd ed., Kindle Loc. 4988-5028:

The imperialism of Philip II's reign had been based on a Spanish-Atlantic economy, in that it was financed out of the resources of America and of a Castile which itself received regular injections of silver from the silver-mines of the New World. During the last decade of the sixteenth century American silver was still reaching Spain in very large quantities, and the port of Seville had an undeniable air of prosperity; but the comforting appearances masked the beginning of a radical change in the structure of the entire Spanish-Atlantic system.

This change was, in part, a direct result of Spain's war with the Protestant powers of the north. In the first two decades after the outbreak of the Netherlands revolt, the Dutch had continued to trade with the Iberian peninsula. Spain was dependent on northern and eastern Europe for its supplies of grain, timber, and naval stores, a large proportion of which were transported in Dutch vessels. Irked by Spain's continuing dependence on the Dutch, and anxious to strike a blow at the Dutch economy, Philip II placed an embargo on Dutch ships in Spanish and Portuguese ports in 1585, and again in 1595. The Dutch appreciated as well as Philip II that any interference with their peninsular trade threatened them with disaster. They needed Spanish silver and colonial produce, just as they also needed the salt of Setúbal for their herring industry. Faced with embargoes on their peninsular trade, they therefore reacted in the only possible way, by going direct to the producing areas for the goods they needed – to the Caribbean and Spanish America. From 1594 they were making regular voyages to the Caribbean; in 1599 they seized the salt island of Araya. This intrusion of the Dutch into the Caribbean disrupted the pearl fisheries of Santa Margarita and dislocated the system of maritime communications between Spain's colonial possessions. For the first time, Spain found itself heavily on the defensive in the western hemisphere, its overseas monopoly threatened by increasingly audacious Dutch and English attacks.

The presence of northern interlopers in the American seas was a serious danger to the Spanish commercial system; but potentially even more serious was the simultaneous transformation in the character of the American economy. During the 1590s the boom conditions of the preceding decades came to an end. The principal reason for the change of economic climate is to be found in a demographic catastrophe. While the white and the mixed population of the New World had continued to grow, the Indian population of Mexico, scourged by terrible epidemics in 1545–6 and again in 1576–9, had shrunk from some 11,000,000 at the time of the conquest in 1519 to little more than 2,000,000 by the end of the century; and it is probable that a similar fate overtook the native population of Peru. The labour force on which the settlers depended was therefore dramatically reduced. In the absence of any significant technological advance, a contracting labour force meant a contracting economy. The great building projects were abruptly halted; it became increasingly difficult to find labour for the mines, especially as the negroes imported to replace the Indians proved to be vulnerable to the same diseases as those which had wiped out the native population; and the problem of feeding the cities could only be met by a drastic agrarian reorganization, which entailed the creation of vast latifundios where Indian labour could be more effectively exploited than in the dwindling Indian villages.

The century that followed the great Indian epidemic of 1576–9 has been called ‘New Spain's century of depression’ – a century of economic contraction, during the course of which the New World closed in on itself. During this century it had less to offer Europe: less silver, as it became increasingly expensive to work the mines, and fewer opportunities for the emigrants – the 800 or more men and women who were still arriving in the 1590s in each flota from Seville. At the same time, it also came to require less of Europe – or at least of Spain. European luxury products found themselves competing with the products of the Far East carried to America in the Manila galleon. But much more serious from the point of view of Spain was the establishment in its American possessions of an economy dangerously similar to its own. Mexico had developed a coarse cloth industry, and Peru was now producing grain, wine, and oil. These were exactly the products which had bulked so large in the cargoes from Seville during the preceding decades. In fact, the staple Spanish exports to America were ceasing to be indispensable to the settlers, and in 1597 Spanish merchants found it impossible to dispose of all their goods: the American market, the source of Andalusia's prosperity, was for the first time overstocked.

From the 1590s, therefore, the economies of Spain and of its American possessions began to move apart, while Dutch and English interlopers were squeezing themselves into a widening gap. It was true that Seville still retained its official monopoly of New World trade, and that Sevillan commerce with America reached an all-time record in 1608, to be followed by a further twelve years in which trade figures, while fluctuating, remained at a high level. But, as an index to national prosperity, the figures are deprived of much of their significance by the fact that the cargoes were increasingly of foreign provenance. The goods which Spain produced were not wanted by America; and the goods that America wanted were not produced by Spain.