King Kazimierz III the Great

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 62-63:

King Kazimierz III the Great encouraged Jewish settlement in the Polish lands. The recent incidence of the so-called Black Death in Europe’s west had led Jews there to be turned into scapegoats, leading many to flee eastward. Kazimierz’s reception of the Jewish communities led some even to label him “king of the Jews”—and led Jews to revere his name. In charters granted in 1334, 1364, and 1367, Kazimierz made it clear that Jews were subjects of the Crown, and as such they were protected by it.

Kazimierz was a nearly model medieval monarch. He did more than consolidate and make secure the country’s expanding borders and provide for further economic development. He truly established the Corona Regni Poloniae—the Crown of the Polish Kingdom. No longer were the Polish lands simply the property of the Piast dynasty. As the Crown of the Polish Kingdom, they existed independently, outside the person of the monarch. In this way, one can see parallels between the formation of other states in the region. The united Bohemian lands were also referred to as the Crown of Saint Wenceslas, which Charles IV declared distinct from the fate of the Luxemburg dynasty; a similar understanding took hold in Hungary, which was also known as the Lands of the Crown of Saint Stephen.

Kazimierz drew up a number of statutes that would help shape the administration of the state, especially insofar as laws and the functioning of a judiciary were concerned. He also upheld the country’s defense. Even today, any Polish child can recite the ditty (unpoetically rendered here) that Kazimierz “inherited wooden towns and left them fortified with stone and brick” (Kazimierz miasta zastał drewniane i zostawił murowane). The country underwent a great program of construction. It was funded in part by a land tax paid by peasants (who nonetheless had a favorable view of the monarch, who was also known as “king of the peasants”), in part by income that came from the rich salt mines of Wieliczka and Bochnia in the south of the country. (Even today, the salt mine at Wieliczka—quite a tourist destination—is a testament to the technological feat undertaken in this early period.) Growing exports and tax revenues funded the construction of some fifty castles, and fortification walls were supplied to nearly another thirty towns.

Another major and far-sighted achievement of King Kazimierz the Great was his establishment, in 1364, of a studium generale (variously titled an academy or a university) in his capital of Kraków. Pope Urban V gave his permission for instruction to be provided in canon and civil law and all other faculties except for theology. Nonetheless, Kazimierz’s academy was a secular institution, like the universities of Padua and Bologna. Its establishment boded well for education in the Polish lands. Furthermore, it was a rare distinction in this part of the world: in Central Europe, only Prague can boast of having obtained a university earlier.

Reuniting Polish Lands, 1300s

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 52-55:

Even if Poland was in pieces, the lands were developing and its people were thriving. Nor had the broader population lost its identity and connection to the Polish past. Indeed: despite a series of hurdles, an entity to be called Poland once more would come together, as a monarchy, in the early fourteenth century.

...

This coming together was the work of one of the Piast princes, Władysław Łokietek. A grandson of Duke Konrad of Mazovia, Łokietek hailed from neighboring Cuiavia, in the central-northern reaches of the Polish lands. His sobriquet was “Elbow-High,” which suggests the prince was short of stature. What Łokietek lacked in height, he surely made up for in chutzpah. This plucky—and lucky—Piast prince would begin what can be seen as an upward trajectory for the Poles. The vertically challenged Łokietek was chosen prince of Greater Poland after the death of a different Piast ruler, Przemysł II (1257–1296), who was assassinated on Ash Wednesday on orders of the margraves of Brandenburg. The German margraves were unhappy with Przemysł’s attempts to unify the Polish lands: Przemysł had brought together Greater Poland and the seacoast region known as Gdańsk-Pomerania, and in 1295 was even crowned king in Gniezno, albeit of those two regions alone. Łokietek hoped to build on these achievements.

...

The Piast was aided in other, more prosaic ways as well. One was the problem faced by many a medieval dynasty: life was brutish and short. The reign of King Václav II came to an end with his sudden death in 1305. His son and successor, also named Václav (who had become king of Hungary before inheriting Bohemia and Poland from his father), was assassinated in Bohemia the following year. The extinction of the Czech Přemyslid dynasty left the throne open (in fact, it left several thrones open), which was then contested from all sides. Habsburgs, Luxemburgs, as well as a number of Piast princes (if not Łokietek) all sought to claim the throne. Married to a Bohemian Přemyslid princess, John of Luxemburg ultimately proved victorious—thus initiating a new Bohemian dynasty. He would consider himself also heir to the Polish throne.

Tiny but tenacious, Łokietek was not one to abandon the cause of conquest and unification so lightly. Whereas Václav II and subsequent Bohemian monarchs had found support in the Germanized towns, the Piast prince managed to rally the knights (if not the towns) to his side. And he was willing to fight. With Hungarian help, Łokietek reconquered Lesser Poland, Cuiavia, and other territories, thus establishing himself as a legitimate ruler of the Polish lands circa 1306. Holding onto them proved a challenge: for example, at one point burghers rebelled in Kraków and other towns of Lesser Poland, and they had to be subdued. The Polish unifier sought to rid Kraków of the miscreants by use of a shibboleth. Those burghers who could pronounce the four words “soczewica, koło, miele, młyn” [emphasis added] (lentil, wheel, grinds, mill) were allowed to stay. Native German speakers stumbled over the pronunciation of the Polish letters “ł” and “s,” which allowed the authorities to shuffle and rearrange the city’s population. Henceforth, the Kraków burghers would find it politic to Polonize. The process of unification was anything but smooth.

Nonetheless, the Piast was persistent—and his persistence paid off. The sixty-year-old Łokietek was crowned King Władysław Łokietek in 1320. His coronation on January 20 of that year took place not in Gniezno but in Kraków, which had been gaining in political significance since Kazimierz the Restorer moved there in the eleventh century. Still, the Elbow-High succeeded in unifying only two provinces: Lesser Poland and Greater Poland. His Poland had no Mazovia, no Prussia (despite Łokietek’s best efforts, the Teutonic Knights had seized control there), no Gdańsk-Pomerania (treacherously taken by the Teutonic Knights), and no Silesia (the Silesian Piasts did not feel compelled to subordinate themselves to the upstart Łokietek, and they remained firmly in the Bohemian orbit). Once again coronation was an important symbolic act, if still just a beginning.

Poland Becomes Catholic, 966

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 28-31:

Mieszko seems to have led the Polanie as of about the year 960. The reason we know of him and his state is that, like the Moravians to the south, the Germans (that is, the Christian population to the west, which was part of post-Carolingian Europe, the eastern part of which was ruled by the German emperor) were beginning to pay attention to this emerging state centered around Gniezno [cf. gniazdo 'nest']. Early recorded mention of Mieszko’s doings has come down to us from a Jewish trader, Ibrahim Ibn Jakub, who, while on business in Magdeburg in 966, learned of the existence of a well-organized state that was conquering some of the Slavic tribes to its west. A Saxon monk noted the existence of the dynamically expanding state, which likewise caught the attention of Otto I. Titled Emperor of the Romans by the pope only in 962, the German Otto had pretentions to the same region. Before long, Mieszko’s realm came to be referred to as Poland, or the land of the Poles.

It is customary to date the beginnings of the history of Poland to 966. This choice of date reflects a momentous decision made that year. Until this point, the Polanie and the neighboring tribes in the vicinity of Central and Eastern Europe were for the most part pagans. This was not true of the Germans further west, who had already converted to Christianity in late antiquity or the early medieval period; nor was it true for the Moravians, who had witnessed the ninth-century ministry of Cyril and Methodius, the missionaries to the Slavs, although by this time—a century later—they were under German influence. (Note that Kyivan Rus’, lying further to the east, was baptized only as of 988, but its baptism came from Greek sources, that is, Constantinople.) In this part of the world, of world-historical significance was what religion these pagan rulers chose, and at whose hands they were baptized.

It is in 966 that the baptism of Mieszko—head of the Gniezno state, this nascent Polish polity—took place. It is both interesting and important that this was facilitated not by the Germans but by a Bohemian (Czech) connection. A Czech state had emerged around the turn of the eighth and ninth centuries; first baptized by Saint Methodius, the Czechs relatively quickly came under Bavarian influence, their church under the bishop of Regensburg. In 965 Mieszko strengthened the connection with this Slavic neighbor by marrying a Bohemian princess, the daughter of Boleslav I. This Dubravka, known variously also as Dąbrówka or Dobrava, was a Christian, and she likely brought some Christian clergy with her to Gniezno. The next year, Mieszko accepted baptism at their hands.

What is important for the future history of Poland is that this was Western, and not Eastern, Christianity—that is, Mieszko was baptized into the Church of Rome, as it was then known. No less important is that baptism came from Bohemia, not from the imperial power to the west. Mieszko furthermore took care to ensure that his state was placed under the care of missionaries. As missionary priests were directly subordinated to the papacy and not to a bishop within any given territory, this gave the nascent Polish church more flexibility because it was not placed under another sovereign state.

Thus began the Poles’ connection with Roman Catholicism, one that dates back a millennium. It is a connection that has stuck. Until very recently, many people around the world associated Poland above all with the man who, until not so long ago, was head of the Universal Church—Karol Wojtyła, better known as Pope John Paul II. During his first trip to Poland after he became pontiff, John Paul II famously declared to his countrymen that “it was impossible, without reference to Christ, to understand the history of the Polish nation, this great thousand-year-old community that so profoundly shapes my existence and that of each of us.” While clearly there is much to this statement, one cannot say that the Christianization of Poland or the Poles’ historic identification with Roman Catholicism were inevitable. Nor (as we shall see) is the belief that all “real” Poles have always been, or must be, Roman Catholics borne out by the country’s history, certainly not if one examines that history in its entirety. (Such Polish paradoxes await the patient reader.)

So what motivated Mieszko’s conversion? The baptism of “Poland” into the larger Roman Catholic family appears to have been, above all, a political decision and not simply (if such matters are ever simple!) a matter of spiritual conversion. It likely extended originally only to Mieszko’s court and entourage, who through the person of his wife and her entourage were pulled into the Christian orbit. Surely Mieszko realized that, by accepting Christianity, he would no longer be subject to incursions from the west—at least, the types of incursions from the eastern marches that doubtless had long been intended to turn these Slavic peoples from paganism to Christianity. By converting, he would deny the Holy Roman Empire the pretext to interfere with his state. The fact that the baptism came at the hands of a missionary who was under papal jurisdiction proved important. The Polish church thus would not be subordinated to the Holy Roman Empire or any other lay power. Moreover, as denizens of a Christian power the Poles could now seek to spread Christianity to other pagan tribes in the region (for example, the Pomeranians or the tribes further east), thus expanding their own influence.

How Ryukyu Became Less Japanese

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 400-403:

Migration was the driving force in early Ryukyuan history. The initial king of the first Shō dynasty, Shō Shishō, may have been a first-generation immigrant to Okinawa. Moving ahead to the early seventeenth century, Yamazaki Nikyū [Morizō, 山崎 二休 守三, not "Nikyūshuzan"!], Kian Nyūdō, and Sōmi Nyūdō were examples of first-generation Japanese immigrants to Ryukyu who served Shō Nei....

Were language barriers significant in the Ryukyu islands or between Ryukyu and Kyushu? Probably, although these barriers are difficult to map from documentary sources. Moreover, sociolinguistic circumstances were probably significant. For example, the two Ryukyuan envoys to Satsuma in 1575 could make themselves understood only with difficulty and therefore had to use interpreters to facilitate negotiations. Those interpreters were sailors. Recall the difficulty that Chinese-employed interpreters experienced during the 1590s distinguishing between Ryukyuan and Japanese sailors on cultural grounds, including language (see chapter 13). It suggests that, at least among seafarers, sharp cultural differences between Japanese and Ryukyuans had yet to emerge. Based on the limited evidence appearing in these pages, there may have been few sharp cultural dividing lines between the Ryukyu islands and maritime regions of Kyushu, even as late as circa 1600. Government officials in Naha and Kagoshima may not have been able to converse freely in 1550, but sailors in the region and Buddhist priests probably would have experienced fewer difficulties. Insofar as cultural barriers remained relatively small across the region through the sixteenth century, the circulation of people must have played a key role.

Closed-off Ryukyu

We know that a significant cultural divide existed between “Ryukyu,” however defined, and Japan circa 1900. If my hypothesis that this divide was present but relatively minor around 1600 is correct, then how did a significant cultural divide develop over the relatively short span of approximately three centuries? Stated differently, what accelerated the rate of cultural change in Ryukyu? There were probably three major contributing factors. The most important was the cessation of the flow of people. During the early seventeenth century, Ryukyu became part of the Shimazu territories, and the practical effect of this change was for it to be closed off from the rest of Japan. The diverse wajin community or communities in the Naha area faded into the broader society. Satsuma prohibited Japanese from traveling to or residing in Ryukyu except for one Satsuma official and his small staff, who kept a low profile, and occasional ship crews from Satsuma, whose range of motion on shore was restricted. At approximately the same time that Satsuma severely restricted the flow of people into and out of Ryukyu, the bakufu was doing the same thing with respect to Japan as a whole. The boundaries of Japan and of Ryukyu became clearer than they had ever been before, and also distinct from each other.

Cultural Policies

Another contributor to the acceleration of cultural divergence were active de-Japanification policies. Satsuma initiated these policies, but Ryukyuan officials carried them out with vigor because they were connected to the very survival of the kingdom. After the failure of bakufu attempts to forge a diplomatic relationship with China in 1615, Satsuma began to fashion Ryukyu into an ostensibly independent country that could serve as a conduit to China. Maintaining the China connection became essential to the continued survival of the Shuri royal court and its officials. In this context, Kumemura, which had been languishing for a century or so, became a magnet for talent throughout the capital area during the latter half of the seventeenth century. Knowledge of Chinese high culture gradually improved among the Ryukyuan elites, some of whom took Chinese names and relocated to Kumemura. The modern notion that Ryukyu was culturally Chinese stems from these early modern circumstances.

Specific de-Japanification policies were intended, not as attempts deeply to transform people’s cultural identity, but to ensure a plausible non-Japanese appearance for Ryukyu in Chinese eyes. Regulations forbade Ryukyuans to appear as Japanese with respect to names, clothing, hairstyle, and language. Similarly, Ryukyuan ships no longer received a -maru name. After the 1620s, Shuri went to great lengths to mask any ties with Japan when Chinese investiture envoys were in Okinawa or when Okinawans were in China. When a disabled Ryukyuan ship drifted toward the Shāndōng coast in 1673, for example, its crew threw all Japanese items overboard. In Miyako, an overseer from Shuri arrived in 1629, in part to ensure that no Japanese language, songs, clothing, names, or other ties to Yamato would be evident when there was even a remote a possibility of any Miyako resident encountering Chinese (for example, when investiture embassies were at sea).

Why Satsuma Invaded Ryukyu in 1609

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 358-360:

The war of 1609 had several causes, but the overwhelmingly important one was Ryukyu’s refusal to serve as an intermediary between the Tokugawa bakufu and the Ming court. At this point, we have sufficient information to understand the basic reason for what might otherwise seem like an irrational policy. Shō Nei’s bending to pressure from Shimazu and Hideyoshi probably prompted an armed revolt in 1592. The Chinese decisions to hold the investiture ceremonies in Fujian and, later, to send a military official might well have been justifiable as wartime expedients. However, from the standpoint of the Ryukyuan court—Shō Nei, his supporters, and his enemies—such measures appeared to be a reprimand for Shō Nei’s having supported Hideyoshi’s invasion. The year 1593 was a turning point. After that, Shō Nei became determined never again to appear as an agent of any Japanese polity.

The massive Ming resistance to Hideyoshi’s invasions of Korea also played a psychological role. From a Ryukyuan perspective, it appeared that the Ming court would go to war for its tributary states. As we will see, leading Ryukyuan officials apparently became convinced that China would back Ryukyu in a military conflict, that Ryukyu was too geographically dispersed and remote for Shimazu successfully to launch an invasion, and that Ryukyu’s deity, Benzaiten, would protect the kingdom.

THE REGIONAL GEOPOLITICAL SITUATION AFTER 1598

Control of piracy was an issue of much concern during the late sixteenth century. Hideyoshi, Shimazu, and the council that succeeded Hideyoshi in 1598 issued prohibitions against piracy and demanded active cooperation by Ryukyu in this endeavor. Moreover, very soon after Hideyoshi’s death, Shimazu and other powerful lords in Japan sought to establish trade relations with Ming China. Shimazu may have come close to succeeding. The domain enlisted the Bōnotsu merchant Torihara Sōan to head an expedition to repatriate captured Ming general Máo Guókē. According to Satsuma’s account, Torihara traveled all the way to Beijing in 1600, and the Chinese court promised to send two ships to Satsuma each year. In 1601, the ships sailed, but pirates attacked and destroyed them in the vicinity of Iōjima in the Satsunan islands. Key details concerning these events are not clear.

For our purposes, the main point is that after Hideyoshi’s death leaders of Japan vigorously pursued paths to reestablish good relations with China, and the Shimazu lords understood the importance of this opportunity. Ryukyu’s location made it an integral part of the process. From the standpoint of Shimazu or Tokugawa Ieyasu, the ideal option was that Ryukyu actively cooperate in suppressing piracy and restoring Sino-Japanese trade. The less desirable option was to use coercive force in an attempt to compel such cooperation. Ryukyu’s continued resistance to Satsuma and bakufu entreaties to assist in restoring relations with Ming China eventually tipped the scales in favor of military action.

Buddhism in the Ryukyus

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 326-328:

Ryukyu’s temples were either Shingon or Rinzai Zen. Until approximately the sixteenth century, all or most of their abbots and priests came from Japan. During Shō Shin’s reign, native Ryukyuan priests became increasingly common, although the leadership posts in large temples typically remained in the hands of priests from Japan. As part of their training, Ryukyuan priests often resided in Japan. Therefore, Buddhist temples constituted an important network linking Ryukyu with Japan. Geographically, the most important of these priest-mediated connections to locations in Japan were Kagoshima, Suō Province in western Honshu (the domain of the Ōuchi), and especially the Kyoto Gozan temples.

Buddhist priests served as Ryukyu’s diplomats to powers in Japan, and they typically drafted and transmitted diplomatic correspondence. Because well-trained Buddhist priests could write classical Chinese, they were also in a position to facilitate trade and diplomacy with China. When in 1525 Ryukyu intervened to reduce tensions between Japan and China, priests served as the envoys. During the sixteenth century, priests performed many of the functions that resident Chinese had performed in the previous century. Recall that the population of Kumemura declined significantly during the sixteenth century.

Priests with diplomatic experience sometimes served as foreign-policy or general political advisers. For example, it is likely that the Ryukyuan Rinzai priest Kakuō (dates unknown) of Tenkaiji served as a political adviser to Shō Sei circa the 1530s. We have seen that the Satsuma Rinzai priest Nanpo Bunshi was an influential political adviser and diplomat during the years leading up to the 1609 war. When that war broke out, the king called on the Ryukyuan priest Kikuin (d. 1620) to serve as lead negotiator, in part because he had lived in Satsuma and was on good terms with Bunshi and several leaders of the invading force. Trusted by both Satsuma and the king, Kikuin served as Ryukyu’s prime minster (kokusō) until 1616.

Buddhist temples functioned as academic centers that could provide knowledge and know-how to Ryukyuan rulers. Priests were involved in culture, scholarship, and essential functions of state. Their activities included inscribing Shō Taikyū’s bells, creating the Omoro sōshi by writing down the songs, inscribing many of the monuments of Shō Shin and his successors, and drafting letters from the king to send to powers in Japan. During the sixteenth century, Buddhist priests served as tutors to elite Ryukyuans, Kaiin being the outstanding example (chapter 8). Moreover, we have seen that Enkakuji played a role in the education of the sons of elite families in Amami-Ōshima, and it likely functioned similarly vis-à-vis other islands.

Although Buddhism, Chinese thought, and native religion often occupied separate textual, rhetorical, and ritual realms, Shō Shin and his successors combined all three into a potent synthesis to enhance royal authority and defend the state. Some priests undoubtedly pursued Buddhist enlightenment through their own study and practice. Nevertheless, Buddhism in Ryukyu functioned mainly as a public state institution, not as a private spiritual path.

Ryukyu Seacraft

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 288-291:

During period two [1450-1520s], Ryukyu continued to obtain vessels from China. However, instead of receiving used military vessels for free, Ryukyu bore the costs of vessel construction and subsequent repairs. Ship size did not change, an indirect indication of the continuing vigor of the tribute trade. During this period and the previous one, each ship received a single-character name such as “vigor,” “wisdom,” “courage,” or “longevity” at the shipyard when built. After arriving in Ryukyu, the ship received a Japanese name ending in -maru. Probably from around the late fifteenth century onward, ships also received a Ryukyuan name ending in -tomi. These names of ships are found in the Omoro, and vessels appearing in the songs would usually have had alternative Chinese and Japanese names.

...

During this period [1520s-ca. 1570], the Ryukyuan fleet continued to consist of relatively small ships, possibly even smaller than before. The question is whether Ryukyu continued to purchase ships from China or whether it built its own. The first ship of the designation “small ships of [our?] country” (honkoku shōsen) appears in documents in 1541, and ships with this description, as well as other terms with “small” in them, were common from 1549 onward. Okamoto and Tomiyama Kazuyuki regard these ships as having been made in China. However, it is likely that they were civilian merchant ships. Tomiyama points out that in 1555 Shō Sei asked to purchase such a ship from the Ming court with the express proviso that “it need not be large.” By contrast, Mamoru Akamine states that during Shō Sei’s reign (1527–1555), “the shipbuilding industry shifted to Ryukyu itself and Ryukyuan-built hulls came to be used in the tribute trade.” Recall from chapter 3 that Ikuta Shigeru also regarded the smaller ships built after 1548 as Ryukyuan-made vessels.

We cannot be absolutely certain where ships were made during this period or precisely when the first Okinawan-made ship (other than vessels of a relatively simple dugout design) was built. Nevertheless, Okamoto and Tomiyama present good evidence that the 1540s or 1550s marked a transition from smaller military ships to somewhat smaller Chinese-made merchant ships as the mainstay of Ryukyu’s fleet. It is likely that the first Okinawan-made ships used in trade and diplomacy were built in the 1570s, during the reign of Shō Ei (r. 1573–1586). In documents, these ships are called “local ships” (tsuchibune), “small ships,” and possibly by other terms.

...

As we have seen, Omoro songs often mention ships. One describes the ship of an elite lord (aji) as having a cloth sail and the ship of a low official as having a sail made from matting. The details of local boat and ship manufacturing in the Ryukyu islands are unclear in most cases. However, extrapolating backward from the early modern era and piecing together other information such as the omoro mentioned here, it is almost certain that early Ryukyuans manufactured boats and small ships (known by sabani and other terms). These were dug out from large trees to form canoe-like hulls that could be rowed or sailed. Tying four of these hulls together and placing boards across the top created a henzabune, which during the early modern era were sometimes used to transport liquor (awamori) to Amami-Ōshima and return with as many as eight head of cattle. It is almost certain that Ryukyuans manufactured a variety of dugout vessels for use in local and island-to-island transport between Okinawa, Amami-Ōshima, and other northern Ryukyu islands.

Did Ryukyuans manufacture ships more complex than dugout vessels before the 1570s? A shipbuilding tradition in Uruka in Miyako began in approximately the early fifteenth century and continued into the early modern era. These Uruka ships (Uruka-miuni) were built mainly in the Japanese manner by attaching two layers of planks to a keel, with the mast located in the middle of the ship and capable of being lowered during severe weather. Uruka ships conducted trade and transported tribute shipments across the Kerama gap to Okinawa, and Inamura Kenpu regards them as part of the wakō legacy in Sakishima. There is some evidence that mariners from Miyako were able to sail as far as Southeast Asia during the fourteenth century.

Gusuku Etymologies

Histories of the Ryukyu Archipelago refer a lot to important sites called gusuku, a term whose etymology is the subject of much disagreement. Here is a an admirably open-minded summary from Wikipedia:

There is no consensus about the etymology of gusuku. [Basil Hall] Chamberlain analyzed the word as the combination of gu (< honorific go 御) and shuku (宿). Kanazawa Shōzaburō also segmented gusuku into gu and suku but considered that the latter half was cognate with Old Japanese shiki, in which ki was a loan from Old Korean. Iha Fuyū proposed that suku was cognate with soko (塞, fortress). Hirata Tsugumasa considered that suku was cognate with Japanese soko (底, bottom). Similarly, Higashionna Kanjun raised doubts over the analysis of gu since older records always used honorific u (< o) instead of gu (< go). Nakahara Zenchū identified gu as go (stone).

Remaking the Ryukyu Monarchy

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 237-239:

The unstable condition of Ryukyuan kingship probably constituted Shō Shin’s most pressing early challenge. His own rise to power, of course, had been a violent intervention. During the fifteenth century, reign changes based on personal military power had been the norm. Local rulers maintained their own armies, ships, and trade networks. In Okinawa, perhaps a dozen lords possessed significant military power. Remnants of deposed rulers from the first Shō dynasty and rulers based in other islands constituted additional potential sources of instability. The monopoly on tribute trade was an advantage to whoever controlled Shuri, but it also made that person a target. Shō Shin struggled for supremacy and legitimacy throughout his long reign. Military campaigns included local warfare not appearing in the official histories, as well as invasions of Yaeyama in 1500, Kumejima (1506 and possibly earlier), and continuing military tensions in Sakishima that included an invasion of Yonaguni around 1522 (or earlier) by forces at least nominally allied with Shuri.

Perhaps the greatest act of power consolidation was Shō Shin’s causing Okinawa’s major warlords (aji) to give up their castles and relocate to Shuri in 1525 or 1526 in return for high noble status—at least according to the common story. Survey histories routinely present this relocation as a simple fact, but we have no indication that it happened as a discrete, orderly event. It is not mentioned in any monument, in the 1701 Genealogy of Chūzan, or in any other text until Sai On’s 1725 Genealogy. Even there, the claim occurs with no explanation, only in the introductory material, and not under a specific year. The 1725 Genealogy text states that the presence of warlords had long been a source of uprisings and disorder. Shō Shin relocated all of them to Shuri, disbanded their military forces, and sent his own officials out to govern their territories. Kyūyō goes into more detail, but its only basis is Sai On’s assertion in Genealogy. Perhaps Sai On had in mind Japan’s early modern sankin-kōtai system.

The relocation of the warlords to Shuri makes logical sense within the overall trajectory of Shō Shin’s reign. We know that he stored weapons in a central armory under his control and reorganized military forces and other key state functions into the hiki system. There was plenty of turbulence and factionalism in the royal court after Shō Shin’s time, but there is no indication of an independent regional power elsewhere in Okinawa that could rival Shuri. Shō Shin brought potential regional rivals such as Nakijin, the Sashiki area, and Kumejima into orbits around Shuri. Regardless of whether and how he relocated or displaced regional rulers, Shō Shin succeeded in concentrating power at the capital to such an extent that no other entity in Okinawa or within the rest of the Ryukyu islands could seriously challenge it by the end of his reign.

Shō Shin’s reign marks the first known use of written documents for government administration. He also created an eclectic ideology in support of royal power. These measures had the effect of transforming Ryukyu’s monarchs and their governments. Before Shō Shin, kings of Ryukyu resembled powerful wakō chieftains. After Shō Shin, they resembled Chinese-style heads of a centralized bureaucracy. The official histories, and most modern ones, project this later, sixteenth-century model of the monarchy back to previous generations. Historians often perform this type of maneuver.

Shō Shin’s centralizing project did not stop with his death. His successor, Shō Sei, further enhanced Shuri’s military capabilities and continued to systematize the bureaucracy and official state rituals. He created a new type of military gusuku and developed the religious ideology of royal authority known later as tedako shisō (son-of-the-sun thought). Shō Sei also brought out the first volume of the Omoro sōshi.

Ryukyu's Golden Age

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 221-222:

Survey histories tend to treat Shō Shin’s long reign as an idyllic age. Ryukyu prospered as an international trade hub, peacefully engaging in commerce throughout a large part of the world. Trade wealth contributed to cultural vitality. Shō Shin ushered in Ryukyu’s golden age, the “Great Days of Chuzan,” in the oft-repeated words of George H. Kerr. The empire Shō Shin created was indeed larger, wealthier, and more powerful than any previous iteration of Ryukyu. The institutional framework that Shō Shin initiated and Shō Sei completed lasted until 1879 and even later. Shō Shin was Ryukyu’s most important king by almost any definition. Why, then, is the man who brought about the Great Days of Chūzan missing in Reflections on Chūzan?

Reflections is organized in de facto chapters, most corresponding to a royal reign. There are chapters for many of the actual and legendary kings before Shō Hashi, for the first Shō dynasty kings (except Shishō), one for Shō En, and even one for the brief reign of Shō Sen’i. The chapter after his jumps to Shō Sei, skipping Shō Shin. The 1701 Genealogy of Chūzan includes a brief chapter on Shō Shin, even though ostensibly the 1701 Genealogy was simply a Chinese translation of Reflections. Likewise, the 1725 Genealogy includes a chapter on Shō Shin, and there are extensive Kyūyō entries covering the events of his reign. Is it possible that his chapter was irretrievably lost in our extant editions of Reflections? Yes, but it is unlikely that a chapter of such importance would disappear without any comment or attempt to reconstitute it later from Genealogy.

Throughout his reign Shō Shin worked to consolidate power. Military conquest was essential, of course, but so too was what we might call “soft power.” The king and his officials erected temples, shrines, monuments, stands of trees, and other structures not only to proclaim the glory of royal rule but also to create a new political geography, with Shuri as the undisputed and comprehensive center of a Ryukyuan empire. Shō Shin also worked to erase, minimize, or transform the legacies of potentially problematic predecessors, of which there were several. His reign was prosperous, and it was a time of momentous change. One price for this prosperity and change was bloodshed on a scale greater than that under any predecessor. Moreover, internal family problems and questions of legitimacy dogged Shō Shin, and to some extent the entire line down to Shō Nei. These points probably explain why Shō Shin is missing, for the most part, from Reflections: his reign included too many skeletons in too many closets.

Ryukyu Exports to Ming China

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 115, 122-124:

By the late fourteenth century gunpowder weapons had become crucial in warfare. The Hóngwǔ emperor, “the gunpowder emperor” according to Tonio Andrade, embraced this powerful technology. “The extraordinary success of the Ming dynasty,” argues Andrade, “was based on the effective use of guns.” Sulfur was a key ingredient in gunpowder. Japan produced it in abundance, especially in and around Kyushu. China possessed abundant potassium nitrate (saltpeter) but lacked sulfur in a form that was readily usable. Therefore, sulfur had great profit potential as a trade item.

...

The frequency of tribute trade increased dramatically after 1383. Total Ryukyuan tribute trade, including the number of embassies per year, number of ships, and quantity of goods, reached a peak during the 1420s and 1430s. Subsequently, it began a gradual decline, followed by a sharp decline during the 1520s.

No single metric captures the entire picture of official trade. The number of tribute missions per year is one possible measure, but each mission might consist of variable numbers and sizes of ships with different mixes of cargo. It is more useful to measure the quantity of sulfur, an item shipped with each tribute voyage. Ryukyu had access to a steady supply of sulfur from the island of Iōtorishima [Sulfur Bird Island]. Here, I follow Ikuta Shigeru’s analysis, with quantities derived from Rekidai hōan documents. Ikuta divides Ryukyuan tribute trade into seven periods, each based on significant changes in circumstances affecting the trade.

Period two was the approximate peak of Ryukyu’s tribute trade. The average annual shipment of sulfur to China on Ryukyuan tribute vessels during this time was 38,013 jīn. Using this quantity as 100 percent, table 1 shows the decline in Ryukyuan sulfur shipments to China relative to each immediate previous period and to period two, the peak of trade. Period three marks the start of Ming-imposed restrictions on Ryukyu’s tribute trade, the most important of which was limiting tribute missions to one per year. By 1440, once per year was already the typical frequency, so the practical impact on trade volume was small.

...

Sulfur and horses help illuminate the maritime network in which Ryukyu was embedded and the role of wakō. Ryukyu’s tribute cargo of sulfur was not simply a token. Elemental sulfur was scarce in China, requiring that it be manufactured from pyrite, an iron sulfide. During the Ming dynasty “the number of areas producing pyrite-derived sulfur greatly increased. Ming dynasty documents (1564) mention that the emperor allowed the central and four local governments to buy about 10,000 jin of sulfur per year to replenish their supplies for gunpowder manufacture.”

When Ryukyu Became a State

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 130-133:

Ryukyu became a formal state in the East Asian international order because of Ming policy to tame the region’s wakō and the related Maritime Prohibitions. When Yáng Zài traveled to Naha in 1372, Okinawa was an island governed by dozens of local lords. Although many or all of them engaged in private trade, none of them would have been capable of conducting formal tribute trade on their own. The lord of Urasoe became “king” for tribute purposes. Satto, the kings who followed him, and the kings associated with the northern and southern principalities, profited from the situation. Ryukyuan ships began sailing to Southeast Asia, typically via Fuzhou, but they did so in Chinese-made ships with Chinese captains guided by Chinese pilots and supported by Chinese interpreters. Similarly, as we have seen, Ryukyuan ships sailing to Korea were typically Japanese vessels commanded and piloted by Japanese or by mariners of mixed Korean and Japanese origins. Ships sailed to destinations in China, Southeast Asia, and Korea under the auspices of a Ryukyuan king, and Naha served as an international port. Ryukyuans were actively involved in this maritime activity, but the common image of Ryukyuan mariners independently sailing to a variety of far-flung kingdoms requires some modification. In many respects, during the late fourteenth century and well into the fifteenth, “Ryukyu” functioned much like a shipping company. Its two largest clients were the Ming court supported by Chinese living in Naha and the Ashikaga shoguns aided by Sakai [Osaka] merchants.

...

Citing research by Akamine Seiki demonstrating that Ryukyu did not conduct independent trade with Southeast Asia, a hypothesis by Ōta Ryōhaku that Chinese merchants in Naha constituted a shadow government that held the real power in early Ryukyu, and the relatively inferior quality of native Ryukyuan ships, Irei Takashi lamented that the image of Ryukyu’s “golden age” as a prosperous, independent maritime kingdom appears to be an illusion. In light of Ryukyu’s early modern and modern history of having been controlled by outside powers, Irei concludes, “That the ‘golden age’ was a falsehood is indeed a gloomy matter, but thinking about the storms of outside pressure that have scoured this cluster of islands, it is something we must accept.” Irei’s essay addresses the emotive impact for many contemporary people of the idealized image of early Ryukyu.

Early Ryukyu was not an illusion, but its history was more complex than ... the official histories, or many modern accounts acknowledge. One point to underscore is that although early Ryukyu was never formally part of any other country, it was not a de facto country itself until well into the reign of Shō Shin. Early Ryukyu was a frontier region within the East China Sea network generally and Japan in particular. Until the sixteenth century, there was no Okinawa-wide or Ryukyu-wide government, little or no literary culture outside of a few Buddhist temples, and there was a high level of internecine violence. Ryukyu did eventually become a centralized state and a far-flung empire. Moreover, from roughly 1510 to 1550, this Ryukyu empire enjoyed significant power and wealth. We could reasonably call this period a “golden” age, although it was fairly short and was more golden for some Ryukyuans than for others.

Heyday of Piracy in Japan & Korea

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 84-88:

A crucial context for the development of Ryukyu was the warfare between Japan’s Northern and Southern Courts, especially in Kyushu. Wakō attacks on the Korean coast intensified in 1350 and continued for decades. Attacks occurred on a large scale, sometimes involving hundreds of ships and thousands of combatants. The most intense period of wakō marauding was from 1375 to 1388. Some scholars point to lack of agricultural productivity in the classic wakō havens as a major reason for these depredations. Paddy land, for example, comprised only 3 percent of Tsushima. Similarly, poverty was also a severe problem in Kyushu at this time. Given the massive scale of wakō attacks, however, another impetus was the need for grain to supply Southern Court armies. Prince Kaneyoshi, the court’s leader in Kyushu, actively collaborated with wakō toward this end. In other words, wakō based near the coast of Higo [Kumamoto area] and at Tsushima, Iki, and Matsuura supported Prince Kaneyoshi and his Southern Court by providing needed supplies, plundered from Korea. In return, Kaneyoshi provided protection for the wakō. In contrast, Kyūshū tandai Imagawa Ryōshun, head of the Northern Court in Kyushu, sought to suppress wakō piracy.

Envoys from Korea traveled to Japan in an effort to stem the tide of piracy, the first of whom arrived at Kyoto in 1366. The Muromachi bakufu sought good relations with Korea, but its control over Kyushu was limited at the time. The piracy problem prompted the bakufu to pursue military pacification of Kyushu. It eventually succeeded, but the Southern Court wakō became even more active during the 1370s, prompting the following 1375 message from the bakufu to the Korean court via the Tenryūji priest Tokusō Shūsa: “Kyushu is broken apart by rebelling subjects and does not pay tribute; the stubborn subjects of the Western seacoast have become pirates. But these are not the doing of the bakufu. We are planning to dispatch a general to Kyushu to pacify the area and can promise to suppress the pirates.” Success in carrying out this promise required more than fifteen years. Southern Court wakō also attacked China, albeit less frequently. While the Korean court had obvious reasons to be gravely concerned with putting a stop to the wakō attacks, the reasons for the similarly intense concern by the Hóngwǔ emperor require further explanation. ...

It is possible that the Korean court misunderstood the contours of political power in Japan at the time, especially the Seiseifu–wakō connection. By contrast, the Ming court dealt directly with Prince Kaneyoshi, attempting to make him into king of Japan. Some scholars have taken this move as a sign that Ming officials did not understand Japan’s internal conditions. However, it is more likely that the Ming court knew exactly who controlled the wakō and thus initially focused on Kaneyoshi.

The basic timeline of the rise and fall of the Southern Court in Kyushu begins in 1348 with a castle on the Higo coast near Yatsushiro that had two names, Hanaoka castle or Sashiki castle. It was in the territory of the Nawa family, who provided naval forces for the Southern Court. Seiseifu [征西府 'subjugation of the west'] headquarters moved around Kyushu with the changing tides of war. Seiseifu occupied the same space as the old Dazaifu between 1360 and 1372, the peak of Southern Court power. It relocated to Kikuchi in the mountains of Higo until 1381. ... The Southern Court reunited with the Northern Court in 1392 ....

The defeat of the Southern Court in Kyushu caused migrations of wakō into the Ryukyu islands. ... The collapse of Seiseifu power during the 1380s and 1390s put pressure on the Southern Court wakō in Kyushu to migrate. Moreover, developments in Korea also pressured wakō bands to change their tactics. Analysis of the number and size of wakō attacks compared with what they obtained and the losses they incurred reveals that even during the period 1364–1374, they had begun to experience diminishing returns to scale. The trend continued. The number and size of attacks increased during the 1370s and 1380s, but Korean resistance and evasion resulted in fewer per capita gains. For the most part, the effectiveness of wakō marauding in Korea tracked the rise and decline of Seiseifu. One result of decreasing wakō gains in Korea was an increase in raids on the Chinese coast. An element in this complex mix was increasingly effective Korean defenses, including costal fortifications, coordinated signal beacons using fire, more and better ships, better commanders, and more soldiers along the coast. The founding of the Joseon (Yi) dynasty in 1392 accelerated this process.

By the 1390s Southern Court wakō lost their state sponsors and many of their bases. They could still operate from islands such as Tsushima, but a hostile Muromachi bakufu, improved Korean defenses, and lower demand for the possible spoils of their attacks on Korea had the effect of pushing wakō bands southward. By this time, the busiest harbor in the Ryukyu islands was Naha.

...

The port of Naha served as a major intersection within the East China Sea network through which “pirates, captives, fishermen, divers, envoys, monks, traders, and other people traveled” during the fourteenth through sixteenth centuries. Merchants or wakō in Japan would have found sailing to Naha for trade more practical or more profitable than journeying directly to the coast of China or farther afield. The result was the creation of “a strange relationship of dependency” between Ryukyuan and Japanese merchants.

The first appearance of Ryukyu as a state in Korean records begins with a 1389 statement that an embassy from Ryukyu returned Koreans who had been captured by pirates. The repatriation of captured Koreans recurred frequently thereafter as a reason for Ryukyu-sponsored voyages to Korea. Although the Korean court granted favorable treatment to these embassies, it did not actively encourage trade with Ryukyu. In this context, Korean people were valuable commodities, whose repatriation permitted potentially lucrative trade embassies. Repatriation was not necessarily an act of benevolence. It constituted “one variety of the slave trade.”

Origins of Ryukyu People & Culture

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 58-61:

The flow of people, culture, and technology into Okinawa, Kumejima, and Sakishima was mainly from north to south. Some of this flow came from Michinoshima, some from Korea, and most of it from Japan, especially western Kyushu and nearby islands. Tanigawa Ken’ichi has metaphorically called it an “attack of northern culture.” Subsequent sections and chapters explore this topic further. Here I mention several physical manifestations of the north-to-south flow.

The climate in Okinawa is not suited to preserving skeletal remains, but there has been sufficient excavation and testing to warrant several conclusions. One is a significant break between the physical structure of prehistoric residents of Okinawa and those of later eras. Okinawan skeletal remains from about the eleventh or twelfth centuries onward begin closely to resemble their counterparts in Japan during the Kamakura and Muromachi periods. As Thomas Pellard points out, “The bearers of Gusuku [castle walls] culture expanded within the whole Ryukyu Archipelago, and preexisting foragers, who were few, simply died out or were assimilated without leaving a significant trace.” Omoro descriptions of the clothing and other aspects of the appearance of local rulers suggest that at least some were direct arrivals from Kamakura-era Japan. Furthermore, excavations of Okinawan weapons and armor reveal that they were the same as those used in Japan during the era of the Northern and Southern Courts (ca. 1335–1392) and the Muromachi period. In general, most military items excavated in Okinawa were made in Japan.

DNA evidence from recent studies is consonant with this situation. Studies of both modern and ancient DNA “tend to show that Ryukyuans form a group closely related to Mainland Japanese.” Moreover, despite geographical proximity, “Southern Ryukyuans do not show any particular affinity with the Austronesian populations of Taiwan, and they form a clear subgroup with Northern Ryukyuans.” Genetic diversity in the Ryukyu islands is relatively low, which indicates a lack of long-term isolation. In other words, the Ryukyu islands were part of a larger network, and the migration from regions to the north that populated the Ryukyu islands and brought Gusuku culture, “agriculture, ceramics, and the Proto-Ryukyuan language,” took place between approximately the tenth and twelfth centuries. Most likely the [turbo] shell trade was the major economic driving force behind much of this migration.

...

Early Okinawa’s ties with China are well known and frequently discussed, whereas ties with northern areas typically receive less attention in survey histories. China played a vital role in early Ryukyuan history as a conduit of material wealth. Nevertheless, prior to the seventeenth century, Chinese high culture had little impact on Ryukyu. Early Ryukyu’s technology (metallurgy, agriculture, weapons), literary and aesthetic culture (including oral traditions), religious culture (including Buddhism), the various Ryukyuan languages, and the vast majority of Ryukyu’s people came from the north. Much of the region’s economic activity also took place north of Okinawa. One additional indication of the interconnectedness of the northern routes was the fact that distinctive Ryukyuan place-names found in the Omoro [ancient poems] were known to Hakata merchants and to Koreans and appeared on their maps.

The Takase-Fujian route mentioned above became popular around the 1340s, diverting maritime traffic from the previous route, a line from Hakata to Níngbō. The new route greatly increased traffic through the southern Ryukyu islands, but smaller-scale private trade, piracy, and smuggling based at locations in Okinawa and points to the southwest had been occurring since the twelfth century and probably earlier.

During the thirteenth century, Chinese ceramics began to appear at major gusuku sites in Okinawa and the southern Ryukyu islands. Fragrant wine and other products from as far away as Thailand and Vietnam also began to make their way into the Ryukyu islands at this time. For example, a four-eared jar from the Khwae Noi River in Thailand was excavated at Nakijin. After the start of formal tribute relations with Ming China in 1372, the material wealth of several major gusuku sites such as Kumejima, Katsuren, Shuri, and Nakijin increased dramatically. Celadon (green ware) ceramic dolls, Buddhist statues, candleholders, and other specialized products have been excavated at these sites, as well as a wide variety of metal goods. China was a source of great wealth, both directly and indirectly. To understand Ming China’s role in the development of Ryukyu, it is necessary to undertake a close study of wakō, the topic of the next chapter.

Early Ryukyu Burial Customs

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 50-51:

The practice of placing corpses in baskets or cages and leaving them at the top of trees or poles to decompose was characteristic of the Northern Tier Cultural Zone and regions farther north. Within the Ryukyu islands, the practice has been documented in Amami-Ōshima and in parts of central and northern Okinawa. Nagoya Sagenta was a Satsuma retainer. After residing in Amami-Ōshima between 1850 and 1855, he wrote a detailed description of the local culture, Nantō zatsuwa (Tales from the southern islands). It explains that, after the death of a priestess, “her corpse is placed in a large box, which is suspended from atop a tree for three years. Then the bones are washed and placed in a jar.”

Similar practices have been documented in places along the coastline of the Japan Sea in Akita, Yamagata, and Ishikawa Prefectures. In those places the remains are hoisted aloft after cremation. In Korea, hoisting (non-cremated) bodies into trees was done in the case of deaths from smallpox and other diseases. The practice was both a de facto sanitary measure and was thought to mollify the angry deity who had caused the disease by offering up the body. A broad range of northern Asian peoples, from the Koryaks in Kamchatka west to Mongolia, traditionally disposed of corpses or bones by placing them on platforms or in trees. Bones of humans or hunted animals thus offered up toward the heavens were believed to be reborn.

There is only one known example from Fukuoka, but folklore from the region such as the legend of the “bone-hanging tree” attests to the former existence of the practice. Kashiigū, a shrine in Fukuoka City with ties to Korea, derives its name from the legend that Emperor Chūai’s coffin was hung in a shii [as in shiitake] tree (Castanopsis cuspidata, Japanese chinquapin).

Ryukyu Currents, Gaps, & Winds

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 34-35:

Stressing the interconnectedness of exchange networks within the East Asian region during approximately the fourteenth century, historian Angela Schottenhammer points out: “The centers of this exchange doubtlessly lay in China, Japan, and Korea. But also smaller countries and regions in the north and south of the China Sea, such as the Ryūkyūs or even traders from an island as small as Tsushima, participated and were integrated into this supra-regional system. Its initiators were often private organizations and merchants who sought to maintain and cherish their contacts even under politically unfavorable conditions.” Maritime routes connected the nodes within the network. Several factors influenced movement around the East China Sea, including currents, winds, and landforms.

The Kuroshio is a strong current flowing northward between Taiwan and Yonaguni and continuing northward to the west of the Ryukyu islands. Northwest of Amami-Ōshima, the Kuroshio turns eastward and flows through the sea between the Tokara islands and Amami-Ōshima, an area known as the Shichitō-nada ['seven-island rough-sea']. In other words, the Kuroshio forms a natural barrier between the Tokara and the northern Ryukyu islands. Its flow created dangerous conditions for shipping, and it defines a biological barrier with substantially different flora and fauna on either side of it. The Shichitō-nada also marks a cultural boundary, albeit a permeable one that people could and did cross. This boundary divides Ryukyuan languages and the Kyushu dialects of Japanese. In 1893, when Sasamori Gisuke sailed from Kagoshima to visit the Ryukyu islands, he was struck by the terrifying power of the current in the Shichitō-nada. A sailor explained to Sasamori that if a typical Japanese-style sailing vessel encountered the current, it might be swept far off course into the Pacific. The Kuroshio surging through the seas around the southern Tokara islands is one reason mariners from that area became especially prized as pilots throughout the network. Likewise, the Kuroshio serves as a marine barrier between Yonaguni and both Taiwan and the southeast coast of China.

Between Okinawa and Miyako, the expanse of sea known as the Kerama gap functioned as a barrier to travel because crossing it required navigation without reference to visible landforms. Despite the significance of these natural obstacles, properly equipped and piloted vessels regularly overcame them. Sailing from Kikai to the port of Naha in Okinawa could be done entirely within sight of land on clear days. Therefore, relatively small ships could travel this route without advanced navigational skills. To sail from Amami-Ōshima to Tokara, or from Okinawa to Sakishima, or to the China coast, on the other hand, required superior ships, knowledge, and skill. The wind was the main driving force for vessels plying routes around the East China Sea. Storms, of course, could be disruptive, but generally wind patterns were predictable. The winds in the region changed during approximately the third and ninth lunar months.

Ryukyu Historiography Sources

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 13-15:

This book is an interdisciplinary, revisionist history of the Ryukyu islands between approximately 1050 and 1650 with occasional excursions into later years. The year 1050 marks the approximate beginning of the “Gusuku [castle walls] Period” in the Ryukyu islands, a time when power centers emerged. In 1650, Shō Shōken (1617–1675) published Reflections on Chūzan (Chūzan seikan), Ryukyu’s first official history. For reasons that will become clear, this event is a fitting end point for this study....

During most of the period covered in this book, Ryukyuans produced few domestic written documents. Chinese residing near the port of Naha handled the documentation connected with tribute trade, and Buddhist priests from Japan were available to assist with diplomatic correspondence. However, there is no evidence of the use of written documents to conduct government administration before the sixteenth century. Even as late as 1606, Xià Zǐyáng, a Chinese investiture envoy residing in Ryukyu, concluded that “literary culture is not widespread” even among the priests of the royal temple of Enkakuji, who were deeply respected as Ryukyu’s learned elite. Shō Shōken was among the first generation of Ryukyuan officials who could engage Chinese or Japanese literate society in a sophisticated manner.

What, therefore, were the sources Shō Shōken and later writers of official histories used? According to the introduction in Reflections, he interviewed elderly officials. Chinese records and written accounts by Japanese or Korean visitors provided some information, but for the most part, the details of early Ryukyu in the official histories are based on lore of unverifiable provenance. To some extent for sixteenth-century material, and more so from the seventeenth century onward, it is possible to corroborate accounts in the official histories using other sources. For material before the sixteenth century, however, such corroboration is rarely possible.

Ryukyu’s official histories share an ideological perspective. Steeped in Confucian historiography, they assume that a morally attuned universe guides the trajectory of human societies. Morally upright rulers bring tranquility, prosperity, dynastic longevity, and other desirable social characteristics. Strife, disorder, succession disputes, and dynastic turnover, by contrast, are evidence of rulers’ moral shortcomings. Founders of a ruling line were always virtuous. Conversely, the last ruler of a line could only have been morally deficient, not a victim of forces beyond his control. In addition, the official histories functioned to project an image of Ryukyu for outside consumption. In this context, they exaggerated the antiquity of a unified Okinawan state, positing its origins around 1200, approximately three centuries too early.

The official histories have created the dominant framework for early Ryukyuan history to this day. This book is an attempt to write a history of early Ryukyu from outside that framework. Instead of assuming that the official histories are probably accurate unless proven otherwise, I took the working hypothesis that material in the official histories before the sixteenth century is likely to be unreliable unless corroborated by other sources or evidence. Implicit in distancing myself from the official histories is the argument that it is possible to write a more nuanced and accurate history of early Ryukyu by looking elsewhere.

One important alternative source is Omoro sōshi, a collection of songs composed between approximately the twelfth and early seventeenth centuries. Other than diplomatic and trade documents and a few monument inscriptions, it contains the only native Ryukyuan source material predating the sixteenth century. Using Omoro sōshi as a historical source is not new. Iha Fuyū (1876–1947) did so, and in 1987 Mitsugu Sakihara published A Brief History of Early Okinawa Based on the Omoro Sōshi. Sakihara sought to combine “the traditional official records and histories” with the Omoro songs to create “a more accurate and vivid reconstruction.” In 2006 Yoshinari Naoki and Fuku Hiromi published a revisionist history of early Ryukyu based on a close reading of Omoro sōshi songs. They have expanded this initial effort in subsequent single- and dual-authored books.

To use Omoro sōshi effectively it is necessary to map the cultural geography reflected in its songs. While later chapters of this book rely on a mix of sources more typical of historical research, the early chapters are interdisciplinary. In them, I rely on published research in the fields of cultural anthropology and archaeology and supplement this material with conventional historical sources such as official Chinese and Korean records. Throughout the analysis, I engage Ryukyu’s official histories when appropriate, but I rarely rely on them. Moreover, I often arrive at different conclusions.

French Troops Leave Vietnam, 1956

From Embers of War: The Fall of an Empire and the Making of America's Vietnam, by Fredrik Logevall (Random House, 2012), Kindle pp. 819-821:

THE IMPORT OF THE MOMENT WAS NOT LOST ON LEADERS IN HANOI. They understood only too well that with his victory over the sects in early May 1955, Ngo Dinh Diem had achieved his long-sought objective: the consolidation of power in Saigon as well as staunch American backing for his government. French military and political influence in South Vietnam, meanwhile, had suffered a blow from which it would almost certainly never recover.

For Ho Chi Minh and his colleagues in the north, it was a stinging setback. Once again they had miscalculated, wrongly assuming that France would maintain a strong presence in the south through the elections for reunification scheduled for July 1956—elections that virtually all informed observers thought Ho would win—and thereby keep the United States from becoming more heavily entrenched. “It was with you, the French, that we signed the Geneva agreements, and it is up to you to see that they are respected,” Pham Van Dong, soon to be named DRV premier, had told a visiting French official on New Year’s Day 1955. On the first day of the year, it was still possible for Pham Van Dong to believe that France would follow through in that way; now, four months later, the hope seemed forever dashed. As they had done in 1946, during the negotiations that preceded the outbreak of major fighting, DRV leaders had overestimated the power of what they liked to call “democratic elements” in Paris to tilt French policy in Hanoi’s direction, or at least to ensure compliance among all concerned with the elections provision of the accords. In reality, few in French officialdom were so committed. With events in North Africa increasingly clamoring for attention, Indochina receded from view, and moreover there was the ever-present need to maintain smooth relations with Washington. Try though local French commanders might to assist the sects in their battle with Diem, they never had the full backing of authorities in the metropole.

And so, seemingly overnight, French political and military influence in South Vietnam withered. On May 20, 1955, French forces withdrew from the Saigon area and assembled in a coastal enclave. From there, their numbers steadily dwindled, until on April 28, 1956, the last French soldier departed Vietnam—signifying the symbolic end, some said, of France’s century in the Far East. Earlier in the month, on April 10, there occurred the last parade of French troops in Saigon. Foreign legionnaires in sparkling white kepis, paratroopers in camouflage uniforms and dark red berets, and bearded Moroccans with tan turbans marched by, their flags rippling in the breeze. In the crowd were Vietnamese who wore medals they had won in the service of France. Some could be seen wiping away tears as the troops disappeared out of view, bound for their waiting ships.

...

That month Paris also shut down the Ministry for the Associated States and moved its functions to the Foreign Ministry. And to fully sever the old colonial connection, France withdrew her high commissioner from Vietnam (to be replaced by an ambassador, who was not appointed for more than a year).

Diem Survives in 1955

From Embers of War: The Fall of an Empire and the Making of America's Vietnam, by Fredrik Logevall (Random House, 2012), Kindle pp. 813-815:

Then, in late April, with ["Lightning Joe"] Collins back in Washington for consultations, Eisenhower and Dulles went further, in effect conceding the ambassador’s point, made during lunch with the president on April 22, that “the net of it is … this fellow is impossible.” They took the plunge. At 6:10 and 6:11 P.M. on April 27, 1955, top-secret cables went out from the State Department to the embassies in Saigon and Paris initiating a process designed to remove Diem and replace him with a leader selected by Generals Collins and Ely (while every effort was to be made to make the new government appear to be chosen by the Vietnamese). Diem was to be told that “as a result of his inability to create a broadly based coalition government, and because of Vietnamese resistance to him,” the United States and France “are no longer in a position to prevent his removal from office.”

Then, near midnight the same day, came word from Saigon: Fighting had erupted in the streets of the city between the Binh Xuyen and the VNA. Almost certainly Diem had been tipped off about the ouster orders, perhaps by [CIA agent] Lansdale, who was by his side almost continuously throughout the crisis. With nothing to lose and much to gain, he then in all likelihood initiated the battle. Diem always denied being the instigator, and it’s not outside the realm of possibility that the Binh Xuyen fired first; conclusive evidence remains elusive. Whatever the case, the violence worked immediately to Diem’s advantage: At 11:56 P.M., Dulles canceled the earlier directives calling for Diem’s removal, less than six hours after they had been issued. In the days thereafter, fierce gunfights continued, leaving five hundred dead and two thousand wounded, and government troops gradually got the upper hand. Leading sect figures surrendered. Trinh Minh Thé was killed by a shot to the back of the head while he watched his troops engaging Binh Xuyen forces, the identity and allegiance of his assassin forever a mystery. Soon the crime syndicate was routed, and Bay Vien, the vice kingpin of Saigon-Cholon, fled to a cushy retirement in Paris. The religious sects retreated slowly into the Mekong Delta background, never again to threaten Diem’s rule.

No less portentous for the future, Diem’s actions in the “Battle of Saigon” made him a heroic figure to many in the U.S. Congress and press. In the Senate, California Republican William Knowland offered a lengthy paean to Diem’s fortitude and courage, and Minnesota Democrat Hubert Humphrey proclaimed that “Premier Diem is an honest, wholesome, and honorable man. He is the kind of man we ought to be supporting, rather than conspirators, gangsters, and hoodlums … who are diabolical, sinister, and corrupt.” Mansfield chimed in too, extolling Diem as the leader of a “decent and honest government.” Members of the House Foreign Affairs Committee registered their opposition to the administration’s withdrawing support from Diem. Democratic congressman Thomas Dodd of Connecticut demanded that Collins be fired in favor of “someone who measures up to the needs of the hour.”

Publisher Henry Luce, in his weekly editorial in Life, could barely restrain himself: “Every son, daughter or even distant admirer of the American Revolution should be overjoyed and learn to shout, if not pronounce, ‘Hurrah for Ngo Dinh Diem!’ ” Diem’s decision to confront the “Binh Xuyen gangsters,” Luce went on, “immensely simplifies the task of U.S. diplomacy in Saigon. That task is, or should be, simply to back Diem to the hilt.” U. S. News & World Report made the same argument in more restrained language, as did The New York Times. The latter added a prediction: “If Premier Ngo Dinh Diem should be overthrown by the combination of gangsters, cultists, and French colonials who have been gunning for him, the communists will have won a significant victory.”

Catholic Exodus to South Vietnam

From Embers of War: The Fall of an Empire and the Making of America's Vietnam, by Fredrik Logevall (Random House, 2012), Kindle pp. 804-805:

Lansdale also helped facilitate the mass movement of refugees from north to south—though almost certainly his role has been exaggerated in some accounts. Beginning in a serious way in the summer of 1954, waves of refugees, most of them Catholic, went to the south under the provisions of the Geneva Accords permitting civilian regroupment. (Article 14d: “Any civilians residing in a district controlled by one party who wish to go and live in the zone assigned to the other party shall be permitted and helped to do so.”) As hundreds of thousands of refugees descended upon Haiphong in August and awaited evacuation, the French Air Force and Navy, realizing they were unprepared for the onslaught, asked Washington for assistance. The Pentagon ordered the U.S. Navy to mobilize a task force to assist in the evacuation, and in short order, ships were steaming from Subic Bay in the Philippines, bound for Haiphong.

All told, French and U.S. ships would make some five hundred trips in three hundred days, ferrying almost nine hundred thousand people southward, in perhaps the largest civilian evacuation—and largest sea migration—in history to that point. Entire northern Catholic communities abandoned most of their worldly possessions and set off en masse, their priests in the lead, in what the U.S. Navy dubbed Operation Passage to Freedom. The result was a major reordering of the religious balance of Vietnam. Before the exodus, most Vietnamese Catholics lived north of the seventeenth parallel; afterward the majority lived south of it. By 1956, the diocese of Saigon had more Catholics than Paris or Rome. By then, more than a million of Vietnam’s Catholics lived in the south, 55 percent of them refugees from the north.

The United States and the State of Vietnam reaped significant propaganda benefits from the mass exodus to the south in 1954–55. It seemed a perfect example of refugees “voting with their feet,” a damning indictment of the Viet Minh regime, and it was especially notable for the fact that comparatively few people went in the other direction, from south to north. The evacuation received wide play in the American press, with readers learning that the travelers, once they completed the journey, were given “welcome kits” of soap, towel, and toothpaste, and tins of milk labeled “From the people of America to the people of Viet Nam—a gift.” Left out of the accounts was that the exodus was not altogether spontaneous. Though many Catholics needed no incentive to leave the north, Lansdale and his CIA team initiated a campaign to convince the skeptics. In Catholic areas in the north, they broadcast the messages that “Christ has gone to the south” and “The Virgin Mary has departed the north” in order to be with Diem, a devout Catholic. They promised “five acres and a water buffalo” to every relocated refugee. In another gambit, Lansdale arranged for leaflets to be dropped over the same areas showing a map of North Vietnam with a series of concentric circles emanating from Hanoi. The none-too-subtle suggestion: that Hanoi was a likely target for a U.S. atomic bomb.

North Vietnam in 1955

From Embers of War: The Fall of an Empire and the Making of America's Vietnam, by Fredrik Logevall (Random House, 2012), Kindle pp. 797-800:

For Ho and the DRV, the economic problems at year’s end were overwhelming. Most factories in the north were shuttered, and many of the owners had left the country. In Hanoi, foreign journalists reported that scores of restaurants and shops had gone out of business, while in the port city of Haiphong only one of thirty French-owned factories remained open. Fuel for motor vehicles was in short supply, and the railroads were idle. Even more pressing, rice production continued to decline, and floods in December along the central coast raised the specter of major famine. The price of the commodity in the markets skyrocketed. And whereas Tonkin had traditionally been able to rely on the more fertile Cochin China for much of its food, now the Saigon government blocked economic exchange between the two zones. In 1955, only emergency rice imports from Burma, financed by the Soviet Union, prevented a recurrence of the disastrous famine of 1945. Nor did it help the economic recovery that many urban professionals and shopkeepers and Catholics—fearing what Communism would bring—fled to the south.

At first, the government moved cautiously as it grappled with these problems. To reassure well-to-do farmers and the urban bourgeoisie, it initially vowed to respect private property and religious freedom. To Sainteny and members of the ICC, it continued to pledge support for the Geneva Accords and a desire to maintain harmonious relations with neighboring countries. But much as in China, where an initial policy of moderation in 1949–50 was followed by much harsher measures, officials in short order adopted more radical approaches.

The centerpiece was an ambitious land reform program first implemented in liberated areas of the north in late 1953 and now expanded to cover the whole of North Vietnam. The aim was to alleviate food shortages (the 1945 famine was still fresh in the mind) and break the power of the large landowners—to bring about, as the regime put it, equality for the greatest number among the rural masses—and over the long term it achieved considerable results in this regard. But the cost was immense. Instead of offering incentives to the people to spur production, doctrinaire officials categorized people in five groups, from “landlord” to “farm worker,” then sent platoons of cadres to arraign the landlords and other “feudal elements” in what were called “agricultural reform tribunals.” In reality, however, the distinction between social categories was not always clear, and many families of modest means saw their land seized. Small landholders were classified as large ones. Panic set in. Fearful of arbitrary indictment, peasants trumped up charges against their neighbors, while others accused their rivals of imaginary crimes. Anyone suspected of having worked for the French was subject to execution as a “traitor.” Others were condemned merely for showing insufficient zeal and ardor for the Viet Minh.

...

Executions became commonplace, though the scale of the killing is still unclear—estimates have run as high as 50,000 victims, but more credible assessments put the figure between 3,000 and 15,000. Thousands more were interned in forced labor camps. Most of the victims were innocent, at least of the stated charges. Ho Chi Minh, it seems, knew about the arbitrary persecution and violence but did little to prevent it. When Mrs. Nguyen Thi Nam, an important landlord and Viet Minh sympathizer, was condemned to death by a people’s tribunal and executed, Ho expressed frustration but did little more. “The French say that one should never hit a woman, even with a flower,” he reportedly declared, “and you, you allowed her to be shot!” Later, on February 8, 1955, Ho used the occasion of a conference on the land reform to condemn the use of torture and humiliation: “Some cadres are using the same methods to crush the masses as the imperialists, capitalists, and feudalists did. These methods are barbaric.… It is absolutely forbidden to use physical punishment.”

Some did not get the message, or did and ignored it. The brutal actions continued. In August 1956, Ho Chi Minh issued a public acknowledgment that “errors have been committed,” and he promised that “those who have been wrongly classified as landlords and rich peasants will be correctly reclassified.” Other officials dutifully echoed his admission, disclosing that even loyal Viet Minh veterans had been wrongly tried and executed. Truong Chinh, general secretary of the party and a key proponent of the program, was relieved of his post, as were other senior officials, including the minister of agriculture. The tribunals were ended. These measures helped reduce the tensions but not fully—late in the year in coastal Nghe An province, where Ho was born and raised, farmers in one district openly rioted, requiring the dispatch of government troops to restore order. In Hanoi, meanwhile, intellectuals chafed under what they saw as authoritarian state cultural policies.

Zhou Enlai's Plan for Indochina

From Embers of War: The Fall of an Empire and the Making of America's Vietnam, by Fredrik Logevall (Random House, 2012), Kindle pp. 739-741:

Vietnamese sources, meanwhile, suggest Zhou Enlai may also have had another motivation for the new line: a desire by the CCP to incorporate Laos and Cambodia into China’s sphere of influence, if only to keep them from falling into Vietnam’s. Better to give the two states neutral status than to allow Ho Chi Minh’s government to dominate all of Indochina.

On June 19, the day before the chief delegates were scheduled to leave Geneva to return home to consult with their governments, Zhou Enlai told Canadian diplomat and China expert Chester Ronning that a settlement was within reach if only France would commit herself to a political solution. China and her allies had made important concessions, Zhou said, and now the French should follow suit. The next morning he reiterated these points to Eden and also expressed his keen desire to meet the new French premier. Eden, stopping in Paris en route to London later in the day, happily passed the message on to Pierre Mendès France. He urged the Frenchman to meet with Zhou at the earliest opportunity. Mendès France, having received the same recommendation from Jean Chauvel, agreed. But where should the meeting occur? The Chinese foreign minister would not go to Paris as long as his government was not recognized by France, while Mendès France feared he would be perceived as a supplicant if he went so soon to Geneva. Dijon was suggested, but the two sides settled instead on the Swiss city of Bern, on the pretext of thanking the Swiss Confederation president for providing a locale for the negotiations. The meeting was arranged for the following Wednesday, June 23, in the French embassy.

An epic encounter it would be. Zhou Enlai, attired not in his usual blue high-collared tunic but in a gray business suit and tie, looked younger and more relaxed than he had in Geneva, and he made an immediate winning impression on Mendès France: “L’homme était impressionnant.” Zhou opened sternly—China feared neither threat nor provocation and considered both to be illegitimate means of negotiation—but then followed a conciliatory line. He had lived in France and felt an attachment to the French people, he said, and moreover his view aligned with the French view, meaning military questions should take precedence over the resolution of political issues in Indochina. Achieving a cease-fire was the first priority. Much to the Frenchman’s satisfaction and relief, Zhou then made clear that he accepted not only the view that Laos, Cambodia, and Vietnam should be evaluated separately but also, indirectly, the view that there existed “two governments in Vietnam.” Following an armistice, he went on, there should be elections for reunification of that country under a single government.

Zhou declared that his government—like that of the Democratic Republic of Vietnam—intended to move swiftly toward recognition of Laos and Cambodia and to follow a policy of nonintervention toward both. He even hinted that Beijing would have no objection if one or both of the kingdoms chose to be attached to the French Union. What would not be acceptable, however, would be for the United States to misinterpret this Chinese and DRV policy as an excuse to turn the kingdoms into “bases of aggression.” In order to facilitate national reunification, both Phnom Penh and Vientiane should grant recognition to the resistance movements—Khmer Issarak and Pathet Lao—for the sake of unity. The latter, being a significant presence in Laos, should be granted a zone of administrative control, but Viet Minh forces that penetrated Laotian territory might be withdrawn after an armistice.

Mendès France liked what he heard, and he could see by the expression on Jean Chauvel’s face that the ambassador was pleased as well. The premier agreed that there should be no American bases in Cambodia or Laos, and he voiced support for elections in Vietnam. The vote could not happen immediately, though, and there was moreover the issue of what kind of temporary division to have in the meantime. Did the Chinese government support partition? Zhou Enlai initially evaded a direct answer but then said he favored a formula involving “large sectors.” Mendès France agreed that a “horizontal cut” was possible, but not as far south as suggested by the Viet Minh at Geneva. Everything else, he continued, depended on a resolution of this issue of the regroupment zones. Zhou concurred and said “this [is] also Mr. Eden’s opinion.” With hard work, he speculated, the military negotiators in Geneva ought to be able to reach agreement “within three weeks,” at which point the foreign ministers could return and be ready to sign the documents. Mendès France, finding this time limit (July 15) to be uncomfortably close to his own July 20 deadline for the settlement of all outstanding problems, replied that three weeks “should be regarded as a maximum.”

The meeting drew to a close. Both sides were pleased with the outcome and said they understood each other well, but neither doubted that tough slogging remained. Mendès France flew back to Paris, while his Chinese counterpart, having earlier held sessions with the leaders of the Cambodian and Laotian delegations (he promised them that Beijing would respect their sovereignty and independence), departed for a series of meetings in Asia, among them a two-day secret session with Ho Chi Minh.