German 'Workforce Turnover', 1942

 From Stay Alive! Berlin 1939-1945, by Ian Buruma (Penguin, 2026), pp. 155-57, 181, 191:

If things were bad in Berlin, they were far worse on the eastern front, where many soldiers were freezing to death. The people back home caught glimpses of the Russian campaign on the Wochenschau [weekly newsreels]: horse-drawn carriages and tanks bogged down in knee-high snow; soldiers in white camouflage outfits, rather like hooded bathrobes, skiing or plowing their way through the ruins of Russian villages that were “utterly destroyed by the mighty arms of our heroic shock troops”; German planes dropping food parcels for the soldiers marching in the glacial steppes. Letters home spoke of frostbite and amputated limbs. There were images of “Bolshevik corpses” littered around the icy Russian plains, but never of German soldiers, for that would be too upsetting.

One of the main items on the Wochenschau in January celebrated a domestic campaign that had been ordered by the Führer in December 1941: to donate socks, pullovers, scarves, ski boots, furs, fleeces, blankets, or anything else to keep the troops warm on the front lines....

What was not reported on the Wochenschau, or anywhere else, was an event that occurred at much the same time, on the western shore of the Wannsee, in a grand Italianate villa that once belonged to a rich industrialist and now served as a guesthouse and conference center for SS officers. Houses around the lovely Wannsee were sought after by the wealthiest Berliners. Before 1933, Jews lived in some of the finest homes. After the Nazis came to power, these were confiscated by senior figures in the regime. Goebbels owned a house on the lake, at Schwanenwerder. Walther Funk, the minister of economics, resided in a grand house that had once belonged to a Jewish family, now decorated with swastika tiles. Albert Speer lived nearby, as did Heinz Rühmann, the movie star. 

...

Reinhard Heydrich, director of the Reich Security Main Office (RSHA), invited fourteen senior figures in the Nazi regime to a secret meeting followed by breakfast on January 20 at the SS guest house on the Wannsee. They included top bureaucrats from various ministries, as well as Roland Freisler, the notorious judge on the People’s Court who sentenced more than five thousand people to death between 1942 and 1945. Adolf Eichmann, the man responsible for managing Jewish deportations, was asked to take the minutes. What needed to be discussed on that chilly morning, alleviated by a steady supply of fine brandy, were some practical aspects of the extermination of the Jews.

That the Jews were to be eradicated was no longer a matter of dispute. Just one week before the Wannsee Conference, Goebbels wrote in his diary, “The Führer once more expressed his determination to clean up the Jews in Europe pitilessly. There must be no sentimental squeamishness about it. The Jews have deserved the catastrophe that has now overtaken them.” Mass killings had already been taking place in Poland since 1939. Jews who were not murdered on the spot were to be worked to death. But two questions still needed to be cleared up. How to administer the genocide in an orderly and efficient manner? And how to define who was Jewish? Should Mischlinge be included in the killing program? Heydrich believed that they should. Others wanted to postpone the decision until after the war. After some to-ing and fro-ing, Heydrich settled for that. The logistical issues were cleared up pretty quickly to everyone’s satisfaction, so the gentlemen could enjoy a leisurely glass of cognac in front of the fireplace.

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The first sign that deportations were imminent was a questionnaire sent through the mail to be filled out meticulously: financial assets, family history, personal details, and so forth. After some days, or sometimes weeks, the Gestapo would come beating on the door. There was no way back after that. In 1942, sixteen transports, each with loads of roughly one thousand people, left the Berlin railway stations. The trains carrying their human freight were mostly bound for the ghettos of Warsaw or Riga, or the death camps of Auschwitz and Sobibor, where those not deemed fit to be worked to death were immediately gassed. In the summer of 1942, the killing of Jews had reached a bloody peak. Millions had already been shot or murdered by other means before the gas chambers of Auschwitz were employed day and night. The General Gouvernment had become a giant killing field, presided over by Governor General Hans Frank.

...

There were now more than three million foreign workers in Germany. Many were French POWs. A number of men from occupied countries in Western Europe, such as the Netherlands, Belgium, France, and the Scandinavian countries, had volunteered for work. Then there were male and female workers from Poland, Ukraine, Russia, and other parts of the Soviet Union. Some had come willingly, many had not. The Russians and Eastern Europeans, called Ostarbeiter, often mere teenagers, were treated appallingly. Cooped up in dismal work camps, they were so underfed that many died, or had to be shipped home in horrible conditions. One description of these transports: “There were dead passengers on the returning train. Women on that train gave birth to children that were tossed from the open window during the journey, while people sick from tuberculosis and venereal disease rode in the same coach. The dying lay in freight cars without straw, and one of the dead was thrown onto the embankment.” Treatment of Jewish slave workers in concentration camps, such as Sachsenhausen, was of course even worse.

And yet, a semblance of normalcy for most Berliners continued despite the griping, the bad news from different battlefronts, the horrors endemic in a murderous police state, and “Berlin pessimism.” The soccer competition carried on as always. BSB from Berlin Mitte beat Minerva from Schmargendorf. Tasmania was too strong for Tennis Borussia. And FC Wacker from Reinickendorf lost to Blau-Weiss 90.

Mischlings and the Dreaded Star

From Stay Alive! Berlin 1939-1945, by Ian Buruma (Penguin, 2026), pp. 138-139:

The introduction of the star brought back the life-and-death question of who counted as a Jew. Some mixed families, temporarily protected by a “privileged” status, lived peculiar double lives. Marlene Herzfeld was five when the war began. I spoke to her in her house in Steglitz where she was bedridden. She was still living at home but was facing an operation—“my last chance, perhaps.” Hers was a story of great bitterness. “It would have been better for my mother if I hadn’t been born,” she said, in the firm tone of one who had learned to live with pain. Her mother had converted to her husband’s Jewish faith, and Marlene was classified as Jewish. But after divorcing her husband in 1937, her mother rejoined the Evangelical Christian church, and Marlene was baptized. She had to learn how to behave like a Christian: “I looked at a picture of Jesus, and I said, ‘That is our Führer.’ The pastor said, ‘Yes, indeed he is.’ ” It didn’t help. Marlene was still compelled to go to a Jewish kindergarten. Her mother’s family wanted nothing to do with them. They were spat at in the streets, kicked out of their apartment by the Nazi owner, and Marlene survived the war in an orphanage. Whenever there was a raid by Gestapo officers looking for Jews, she and a little boy with water on the brain had to hide until night in the woods. Marlene had a mournful look in her light blue eyes, as she spoke. “I was lucky that I was blonde,” she added.

The Mischling children of Erich and Sabine Alenfeld were treated as Aryans. Young Justus, ten years old in 1941, was a member of the Nazi youth organization the Jungvolk before he could join the Hitler Youth. The slang name for these boys was Pimpf, meaning “little rascal.” Justus was delighted to be a Pimpf. Sabine wrote to her husband, “Today [Justus] is doing his duty on the Reich Sporting Field…. He was head of his squad three times. Such pride!…Yesterday I handed him his official Hitler Youth dagger. God, was he proud, the little fellow.”

Soldiers on Leave in Berlin, 1941

From Stay Alive! Berlin 1939-1945, by Ian Buruma (Penguin, 2026), p. 133:

Perhaps Moltke was not just thinking of German victims, but it was difficult to disguise the toll the war was taking on German soldiers. Death notices of men who had “fallen for the Volk and Führer” increased in the newspapers. And bitter strains began to be felt between the men who had to do the fighting and the people at home. The Wunschkonzert for the Wehrmacht had been stopped already in May, for reasons that are not quite clear. By midsummer, German soldiers on the eastern front might no longer have had time for such distractions.

In December, a curious letter of complaint was sent by a soldier to officers in the high command, who forwarded it to the Nazi Party authorities. On leave in the capital of the Reich, this soldier had been shocked by the behavior of Berliners. While men on the front were dying for their country, or losing their limbs, or freezing to death, he remarked, Berliners, many of them men under thirty-five years old, who had managed to be excused from military duty, were carousing in the packed bars and restaurants. Women, often without male company, used ration coupons belonging to soldiers on leave to gorge themselves. He was deeply offended by the cynicism he encountered. “The morals of Berlin are beneath contempt,” he wrote. “When it comes to eating, pushing black market goods, and fraudulence, 80 percent of the population has no conscience. And what about those Judeo-Bolshevik jokes that endanger state security in the worst way? If Berlin were Germany, we would have lost this war long ago.”

Berlin Bombing Neologisms, 1940

From Stay Alive! Berlin 1939-1945, by Ian Buruma (Penguin, 2026), pp. 102-103, 108:

Berliners, like all denizens of big cities, often pride themselves on their urban wit, the humor of which is not always apparent to people from the outside—which is part of the fun, of course. The new reality of nightly bombing raids inspired some examples of the famous Berlin wit. A printed invitation did the rounds to a basement party put on by a Berlin cabaret, promising an all-night program with a musical overture of sirens, a fireworks display, and a lecture by Professor Fragmentation-Bomb entitled “All Good Things Come from Above.”

A contemporary joke: An airplane carrying Hitler, Goering, and Goebbels crashes. All three are killed. Who is saved? Answer: The German people. When Berliners said goodbye, they often wished each other a “bo-lo-na,” short for Bombenlose Nacht (night without bombs).

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A new verb entered the already rich lexicon of violent Nazi vocabulary: Coventrisieren, to “Coventry” a city. On November 14, the Luftwaffe bashed the city of Coventry with more than five hundred tons of incendiary and explosive bombs, as well as air mines that exploded upon impact. The cathedral went up in flames, more than five hundred people died, and two thirds of the city’s buildings were badly damaged.

Newspaper headlines in the rest of November gave Berliners a taste of what it meant to be Coventried: “Eyewitness Account of the Devastation of London: London Is on Its Way to Being Totally Destroyed” (Völkischer Beobachter, November 20). “Birmingham in Flames: The Blaze Can Be Seen from as Far as the English Channel” (VB, November 21). “Coventry, a Dead City” (VB, November 21).

...

Since the bunkers that went up in 1940 by no means offered enough protection against bombs for most Berliners, it was decided that children should be evacuated to the countryside. The word “evacuated” was never mentioned in public, however, since that would suggest a sense of panic. The official term was Kinderlandverschickung, KLV, or “children’s relocation.” In the bracing rural air of Brandenburg, Silesia, or Bavaria, the children would be taught discipline, obedience, and loyalty to the Volksgemeinschaft, by senior members of the Hitler Youth. The state would pay for the KLV of poorer children. Wealthier families would have to pay for it themselves. Off they went, waving swastika flags from packed railway carriages, the youngest ones with tags around their necks bearing their names. Parents were not allowed to visit their children in their new billets, for that would interfere with their education.

From Sitzkrieg to Blitzkrieg in the West

From Stay Alive! Berlin 1939-1945, by Ian Buruma (Penguin, 2026), pp. 92-93:

When German troops invaded Denmark and Norway in April [1940], “to save Scandinavia from British influence,” according to the Nazi press, victory came so quickly that the public was not especially alarmed. On the contrary. The SD reported, “The occupation of Denmark and Norway has made a huge impression on the entire German people, which rejoiced almost without exception.” It helped that Denmark was a major producer of ham, butter, and eggs, supplies the occupation army was not slow to plunder to feed the Volk back home. Moltke wrote to his wife on April 13, “The process by which Denmark is gradually to be made like Poland begins today. I did what I could to prevent it; but when I first heard about it the people who should have done something had already given their consent.” Denmark would never be like Poland, but the occupation was bad enough.

Meanwhile, Goebbels’s Promi [Propaganda Ministry], echoed by the obedient press, made sure that once an attack on Britain and France was launched, the blame would fall squarely on the belligerents in Paris and London. On May 8, the Berliner Volks-Zeitung reported that France and Britain were preparing aggressive war plans. Chamberlain, of all people, was depicted as a warmonger: “Never before has a responsible statesman played with the fate of nations in a more villainous and shameless fashion.” An article on the same page exulted in the extraordinary change in Norwegian public opinion. Somehow, all the old sympathies for Britain had vanished:

...

On the evening of May 9, Major Sas, the Dutch military attaché, anxious to get information on the latest German war plans, visited the home of Hans Oster, his friend in the Abwehr. Oster told him that the Germans would invade the Netherlands the next morning, unless Hitler gave a counterorder later that night. The Dutch ambassador, meanwhile, was dancing with his wife, Nini, at the home of a friendly German aristocrat. Sas and Oster waited fearfully for more news. Perhaps things might still turn around at the last minute. When the counterorder didn’t come, Oster said, “My dear friend, it’s all over. I hope we’ll see each other again after the war.” The Dutch capitulated four days later, after German Luftwaffe bombers did to Rotterdam what they had previously done to Warsaw: The center of the city was obliterated. This marked the end of the Sitzkrieg, the Phony War.

Berlin's Busybodies, 1939-45

From Stay Alive! Berlin 1939-1945, by Ian Buruma (Penguin, 2026), pp. 23-24:

Kennan, as an American diplomat, was vastly more comfortable than most Berliners, especially when winter set in. In Kennan’s description: “Canals were frozen. Fuel was short. Whole blocks of huge apartment houses could not be heated at all and had to be evacuated in zero weather.” (Jews were deprived of coal, and left to freeze in their “Jew houses.”) People also lived in constant fear of busybodies who could have a person arrested for breaking any petty regulation. The lowest-level busybody was the block warden (Blockwart), usually a little local fanatic, who would make sure that any untoward remarks or behavior observed on his street would be instantly reported to the relevant Nazi authorities. One such man is described by the German British Christabel Bielenberg. Herr Neisse was perhaps no better or worse than most minor Nazi officials. In daily life, he was a friendly gardener, who greeted Christabel politely as Frau Doctor Bielenberg whenever they crossed paths, and was a handy man with the pruning shears when her vine leaves needed pruning. A war veteran, he had come to Berlin from a small village in Saxony, and had had his fair share of problems. Like millions of other working men, Herr Neisse had suffered from inflation, unemployment, and poverty in the big city. And like millions of others, he had come to understand whom to blame for his own and his country’s misfortunes. His Führer had made that very clear. “ ‘Oh, no, Frau Dr., you must not get me wrong,’ ” he hastened to say, “ ‘not one particular Jew…. No, no, International Jewry…. You understand, Frau Dr., International Jewry.’ ”

Before Hitler came to power, Herr Neisse had already attended party meetings, where the men wearing brown storm trooper uniforms under their raincoats arrived in halls that reeked of sweat and beer. There they could freely fling up their arms and sing their favorite songs: “Clear the streets for the brown battalion / clear the streets for the storm division man!” In 1933, the humble, polite, diffident gardener became a somebody, a figure of authority, someone to be feared, “resplendent,” in Christabel’s words, “in brown uniform with shining boots and pill box hat, his mustache trimmed to a neat rectangle, his left thumb hitched into his Sam Browne belt and his right arm raised rigid in salute.” He was “resurgent Germany.” On a visit to Berlin in 1946, after she had moved back to England, Christabel was curious to know what had happened to Herr Neisse. She was told that he had been hanged from a lamppost after the Russian troops fought their way into the city in May 1945. Perhaps the Russians did it. Perhaps someone took revenge on a minor Nazi. Or, most plausibly, Herr Neisse had lost his faith in the Führer as the Reich collapsed around him and he had voiced doubts about Germany’s final victory. That was all it took in those last days of the war to be hanged by a mob of zealous SS men, roaming the streets in search of “defeatists.”

From Christabel’s description of Herr Neisse, he was not a particularly bad man, not motivated by malice, but he and people like him could get anyone into serious trouble if they caught them insufficiently blacking out their windows, or God forbid, listening to the BBC on their radio. After passing through the Alex, such offenses could result in forced labor, time in a concentration camp, or even death. Imposing petty rules was also another way to bully Jews in Berlin. A non-Jew caught jaywalking or cutting diagonally across a street would be let off with a warning. Jews would be taken to police stations, where they were often abused by bored cops just for sport.

Berlin's "Golden October" of 1939

From Stay Alive! Berlin 1939-1945, by Ian Buruma (Penguin, 2026), p. 53:

Thinking back to the first year of the war, Hilde became almost wistful: “We had a lot of fun, and danced in bars like the Eden and the Roxy. Hans played jazz music when he was in a good mood. It was a wonderful time, especially at night when we danced with small groups of friends. But then we had to walk through the dark streets to the S-Bahn…. That was not such fun.”

The poet Jochen Klepper, who would later commit suicide with his Jewish wife, wrote about the “Golden October” of 1939, when the weather was still fine before the cold winter months set in. He took a walk along the Wannsee on October 15: “The lakes never looked so beautiful. A marvelous afternoon after the morning rain…. We are so happy about the lovely walks we can enjoy here. All day, until sundown at five o’clock, the terrace doors are open, and the summer furniture is brought out once more. Everything is redolent of the tentative sense of peace.”

As long as one wasn’t Jewish, or involved in active resistance, it was almost possible to imagine that life in Berlin was normal. “Normal” is the word I heard most often from men and women I interviewed about their childhood at the beginning of the war in Berlin. I asked a retired engineer named Jörg Sonnabend about his school days. We were having coffee and cakes prepared by his wife, Dorrit, in the small living room of their apartment in Spandau. A teddy bear dressed in a German naval uniform was sitting on a bookshelf next to a model battleship. “Absolutely normal,” remembered Herr Sonnabend about his primary school. “Nothing different from other times.” He couldn’t recall any pictures of Hitler in the classroom. “Well, yes, in the principal’s office, there was a portrait of the Führer.” Songs? “Yes, there were the usual songs. We sang the Horst Wessel song [the Nazi anthem] during flag raising ceremonies, of course. And as a boy I must confess I loved uniforms. But otherwise, things were entirely normal. All the horror people talk about nowadays, none of that bothered us until the Allied bombings.”

Advertisements in the newspapers promoted ways to cope with graying hair, or ears that stick out, or heartburn after having had too much to eat. Goebbels complained in his diary about the upper classes living it up, partying with foreign diplomats. He vowed to put a stop to that.

Sitzkrieg Begins in Berlin, 1939

From Stay Alive! Berlin 1939-1945, by Ian Buruma (Penguin, 2026), pp. 50-51:

The next air raid, on September 9, was as harmless as the first. The alarm lasted for forty-five minutes, but nothing happened at all. This, too, helped to further calm the nerves of Berliners. Helmuth von Moltke wrote to his wife from Berlin that “an infectious optimism has spread in the well-known way of mass psychology; the optimistic assumption is that the people of France won’t fight; it is claimed that French soldiers put big placards on their bunkers, in German: ‘If you don’t shoot, we won’t start.’ The story seems too fantastic. Still, it is true that nearly a week after the outbreak of the war the French and British have not yet done anything to come to the aid of their ally [Poland].”

Moltke had been drafted into the Abwehr, the military intelligence service, run by Wilhelm Canaris, a Nazi supporter who began to turn against Hitler after the invasion of Poland. As an intelligence insider, Moltke knew more than most people, but even he was puzzled by the lack of action from the Allied powers. Many Berliners hoped this meant that the war would be over soon. Surely, the occupation of Poland would be accepted as a fait accompli, just as the invasion of Czechoslovakia and the annexation of Austria had been in 1938. Rumors of imminent peace started spreading around town. As Christabel Bielenberg, the Anglo-German living in Dahlem, had already observed before the invasion of Poland: “With all normal channels of information successfully under control, rumor and hearsay took over and ran riot.”

This is exactly what happened on October 10. Quite how the rumor of imminent peace negotiations began is unclear: A misinformed telegram sent by a clerk at the Berlin central post office was the explanation of the SD, short for Sicherheitsdienst, the fearsome Nazi security service. Ruth Andreas-Friedrich: “A rumor is running through town this morning, like wildfire: the English government has fallen; a ten days’ truce is proposed…. All Berlin is on the telephone. ‘Had you heard…. Is it really true?’ ”

People stopped working in offices. Students at the Friedrich Wilhelm University were celebrating. There was a rush on government bonds at the stock exchange. Christabel Bielenberg went shopping at her local market, passing the church of Martin Niemöller, who had been arrested in 1938 for resisting Nazi persecution of Jewish converts to Christianity. Groups of people gathering around stores and street corners discussed the sensational news. The French had given up all resistance. The abdicated King Edward VIII, who held rather warm feelings toward the Führer, was about to reoccupy the British throne. Hands were stretched to Christabel in congratulation. Frau Schmitz, who ruled the food market behind her vegetable stall, “all overcoat and apron, a bulging monument to the peculiar ribald stoicism which characterizes the true Berliner,” knew exactly what was up: The gentlemen at the top had changed their minds, they were coming to an agreement! A plane all the way from Britain was about to land that afternoon at Tempelhof airfield. Extra rations of tomatoes, bread, and cabbage were slipped into the shopping bags of grateful customers. Rationing would soon be history anyway.

Life Goes On After September 1939

From Stay Alive! Berlin 1939-1945, by Ian Buruma (Penguin, 2026), p. 19:

New plays were being written for the theater, often by hacks whose odes to the healthy German spirit would not have had much success in Berlin before 1933. German and foreign classics were widely performed, including Shakespeare’s plays. In September 1939, as well as a play by Goethe (Iphigenia in Tauris) at the Volksbühne, and Tosca at the Volksoper, and Der Opernball (The Opera Ball), an operetta set in nineteenth-century Paris, at the former Metropol Theater, home of the Weimar-period avant-garde, there was also a play by Noël Coward. The pages of the Berliner Illustrirte Zeitung featured photographs of revues and burlesque theaters, with chorus lines of seminude dancers kicking up their legs, Broadway style. On the surface, it would seem, Berlin was still Berlin, and not a huge amount had changed since the free-spirited Weimar days, except, of course, for the free spirit. Cabarets had lost their bite and irreverent wit. The avant-garde experimentation for which Berlin had been famous was dead. What was left were the classics, and a great deal of mostly insipid entertainment, “joyful art in serious times,” as it was described in the Völkischer Beobachter, the main Nazi newspaper. Goebbels wished to keep people amused, their minds off the perils of war. He even allowed many dance places and nightclubs to reopen at the end of September, after the fall of Warsaw, which had claimed the lives of eighteen thousand Polish civilians. Goebbels laid out his policy for the radio, which he saw as “by far the most important instrument to influence the masses.” To instill the right attitude in people was vital, but “not to be boring, not to be tedious…. The correct attitude is important, but it doesn’t have to be dull.”

That people should be going about their normal lives, attending concerts and movies, sunning themselves at the beach on the Wannsee, betting on the horses at the Hoppegarten, dancing to jazz tunes at the Delphi-Palast, even as people were being tortured in the Gestapo cellars on Prinz-Albrecht-Strasse, and murdered or worked to death at Sachsenhausen, is disturbing but should not surprise anyone. Human beings adapt, carry on, turn away from things they don’t wish to hear or see.

German Border, 31 August 1939

From Stay Alive! Berlin 1939-1945, by Ian Buruma (Penguin, 2026), pp. 3-4:

The beginning of World War II began as a deadly theatrical performance staged by the SS. Hitler wanted to invade Poland, so an excuse had to be invented. Poles were cast as the aggressors. On the night of August 31, in an operation named “Grandmother Died,” the Gleiwitz radio station on the German side of the Polish border was “attacked” by German agents disguised in Polish uniforms. A brief anti-German message was broadcast in Polish. To make the imaginary act of Polish aggression seem more plausible, the corpses of a few “Polish” attackers were left on the site. They were in fact murdered concentration camp prisoners dressed up as Poles.

Similar deceptions were staged at other places along the Polish-German border, an area where Polish- and German-speaking populations had been at home for centuries, not always amicably. In a place named Hochlinden, not far from Gleiwitz, a German customs post was attacked on the same night by a number of men in Polish army uniforms. (They also sported heavy beards and sideburns, to make them look more “Polish”—in German eyes, that is.) A show was made of repulsing the attack by men dressed up as German border guards. All of them were Nazi commandos. Again, a few unfortunate concentration camp prisoners were forced to play their roles as Polish soldiers killed in the make-believe skirmish. Photographs of the murdered men were sent to Berlin as evidence of Polish belligerence.

At ten o’clock, on the following night, Hitler, dressed in the grayish-green uniform of the German army, the Wehrmacht, made a speech to members of the Reichstag, a rubber-stamp parliament now hastily assembled in the Kroll Opera House in Berlin’s Tiergarten district. Since the Reichstag building itself had been heavily damaged in 1933 by an arson attack that the Nazis might have staged themselves as an excuse to crack down on political opponents, the opera house now had to do. Many seats were empty, since their occupants were away on military duty. The stage, upon which great new music by Hindemith and Schoenberg had once been performed, now had a gaudy backdrop of a giant eagle with a swastika in its claws, flanked by massive red, white, and black Nazi flags. When Hitler’s speech reached its sweaty, fist-shaking climax of screaming bombast, the uniformed delegates stomped and cheered like brawlers in a beer hall. Hitler claimed that Germany had had no choice but to respond to Polish hostility with maximum force. “This night,” he barked, “for the first time, Polish regular soldiers fired on our territory. Since 5:45 a.m. we have been returning the fire, and from now on bombs will be met by bombs.”

Silesian: Pō Naszymu

This week's edition of Culture.pl contains an article by Agnieszka Warnke titled Pō Naszymu: A Linguistic Portrait of Silesian. Here are some excerpts.

The complexities of Silesia begin with the very origin of its name. Its turbulent history, marked by shifting borders and Polish, Czech and German influences, is reflected in the region’s distinctive speech – but is Silesian a language, a dialect of Polish, or something in between?

Difficulties already begin with the etymology of the word ‘Silesia’ itself. The popular theory in the interwar period about the word’s link to the Old Germanic tribe of Silings was rejected by Polish researchers. They almost unanimously opt for the Old Slavonic etymology: the name of the Silesians tribe and the entire region originates from the name of the Ślęza River or Mount Ślęża. Additionally, the morpheme *slęg- (meaning ‘damp’) was retained in the cant word ślęgnąć (‘to get wet’).

With time, history divided the region into two parts: Lower Silesia and Upper Silesia (with the latter appearing in the 15^thcentury). While we rarely hear the Silesian vernacular in and around Wrocław, the Silesian language has survived in Opole, Rybnik, Katowice and Cieszyn, where the inhabitants use the language they grew up speaking. Officially, Silesian has the status of a dialect comprising a group of Silesian dialects, but there’s an ongoing fight – currently unsuccessful – for it to be recognised as a regional language. It’s currently used by nearly half a million people. One needs only to glance at the past to understand the important role of a common language with regard to integrating Silesians with each other but also with the Polish state.

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Silesian Rej

The linguistic rift is fully reflective of the geopolitical situation of medieval Silesia, which then constituted an object of a feud between Poland and Czechia. As early as in the 16^th century, when the Silesian land was already under Habsburg rule, Łukasz Górnicki asserted in Dworzanin Polski (Polish Courtier) that the region was dominated by Czech. One should not forget, however, the prominent Silesian pressmen (such as Hieronim Wietor and Jan Haller), working in early Renaissance Kraków. They modernised medieval spelling, laying the foundations for contemporary Polish orthography.

While one can talk about the visible weakening of cultural ties between Silesia and Polish lands at the brink of the 15^thcentury – especially when compared with previous centuries – they weren’t broken completely. The Renaissance Polish language of Mikołaj Rej and Jan Kochanowski is full of turns of phrase now present in different dialects. Those who then worked to preserve the Silesian vernacular were evangelicals, notably Adam Gdacjusz of Kluczbork (also known as the ‘Silesian Rej’). The charismatic preacher was a fervent opponent of Germanisation, who introduced Silesian into literature, and his sermons, collected in a volume titled Postilla Popularis, presented the difficult life of the Silesians and the deterioration of morality after the Thirty Years’ War. In 2019, the Academic Publishing House ‘Śląsk’ (Silesia) reprinted his most popular work.

Another, earlier noteworthy text, one that remained forgotten for years, is Walenty Roździeński’s poem Officina Ferraria (1612). The simple smelter manager and forge owner described the state of his industry, listing practical information while following the conventions of poetics and versification. It was the first ever text concerning the work of a miner and steelworker written in the Polish language. It was found in Gniezno 300 years later and translated into English in 1976.

Idiotisms & beauty

The 19^th century was not only a time of progressing Germanisation but also a time of uprooting dialects at schools and a ban on cultivating Slavic customs. Polish-language newspapers were released alongside German-language press, and mid-19^th century was a time when Polish-language Silesian literature started to develop (by authors such as Józef Lompa, Karol Miarka, Konstanty Damrot).

At the beginning of the 1930s, after the 1921 Upper Silesia plebiscite mandated by the Versailles Treaty to determine ownership of Upper Silesia between Weimar Germany and the Second Polish Republic and the Silesian Uprisings, Zofia Kosak-Szczucka wrote in Nieznany Kraj (The Unknown Country): ’It’s a large area inhabited by around million people, speaking not another language like Polish but rather a beautiful Silesian dialect, dignified with its archaic, preserved forms.’

The reality, however, wasn’t quite as colourful. As early as 1849, Dziennik Górno-Szlązki (The Upper-Silesian Daily) included a column titled Idiotyzmy i Germianizmy szląskie (Silesian Idiotisms and Germanisms), aimed at polonising the language of the Silesians. They admonished the readers for saying siadłocha instead of kwaśne mleko (sour milk) and jata instead of szopa.. What was lacking, however, were tips on which regionalisms should be preserved. In 1880, in Gazeta Górnoszląska (Upper-Silesian Gazette), one would read:‘we don’t say kopidoł but grabarz (undertaker)’, even though it’s the allegedly Polish version grabarz that has German origins.

In Głosy znad Odry (Voices of the Odra River), released between 1918 and 1924, a the ‘Kącik Językowy’ (Language Corner) column appeared several times, contrasting the ‘weed-grown speech’ of the Upper Silesians with ‘pure language’. However, on top of German and other borrowed words and -isms, they also noticed ‘relics of Old Polish’ – words no longer present in the common literary language but preserved in that region. In issue 3/4 of Głosy from 1922, P. Piast insisted:

An Upper Silesian doesn’t use the German ‘lichtarz’ because they have the native ‘świecznik’ (candlestick), they don’t need the Greek ‘inkaust’ or the Latin ‘atrament’, already having the Polish ‘czernidło’ (ink). […] They don’t look into a ‘zwierciadło’ but rather a ‘zdrzadło’ (mirror). When they accept an invitation, it’s not for a ‘kolacja’, as ‘wieczerza’ (supper) is better. […] For a fair, a holiday or a ‘radośnik’ (‘chrzciny’; christening) they will bake a ‘kołacz’ (kolach) rather than ‘placek’ (cake), cook a tasty bite of ‘owięzie’ meat (‘wołowe’; beef) with ‘moczka’ (capitalists only know the French ‘sauce’) and a calf ‘pieczonka’ (‘pieczeń’; roast).

The post-war changing of borders and forced resettlement resulted in the Silesians having to reassess their identity. Before that, they had strongly identified with a particular town or region, but all of a sudden were required to declare their nationality. The communist regime emphasised the development of official culture, excluding regional varieties. It was only after 1989 that democracy and freedom of speech allowed us to rediscover local histories and accept language variety.

...

After the political transformation, the disputes concerning the status of Silesian were rekindled in Poland. Many would consider Silesian a regional language, confirming the linguistic (rather than national) separateness of the area. The proponents of this idea emphasise that without appropriate education, the possibility of obtaining national and EU funds for the development of Silesian press, literature or theatre, the Silesian language won’t survive. Such an opportunity was granted to Kashubian – so far Poland’s only regional language, officially acknowledged as such in 2005. Since then, it’s been taught at schools and one can even take the matura (matriculation) exam in Kashubian. There are radio and TV shows in this language (not to mention press) and there’s Kashubian literature of all genres. Why not create similar development opportunities for Silesian? In June 2019, the Sejm decided against discussing a legislation project – the fifth one since 2007 – regulating this issue.

Among linguists, opinions differ. Professor Jolanta Tambor, leading the works of the Silesian language codification group, believes that, considering the benefits of ‘a minority group having their own language, there’s no reason not to consider the speech of the Silesians a regional language’. At the same time, one ought to remember all its types: Upper Silesian, Cieszyn and Opole. Meanwhile, Professor Jan Miodek, born in Tarnowskie Góry, sees no need for a top-down codification and highlights that ‘the literary variety of Silesian is Polish’. Professor Bogusław Wyderka, who has edited the multiple-volume Słownik Gwar Śląskich (Dictionary of Silesian Dialects) since 2000, proves in his research papers that historically, the Silesian dialect was a variety of Polish, although nowadays it’s impossible to stop the Silesian language movement.

The arguments related to different linguistic traits of Silesian are either non-existent or successfully challenged. The vocabulary and phonetic features characteristic for the region are to a large extent shared by other varieties of Polish. What mostly distinguishes the inhabitants of Silesia who use their native vernacular is the strong sense of Silesian identity, the willingness to preserve and develop their own tradition and culture. Professor Tambor emphasises that today, recognising Silesian as a regional language is an exclusively legal-political issue.

Polish Baby Names

Last week's compilation from Culture.pl includes an article about Polish naming conventions by Aleksandra Jagielska. (Public transport vehicles in Poland that show the current date and time to their passengers also typically show the Christian saint names for those days, one male and one female.) Here are excerpts from the article.

There are 1,063,756 women called Anna in Poland, more people than live in Kraków. Last year, eight boys were named Dobromir. Somewhere between those two numbers sits the story of how Poland has named its children – Slavic wishes, Christian saints, Enlightenment novels, and a 2014 law that finally let you call your daughter Jessica.

Traditional, international or original? After your ancestors, literary heroes or maybe after a patron saint to put your child under their protection? One name, two or more? Let’s check what sort of changes have been happening in the fashions for names in the Polish language.

Even though we don’t choose our own names, they stay with us from birth for our whole lives as an important part of our identity. That right is guaranteed by the UN Convention on the Rights of the Child, under which ‘a child from the moment it is born will have the right to a name’. Because although its basic function is identification for formal and social reasons, having a name says something about our dignity.

Names are given to children the moment their birth certificate is drawn up in the Civil Registry Office. According to the Civil Status Records Act from November 2014, you can pick one or two names, but no more. This is mostly to ensure the need for clarity in identity documents (i.e. to simplify them for processing by Poland’s bureaucratic apparatus) and ignores the wishes of any parents hoping to name their son after all four Beatles or anything else equally creative.

Names also have to be separate and cannot be hyphenated – no Mary-Sues allowed in Poland. They cannot be diminutives (so William would be fine, but not Bill), ‘ridiculous’ or inappropriate (Lucifer, VAT or Courtesan would all be disallowed). The Polish Language Council also recommends avoiding country names and geographical terms (no Monaco or Pacific, thank you).

Before 2014, the rules were even stricter. If both parents were Poles, they had to choose names rooted in Polish linguistic tradition. You’d have to call your son Jan instead of John, and your daughter Zdzisława instead of Jessica. You also had to choose names that clearly indicated the sex of the child, i.e. all girls’ names had to end in ‘a’. But once the law changed in 2014, you were finally allowed to name your child something foreign regardless of the parents’ citizenship, and able to pick a name that didn’t grammatically indicate the sex but was generally understood as assigned to one, eg. Nikol.

Sometimes, in a hasty rush to fill in all the paperwork, parents don’t always like the name they so quickly put to paper and start to regret their choice. Luckily, there is a six-month window in which a newborn’s name can be changed to something else. This late administrative change needs to be accompanied by serious justification though, like proving it’s a ‘ridiculous’ name or that the baby has continually been called something else. Should we really take our time and want to change the name of a child who’s already past its 13th birthday, then the child themselves also has to agree.

Despite all the laws listed above, there is no official list of banned names – the Polish Language Council and other linguistic advisors can offer their opinion, but the final decision, like so many in Poland, belongs to the civil servants processing the application. If the name does not fulfil the requirements (say it’s diminutive, ridiculous or inappropriate), then the civil servant has the right – nay, the duty – to throw it out. They even get to pick a new name themselves, a commonly-used one, and the parents have just two weeks to appeal the decision.

If you’re wondering how many people in Poland have the same name as you, or are wondering if rarer names really are that rare, you can check the freely available database provided by the Ministry of Digitisation at dane.gov.pl. There you’ll find information about given names across different years, according to all the names accumulated in Poland’s PESEL registry (the country’s centralised identity database).

The latest figures posted in January 2026 say the most common boys’ names are Piotr (682,516 people), Krzysztof (631,898) and Tomasz (533,217), while for girls the clear leader is Anna (1,063,756) followed by Katarzyna (602,474) and Małgorzata (572,067). The top tens also include Andrzej, Paweł, Michał, Jan, Marcin, Jakub, Adam, and Maria, Agnieszka, Ewa, Barbara, Magdalena, Elżbieta and Joanna.

But when it comes to newborns, the lists are completely different. In 2025, the most popular names given to baby boys were Nikodem, Antoni, Leon, Jan and Aleksander, and for girls it was Zofia, Zuzanna, Maja, Laura and Hanna.

Trends take time to change. The most popular names in 2024 were Nikodem and Maja. And in 2023 it was back to Nikodem and Zofia again. In 2022, it was Antoni and Zofia, and before that, for 2021, 2020 and 2019, it was Antoni and Zuzanna.

So yes, with one stubborn exception in 2024, a girl born in Poland since 2019 has stood a very good chance of being landed with a name starting with Z.

But let’s go back to the statistics from the start of the century. In the years 2001 to 2012, the top names were Jakub and Julia – yes, for over a decade, it was the same names over and over again. It was only in 2013 that the name Lena dethroned Julia. Jakub was dethroned as late as 2016 by a name you’ve already seen: Antoni.

So those are the most popular names, but what about the rarest? In 2025, among the rarest names given to a boy in Poland were Zbyszko, Teodozjusz, Światosław, Gromisław and Gaweł. There were also a few non-typical Polish names like Riczard and Rajan. When it comes to girls, names that were given to only a handful of children included Wincentyna, Leonora, Laurencja, Henryka, Delfina and Afrodyta.

...

Slavic names carried a wish inside their etymology: Bronisław means ‘to defend fame’ – ‘(may he) defend fame’; Kochan, ‘may he be loved’; Świętopełk, ‘holy regiment’ or ‘strong band’ – ‘(may he have) a strong band behind him’. A name that stays with a person for life was meant to work like a shield, a declaration of good fortune for whoever carried it. Bequeathing a name, writes the onomastician Maria Malec, was an anthropological act of a sacral character, by which the child acquired the status of a human being.

Protective names existed across the Slavic world too – decoys used in place of the ‘real’ name to hide it from evil forces when a child’s life seemed at risk. You can spot them by the negation built in: Niedan, Niemir, Niemój (‘Not-given’, ‘Not-peace’, ‘Not-mine’). A child saddled with one of these was supposed to slip past the attention of demons.

When Poland accepted Christianity in 966 CE, it entered the orbit of Christian culture. Much like in the rest of Christian Europe, the cults celebrating individual saints became popular in Poland, and with them the custom of naming children after martyrs and other saints, as well as Biblical names from the Old and New Testaments. The act of giving a name was associated with organising a christening and, much like how the native names contained wishes, the names from Christian culture were linked to patrons who were to protect their namesakes.

For several centuries, Slavic and Christian names appeared in fairly even numbers. In the 15th century however, the latter became significantly more popular, and in the century after that they had all but driven the native ones out entirely. This followed the recommendations of the Council of Trent (1545–1563), which held that names given at baptism should belong to Christian saints. The exceptions were Old Polish names that had acquired patron saints of their own – Kazimierz, Wojciech, Stanisław, Władysław. To this day, Christian names remain the backbone of the Polish go-to stock of names.

Among the names that never really took off in Polish culture were those drawn from ancient and medieval literature – Achilles, Paris, Hector, Roland, Tristan, Isolde – which may well have gone the way of several native Old Polish names after the Council of Trent. A run of Old Testament names failed to catch on too: Abraham, Ezekiel and Isaac were rejected in the 16th century by Protestants.

Meanwhile the Polish name vault gained newly minted saints such as Ignatius Loyola, Francis Xavier and Teresa of Ávila. Protestants were also the first to start calling their daughters Maria – for centuries considered an affront to the reverence owed to the Mother of God, with Marianna used as the respectful workaround. This may explain the lopsided statistics mentioned earlier. Centuries of treating Maria as too holy for daily use pushed it into the middle slot, where it could sit quietly doing its devotional work without anyone having to shout it across a courtyard. The taboo may have dissolved a long time ago, but the custom didn’t.

...

Old Polish names started to return to fashion after Poland lost its independence in the late 1700s. The revival in patriotism and efforts to maintain a national identity led to people reaching for forgotten Slavic names. In 1827, an entire calendar of Slavic names appeared in a supplement to the Przewodnik Warszawski newspaper, prepared by Tadeusz Wojewódzki.

...

Although Old Polish names linked to the centuries-old veneration of saints are not that popular today, they still pop up now and then. In 2025, 376 baby boys were named Mieszko, 49 Zbigniew and 8 Dobromir, while 27 girls were called Dobrawa, 18 Mirosława and 17 Bogumiła.

Islam Penetrates Nusantaria

From Empire of the Winds: The Global Role of Asia's Great Archipelago, by Philip Bowring (I.B. Tauris, 2018), Kindle pp. 250-254:

Whether rulers adopted it out of genuine preference for its monotheistic belief and universalism, out of commercial or other temporal interest, or because of conquest, Islam spread from the top downwards. How long that took, and the depth to which it penetrated, depended on many factors. Even in Sumatra the progress of Islam was slow and fitful. Tomé Pires, writing in the early sixteenth century, recorded that most rulers in Sumatra were Muslims, but those in the west and interior were heathen and ‘some make a practice of eating their enemies when they capture them.’ In other words, not much had changed since Ibn Battuta’s visit 150 years earlier.

...

During that era the only place where Islam was on the retreat was in Spain and North Africa. But again that helped Islam in the east. The Spanish conquest of Arab Granada in 1492 and subsequent oppression of non-Christians propelled a Muslim exodus that reverberated as far east as Maluku. There, as in other places they visited two decades later, the Portuguese were surprised to find Spanish speakers.

The spread of Islam gradually eliminated Hindu and Buddhist worship from the whole archipelago except Bali. On the mainland, however, Islam never penetrated far inland, where it was up against a form of Buddhism which in practice gave strength to the kingdoms in what are now Myanmar, Thailand and Cambodia. Known as Theravada, this version of Buddhism originated from Sri Lanka and focused on the role of sangha, or monkhood, and the accumulation of merit through works. This fitted well with concepts of kingship, but also enabled the absorption of earlier concepts of spirits and minor deities. But more importantly, these states were more agrarian, mostly more populous and far less reliant on foreign trade, so less subject to the influence of foreign Muslim merchants.

The Sufi Influence

The Islam which spread through the archipelago varied according to its source and the strength of the existing belief systems. A relatively far greater number of Muslims arrived in the less populated, trade-oriented Sumatra and the peninsula than in Java, where conversion of traditional rulers was the key. The difference is reflected in many ways, such as the fact that Arabic-derived script, Jawi, was the norm in Sumatra and the Malay peninsula by the fifteenth century, whereas in Java Kawi continued to be widely used into the twentieth century. Both were then largely supplanted by Roman script.

An important factor in the spread of Islam, especially in Java, was that the dominant strain was Sunni Sufism. Sufism, found in both Sunni and Shia Islam, has at times been viewed as heretical by more legalistic Muslims but was strong among Indian Muslims from Gujarat and Bengal and in the Ottoman realm. Its emphasis on direct communication with God, its mysticism, its admiration for holy men and ascetics and its focus on individual teachers rather than rituals and laws helped acceptance. Under the overlay of Hindu-Buddhist features was an older belief system in which the spiritual and temporal were one. In this domain lived the spirits of nature, who needed to be respected. Sufi mysticism could accommodate this.

...

Singing, dancing, drumming and recitation of phrases were a means of embracing the divine spirit, which merged well with existing traditions. Sufism also often recognized the importance of ancestral links to past teachers, so focus on the lineage of rulers was accepted. At the populist level none of this may have mattered greatly, but at least it left room for gradualism. In many cases, Islamization amounted to little more than circumcision and the end of eating pork. The more conversions were obtained by local people rather than by Muslims from overseas, the less likely they were to be overly strict, or indeed to be well acquainted with the Qur’an and Hadith.

...

Essentially, Java’s Muslim rulers were pragmatists who could readily tolerate the old practices alongside nominal acceptance of the new. Such syncretism was to reach its apogee in the seventeenth century when Muslim Mataram, under Sultan Agung (1613–45) briefly came to rule most of Java. The exceptions and last bastions of Hinduism on Java were Banten [in the extreme west] and Balambangan in the extreme east. Formally and avowedly Muslim, Mataram combined many of the features of pre-Islamic customs and beliefs, had its own unique calendar and maintained its own very elegant version of the Kawi writing system. Although Muslim, the Mataram sultans were suspicious both of the ambitions of ulamas and of the trading cities with their wealth and foreign-inspired religious orthodoxy.

For much of Java, Sultan Agung’s rule was crucial for embedding old systems within the new and for creating a lasting culture which remains at the heart of the modern state and the essentially theist principles expressed in the Indonesian constitution. Elsewhere too, old and new went side by side, with Hindu epics being modified and appearing in both Javanese in Kawi script and in Malay in Jawi. Thus today in Indonesia it is possible to say that ‘Islam is our religion, kakawin [the Javanese rhythmic narrative verse which mixes Hindu mythology and Javanese settings] our culture.’

The sultanate also aligned itself with the pre-Hindu legend of the goddess of the sea, Nyai Roro Kidul. Belief in the powers of this lady from the Indian Ocean, sometimes portrayed as a mermaid, is still strong in popular culture of the southern Javanese and Sundanese. Other legends mixing Hindu and earlier beliefs also live on.

Well, I've approached the publisher's warning limit for copying from the Kindle version of this book, so this will have to be my last post from this work. The next chapter, titled "Nusantaria: Holed Near the Waterline," is about the arrival of the Portuguese, so this is a good break point.

Widespread Literacy in Nusantaria

From Empire of the Winds: The Global Role of Asia's Great Archipelago, by Philip Bowring (I.B. Tauris, 2018), Kindle pp. 294-296:

As elsewhere in the maritime zone, Chinese and Europeans alike were surprised at the prominent economic role of women, particularly in trade. But even more remarked was widespread literacy, of women in particular, albeit their literacy was used only for transient or practical purposes, for messages and personal letters rather than the reading and writing of literature. Spanish priest Pedro Chirino, writing in 1604, noted: ‘So accustomed are all these islanders to writing and reading that there is scarcely a man, still less a woman, who cannot read and write.’ Similarly, de Morga wrote, of the Tagals at least: ‘Almost all the inhabitants, both men and women, write in this language, and there are very few of them who do not write it very well.’

The legacy of the Indian cultural influence which had come via Srivijaya and Java had left behind scripts which were in widespread use when the Spaniards arrived in the sixteenth century but gradually died out over the next 300 years. Although they varied according to location, all were derived from Kawi, hence arrived from Java, Sumatra or possibly Champa.

The spread and usage of Kawi-derived scripts across Nusantaria is one of the lesser-known facts of the era before Islam and European dominance brought about the supremacy of Arabic then Roman scripts. The diversity of Kawi-derived scripts was such that Bali and Madura scripts both differed from each other and from Javanese, even if largely stylistically, and Sunda had its own script. So too did the Minangkabau of Sumatra and the Bataks, the latter writing on bark rolls. Makassar and the Bugis also had their own [Lontara], as did Palawan, whose Tagbanwa script resembled Tagalog Baybayin, and Mindoro, whose related script was known as Mangyan [or Buhid, or Hanunoo]. There is debate over whether Baybayin was the result of Bugis influence – with which its script shares some unique features – or from Sumatra or elsewhere. But the essential point is that basic literacy in a local script was common throughout the archipelago.

The arrival of paper to replace palm leaves and other traditional media, and the coming of printing, undermined the position of the traditional scripts. An additional source of weakness was that they were used mainly for transient purposes such as brief letters rather than for recording laws or literature. There were important exceptions to this, notably Javanese poems and epics, and Makassarese annals. Spanish priests made some effort to translate Christian doctrines into Tagalog using Baybayin, and elsewhere some Muslim texts were written in local languages using their scripts. But the weight of religious orthodoxy and then of administrative demands, plus the commercial use of Malay written in Jawi, proved too much. The result was that Nusantaria, which in 1500 had perhaps been the most literate place in the world, at least if central Luzon is a guide, lost what could have been a singular advantage for a future era when mass literacy became a necessity for economic progress.

Nor was pre-Hispanic Luzon unique. Elsewhere, old writing systems survived for centuries. There is evidence of high levels of basic literacy in Bali, and the same may have applied to much of Java and parts of Sumatra. As late as the 1930s a survey found that the most literate province in the Dutch East Indies was Lampung in south Sumatra, where schools were few. Male literacy was 45 per cent, female 33 per cent, but the literacy was mostly in the local Lampung script, not Roman or Jawi. It was particularly used in the exchanges of poetic verses between courting couples – just as described by Alcina in the Visayas. Literacy was higher among older people, indicating that the knowledge was handed down through families, not formally taught, and was by then slowly dying.

Rise of Brunei Sultanate

From Empire of the Winds: The Global Role of Asia's Great Archipelago, by Philip Bowring (I.B. Tauris, 2018), Kindle pp. 247-248:

The end of the Melaka sultanate was by no means the end of its influence on Islam and the Malay world. Melaka had inherited the language and culture of Srivijaya and hence of trading centres around the archipelago which had been part of the Srivijayan and Javanese systems. Melaka added the ingredient of Islam. For many Malay and Muslim seemed inseparable. Johor inherited the Melaka sultanate, and a family connection to the Melaka dynasty helped the development of the Perak sultanate. Though never a trading hub, Perak modelled itself on Melaka and became increasingly important as a source of tin and forest products. Malay Patani, with its family links to the Melaka sultanate, grew in importance as a trade rival to Siam, looking more to the north-east, to China, than to the south.

Exiles from Melaka were instrumental in spreading Islam. Johor played a leading role in the conversion of the Brunei ruler which took place shortly before the visit in 1521 of Ferdinand Magellan, who was much impressed by the wealth of the Brunei court and the size of Borneo island. (The name is a derivation of ‘Brunei’. The Indonesian name ‘Kalimantan’ derives from Sanskrit and means ‘burning hot island’.)

‘Boni’, as Brunei was known to the Chinese, was a relatively late addition to the Chinese links. It had only first been officially noted in 971 with a mission which advised that it was 30 sailing days away from Champa and 45 from Srivijaya. They brought camphor, turtle shells and documents with unknown characters written on a glossy material which they rolled up. The envoys described some aspects of their country: their use of longbows and brass armour, finger rings for marriage, water buffaloes for ploughing, coconut liquor to drink, and rice, fish, fowls and goats to eat.

Regular trade with China did not develop until much later, spurred by a mission in 1405. Brunei was well placed for trade links with Champa, Luzon and the eastern islands, as well as with Java and Sumatra, and expanded its influence along the Borneo coast. Islam, to which its ruler converted in the mid fifteenth century, strengthened Brunei’s trading role and it expanded its hegemony to include the Sulu archipelago and Luzon’s two trading settlements on Manila bay. The southern one was called ‘Seludong’ by Malays, though to local Tagalogs it was known as ‘Maynila’, after a flowering mangrove. Thus for 60 years, between the Portuguese capture of Melaka and Spain taking Manila in 1571, Malay Islam expanded its reach partly thanks to the loss of Melaka.

Brunei for a long time was the only Islamized part of Borneo. Farther east, Islam advanced with trade. Ternate in the Malukus, centre of the clove trade, was an early convert. By then, however, Christianity was hard on its heels in the Spice Islands, thanks to the Portuguese sending priests. Among the first was one of the founders of the Jesuit order, Francis Xavier, who visited Ambon and other islands before moving on to China and Japan. But on all sides trade and power interests could lead to religious compromises. Thus Muslim Ternate allowed the Portuguese to build a fort even while it was trying to Christianize other islands.

Early Chinese Views of Taiwan

From Empire of the Winds: The Global Role of Asia's Great Archipelago, by Philip Bowring (I.B. Tauris, 2018), Kindle p. 243:

Some of those Austronesian ways and skills could be found too among the peoples of Taiwan – except the sailing ability. Taiwan remained almost completely off the trade map despite the fertility of its western lowlands, its proximity to the China coast, to Okinawa and the Japan trade, and, via island stepping stones, to Luzon. Geographically Taiwan is linked to the Asian mainland, of which it was once a part, while separated from Luzon by the deep waters of the Bashi channel. But in other ways it was much closer to Luzon. Many of its peoples shared language and culture with those of the Philippine archipelago. Why was it that the inhabitants of this large island, unlike those of the Philippines and Ryukyus, turned their backs on the sea and made their living from the land and forests? There is no ready explanation. Although evidence of some overseas trade dating to around 2,500 BP is provided from discoveries of Taiwanese jade elsewhere and Indian glass beads on the island, the identity of the traders is not known. As in the archipelago, there was not a specific bronze age, iron- and bronze-working arriving about the same time.

Even Chinese annals had very little to say about Taiwan despite its proximity. There were occasional traders and fishermen visiting from the mainland, but almost nothing written about it. One of the few who did write was Ma Duanlin, a compiler of knowledge about China’s neighbours. Writing around 1300 and using varied sources, he described characteristics of the people including hair and dress styles, crops, foods, animals, intertribal wars and the freedom of the young men and woman to choose partners without parental consent. They were not literate and followed a lunar calendar but were strong and good fighters. Ma noted that in around 606, during the Sui dynasty, the emperor had sent a mission to learn more about the place and demand the king send tribute. This was refused, so the emperor sent forces which killed the king and many others and destroyed his palace. But thereafter ‘all communication with the country ceased.’ (Ma referred to the island as Liu Kiu (Ryukyu), but the size and position clearly meant that he was referring to Taiwan.)

The early seventeenth century saw a Chinese expedition against (mainland) pirates using Taiwan as a base, which gave rise to An Account of the Eastern Barbarians by Chen Di, written in 1603. Chen noted a matrilineal kinship system, and the easy relations between young men and women. He remarked on the ability of the men to run down and catch deer. They ate all parts of the deer including the intestines and their contents, which appalled the Chinese, but they in return were appalled by Chinese eating chickens. ‘Strange indeed are the Eastern Barbarians,’ wrote Chen.

First European Views of the Marianas

From Empire of the Winds: The Global Role of Asia's Great Archipelago, by Philip Bowring (I.B. Tauris, 2018), Kindle p. 242:

The first Spaniards reaching the remote Marianas islands noted how tall and fit they were, and recent examination of remains suggests they had a life expectancy of 44 years, much higher than in Europe at the time. The islands had been settled some 3,000 earlier, from either Luzon or Sulawesi, and had typical Austronesian characteristics such as a matrilineal system, weaving skills and megaliths known as latte stones, and a language, Chamorro, roughly comprehensible to Ferdinand Magellan’s Malay interpreter. Magellan (in Portuguese ‘Fernão Magalhães’, in Spanish ‘Fernando Magallanes’) was so impressed with their sailing skills that he called them the ‘Islas de Velas Latinas’ (‘Isles of the Lateen Sails’) after their small but remarkably agile sailing craft. The late sixteenth century Spanish document known as the Boxer Codex noted that their lateen sails were made of waxen palm leaves of many colours and designs. The boats could sail very fast whatever the wind strength and direction. The people were described as ‘thickset with large and stout limbs […] larger than we are’. They had a ‘pleasant appearance’ apart from filed teeth and widespread yaws – a disfiguring but not fatal skin disease common in the tropics. However, less appreciative Spaniards called them the ‘Islas Ladrones’ (‘Robber Islands’) on account of their sense of communal possession, a name which lingered long after they were renamed Marianas in 1668 after Mariana, widow of Spain’s King Philip IV. They are now divided as Guam, the largest, which is an unincorporated US territory, and the Northern Marianas, a US-dependent Commonwealth.

Flowering of Malay Law and Literature

From Empire of the Winds: The Global Role of Asia's Great Archipelago, by Philip Bowring (I.B. Tauris, 2018), Kindle p. 224:

Melaka did not just become a renowned commercial centre. It also saw the flowering of Malay law, governance and literature. Long after the sultanate had ceased to exist, it remained the embodiment of all that was noble in the Malay world. This was the product both of its own Palembang-Melayu origins and of the multi-ethnic character of a city where Tamils, Gujaratis, Chinese, Javanese, Arabs, Persians, Ryukyans, Buginese and others could all be found. ‘In the port of Melaka alone very often 84 languages have been found spoken […] In the archipelago which begins at Singapore and Karimun up to the Malukus there are 40 known languages.’ Traders from Egypt, Persia and Arabia, and others such as Turks and Armenians were also there. They could not reach Melaka in a single monsoon but came via Gujarat with trade goods ranging from arms to pearls and including opium from Jeddah and Aden.

At its height prior to the Portuguese conquest, it had four syahbandars, or trade superintendents. The syahbandars were responsible for managing markets and warehouses and checking weights and coinage. There was one for (mostly Muslim) Gujaratis, the biggest group, one for Tamils and Bengalis, one for the archipelago including Java, Luzon and Maluku, and one for China, Champa and the Ryukyus. The syahbandar trader groups show that trade with India and points west was extensive while the Chinese role by the early sixteenth century, following official restrictions on trade by the Ming, was relatively modest. Disputes between trading communities were settled by the ruler. The reputation for good governance further increased Melaka’s role. No one did more for Melaka than Sultan Mansur (reigned 1459–77). In 1468 he wrote to the King of the Ryukyus, which were almost equally trade-dependent: ‘We have learned that to master the blue oceans people must engage in commerce even if their countries are barren […] Life has never been so affluent in previous generations as it is today.’ Likewise, in 1515 the Portuguese ruler of Melaka would write to his king: ‘Melaka has nothing of its own and everything of the world.’

Melaka gave birth to the Sulalat al-Salatin (Genealogies of the Sultans), which became the Sejarah Melayu (Malay Annals), a semi-historical work which aimed to entertain and inspire new generations with edifying stories of past monarchs, their trials and achievements. It traced the Melaka kings back to Alexander (Iskandar) the Great, via India and a sacred hill in Palembang. The dynasty, according to the Sejarah, prospered and long resisted Javanese domination, but was eventually driven out by treachery, forcing its move to Temasek, which it renamed ‘Singapura’, and eventually to Melaka.

Large Javanese Junks in Nusantaria

From Empire of the Winds: The Global Role of Asia's Great Archipelago, by Philip Bowring (I.B. Tauris, 2018), Kindle p. 214:

The commercial merit of large Javanese junks was immediately apparent to the Portuguese. Assuming stable ratios of length to beam to depth, a 30-metre junk would have had a tonnage of about 150 tonnes, while one with 1,000 tonnes would have a length of about 55 metres. For their first commercial voyages after seizing Melaka, the Portuguese collaborated with an important Hindu businessman who had two junks of around 200 tons burthen, each with a crew of about 80. Another witness was the Portuguese adventurer and writer Duarte Barbosa, who was based in Kerala, spoke the local language, Malayalam, and sailed much of the Indian Ocean. He wrote around 1518:

There also come hither many ships from Java, which have four masts, very different from ours and of very thick wood. When these ships become old they fit them with new planks and in this manner they carry three or four plankings, one above the other; the sails are of woven osiers and the ropes of the same.
They carry much rice, meat of cow, sheep, pig and deer dried and salted, many chicken, garlic and onions. They also bring hither many weapons for sale, that is to say, lances, daggers and swords worked with inlaid metal and of very good steel.
They bring likewise a yellow dye which they call cazumba and gold which is produced in Java. They bring their wives and children on these ships and there are some mariners who never leave the ship to go onshore […] These ships also fetch pepper from Sumatra, silk and benzoin and fine gold and from other islands they fetch camphor and aloes wood and they also navigate to Tenasserim, Pegu, Bengal, Calicut, Coromendel, Malabar, Cambay and Aden with all kinds of goods.

Spread of Islam in Nusantaria

From Empire of the Winds: The Global Role of Asia's Great Archipelago, by Philip Bowring (I.B. Tauris, 2018), Kindle p. 193:

The establishment of Melaka and rise of Demak and other Muslim-dominated communities on the north coast of Java coincided with a power struggle within the Majapahit realm. Islam presented a challenge to Java’s Hindu-Buddhist kingship notions. Internal dissension was also apparent, possibly caused by conversion of some of the aristocracy to Islam, and by intermarriage with Muslims, such as the Cham princess who married King Kertawijaya. This eventually forced the Majapahit to focus on the land base of the kingdom, moving the capital back to Kediri on the upper Brantas. Meanwhile the north coast saw the rise of independently minded trading entities dominated by Muslims, many from India, China and Arabia.

Trowulan was reported to be thriving until very shortly before it was utterly destroyed in 1478 in a war, exacerbated by a dynastic dispute, with Demak. The young sultanate effectively conquered Majapahit but claimed dynastic continuity. The end of Trowulan was the beginning of the end for all Hindu Majapahit, which finally saw its remnants retreat to Bali as Islam made a huge step towards eventual dominance of most of the southern part of the Nusantarian archipelago.

After being razed, Trowulan became overgrown with a teak forest. Stamford Raffles, who, as lieutenant-governor of Java under its brief British rule, initiated the first excavations there in 1815, described it as ‘this pride of Java’ Even then, few physical remains were left of a once great city. Yet the years of Majapahit glory remain deeply embedded in the Javanese collective memory. The memory (and myth) of Majapahit and its empire in Nusantaria remains at the heart of modern Indonesia’s sense of identity, generally overriding Muslim identity and also proving an historical basis for a state created in its present geographical form by the Dutch. Wawasan nusantara, or ‘an archipelagic outlook’ brings the islands together, while the national motto, bhinneka tunggal ika (‘unity in diversity’), is from a Javanese poem, ‘Sutasoma’, of the Majapahit era.

Kublai Khan vs. Kertanegara

From Empire of the Winds: The Global Role of Asia's Great Archipelago, by Philip Bowring (I.B. Tauris, 2018), Kindle p. 182:

Kertanegara’s expansion goal was intended partly to pre-empt designs that the Mongol Yuan dynasty, which had already attacked Japan and Vietnam, might have for a southern maritime empire. He also sought to thwart further southward expansion by the Siamese. But he paid a high price. He only subdued Jambi and Palembang after a long fight and his hold there remained tenuous. However, he did succeed in bringing the smaller straits and southern peninsula ports under his sway to become the leading regional maritime power.

Upset at this expansion of Javanese influence, Kublai sent envoys to demand Kertanegara pay tribute to his empire. But the king responded by deliberately provoking the emperor Kublai, giving his envoys tattoos before sending them back. A furious Kublai then sent a vast fleet, said to be of 1,000 vessels with 100,000 men, to punish him. Before the fleet arrived, Kertanegara was killed in battle by the forces of the leader of Kediri in league with a disloyal general. The details are murky, but the Javanese managed to turn their divisions into an advantage. Kertanegara’s son-in-law Raden Wijaya survived and appeared to align himself with the rebel general against Kediri. They persuaded Kublai’s commander that there was no longer a need to fight the dead Kertanegara but to punish Kediri instead. After Raden’s Kediri rivals had been eliminated, Raden then turned on the Mongols with an ambush.

Although the Javanese could not defeat the invader in pitched battle, they could harass them readily enough. Time was not on the invaders’ side. With supplies running short, Kertanegara dead anyway and facing the change of winds which would have kept them there another six months, the Chinese decided to cut their losses and sail away. Thus ended China’s first military incursion into Nusantaria. It was driven not so much by lust for territory but by a mix of hubris – the demand for fealty – and control of the profits of trade.

One legacy was to leave behind many Chinese stragglers, who helped establish the local Chinese community. Fei Xin, who visited Java with Zheng He’s expeditions more than a century later, noted: ‘Right down to the present time some Chinese live intermingled with the natives because at that time over a hundred were left here and later they brought up families.’

Trade with Tang and Sung China

From Empire of the Winds: The Global Role of Asia's Great Archipelago, by Philip Bowring (I.B. Tauris, 2018), Kindle pp. 170, 172:

Trade was very much two-way, with Chinese manufactures in strong demand in return for the exotic products of the south and west. Trade was also highly profitable for the government, which normally took 30 per cent of imported products to sell. Yet Chinese merchants were not involved in this burgeoning overseas trade. As in earlier times, as previously noted, it was foreign ships which carried Chinese monks and pilgrims to Sumatra or Java and then on to Sri Lanka or India. The expansion of trade led the central government to appoint a special official, the Commissioner for Trading with Foreign Ships, to regulate it and try to ensure that revenues were collected by the state and not by local officials. Foreign captains were required to register their names and cargoes and were imprisoned for attempting smuggling, though bribery of officials charged with inspecting cargoes was commonplace. But for a long time Chinese ships were not permitted to sail overseas.

This ban began to be relaxed during the Tang era. Local officials in the south were likely to be more sympathetic to trade than those in the capital. Later, members of the imperial family itself as well as senior officials may have engaged in it via middlemen. Nonetheless, the official ban combined with the volume of trade explains why Guangzhou came to be host to a huge population of foreign merchants and others to support trading activities, a population of Arabs, Persians, Parsees, Tamils, Jews and so on that may have numbered more than a hundred thousand. There was also a sizeable settlement at Yangzhou at the southern terminus of the Grand Canal. But relations were not always easy, and rich foreigners were sometimes a target. Many were massacred in Yangzhou at the time of a major rebellion against the Tang in 760, and thousands were said to have been killed in Guangzhou during the 878 rebellion. This shut down trade for several years.

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Noting the profits, Song rulers finally saw the benefits of allowing Chinese to go overseas. As they did so, the need for the old state-focused tribute system declined. The Confucian disdain for trade had long been an elite facade, and now it was stripped away and the nobility participated directly in trade. The arrival of Chinese traders indeed helped the lesser ports of Nusantaria to develop, undermining the dominance of Srivijaya. There was a surge in shipbuilding, with Song-era wrecks found off the coasts of Fujian and Zhejiang revealing vessels up to 34 metres in length with a beam of 9 metres. Unlike Nusantarian designs, they had bulkheads and were joined by iron nails, not wooden dowels.

During the Song period China made advances in shipbuilding, advances that included the construction of large, ocean-going vessels which could reach India and beyond. However, it is not clear how much they were used in trade, which continued to be dominated by Arabs, with Persians, Tamils and Nusantarians all playing roles. With so little archaeological evidence to go on, it is difficult to track the evolution of ship designs and how far Song China borrowed ideas from the Nusantarian, Tamil and Arab vessels with which they were familiar – or vice versa. What we can be sure of is that China’s seagoing progress in the Song period, driven by the combination of commercial enterprise and the tax needs of the state, made possible the avowedly expansionist policy of its successor, the Mongol Yuan dynasty.

The main export cargoes were ceramics, which became common throughout Nusantaria and also in Japan. According to early thirteenth century Chinese sources, the ceramics trade was mainly in foreign hands. Ports that have now vanished thrived.