15 May 2024

Sicilians vs. Anjevins, 1292

From Sicily: An Island at the Crossroads of History, by John Julius Norwich (Random House, 2015), Kindle pp. 124-125:

For those who detested the House of Anjou and all it stood for, there was after the death of Conradin one rallying point: the court of King Peter III of Aragon. In 1262 Peter had married Manfred’s daughter Constance, who was now the sole representative in the south of the Hohenstaufen cause; and increasing numbers of refugees from Sicily and the Regno were finding their way to his court at Barcelona. Among them was one of the great conspirators of his age. His name was John of Procida. He had studied medicine in his native city of Salerno and, as the Emperor’s personal physician, had attended Frederick on his deathbed. Later he had entered the service of Manfred. He had fought with Conradin at Tagliacozzo, after which he had traveled to Germany with the intention of persuading another of Frederick II’s grandsons to invade Italy and restore the Hohenstaufen line. Only when this plan failed did he move with his two sons to Barcelona. Constance, he believed, was the one last hope. King Peter gave him a warm welcome and made him Chancellor of the kingdom, in which capacity he could concentrate on a great conspiracy to secure the Angevin downfall.

There is a remarkable legend, which appears in the works of both Petrarch and Boccaccio, to the effect that John then traveled in disguise around the courts of Europe to gain support for his cause, visiting the Emperor Michael VIII Palaeologus in Constantinople and returning with vast quantities of Byzantine gold. It is almost certainly untrue: by this time he was nearly seventy, and in both the years in question, 1279 and 1280, his signature regularly appears on documents issuing from the Aragonese chancery. It may well be, however, that someone else—perhaps one of his sons—made the journeys in his name. There was certainly some contact between Barcelona and Constantinople, where Michael was aware that Charles of Anjou was at that very moment preparing a major expedition against his empire. He was consequently eager to take the immediate offensive, before that expedition could be launched. Peter, on the other hand, naturally advocated waiting until it was well on its way.

In fact the timing was in the hands of neither King nor Emperor, but of the Sicilians themselves. By 1282 the Angevins had made themselves cordially detested throughout the Regno, both for the severity of their taxation and for the arrogance of their conduct; and when on the evening of Easter Monday, March 30, 1282, a drunken French sergeant began importuning a Sicilian woman outside the church of Santo Spirito just as the bells were ringing for vespers, her countrymen’s anger boiled over. The sergeant was set upon by her husband and killed; the murder led to a riot, the riot to a massacre; 2,000 Frenchmen were dead by morning.

The rising spread like wildfire. On August 30 King Peter and his army landed at Trapani, arriving in Palermo three days later. The formal coronation for which he had hoped proved impossible: the Archbishop of Palermo was dead, the pro-Angevin Archbishop of Monreale had most sensibly disappeared; Peter had to be content with a simple proclamation of his kingship. This he acknowledged with a public promise to observe the rights and liberties of his new subjects, calling upon all the able-bodied men of Palermo and its surroundings to march with him to Messina, where the French were still holding out. The response, we are told, was immediate and enthusiastic. For all good Palermitans—who detested the Messinans and the French in equal measure—the opportunity was too good to resist.

14 May 2024

Sicily Gets the Boot (of Italy)

From Sicily: An Island at the Crossroads of History, by John Julius Norwich (Random House, 2015), Kindle pp. 83-84:

When the news was brought to the Byzantine headquarters that the Sicilians, led by the King himself, were advancing in formidable numbers and strength, the Greeks saw their fellow fighters fall away. The mercenaries chose, as mercenaries will, the moment of supreme crisis to demand impossible increases in their pay; meeting with a refusal, they disappeared en masse. Robert of Loritello deserted, followed by his own men and most of his compatriots. The Sicilian fleet arrived first; then, a day or two later, the army appeared in the west. The battle that followed was short and bloody; the Greek defeat was total. The Sicilian ships effectively prevented any possibility of escape by sea. On that one day, May 28, 1156, all that the Byzantines had achieved in Italy over the past year was wiped out as completely as if they had never come.

William [the Bad] treated his Greek prisoners according to the recognized canons of war; but to his own rebellious subjects he was pitiless. This was a lesson he had learned from his father. Treason, particularly in Apulia where it was endemic, was the one crime that could never be forgiven. Of those erstwhile insurgents who fell into his hands, only the luckiest were imprisoned. The rest were hanged, blinded or tied about with heavy weights and hurled into the sea. From Brindisi he moved to Bari. Less than a year before, the Bariots had readily thrown in their lot with the Byzantines; now they too were to pay the price for their disloyalty. As they prostrated themselves before their King to implore his mercy, William pointed to the pile of rubble where until recently the citadel had stood. “Just as you had no pity on my house,” he said, “so now I shall have no pity on yours.” He gave them two clear days in which to salvage their belongings; on the third day Bari was destroyed. Only the cathedral, the great church of St. Nicholas and a few smaller religious buildings were left intact.

One lonely figure remained to face the coming storm. All Pope Hadrian’s allies were gone. Michael Palaeologus was dead and his army annihilated; the Norman barons were either in prison or in hiding. Hadrian himself was all too well aware that, if he were to save anything from the disaster, he would have to come to terms with the King of Sicily. The two met in the papal city of Benevento, and on June 18, 1156, an agreement was concluded. In return for an annual tribute, the Pope agreed to recognize William’s kingship not only over Sicily, Apulia, Calabria and the former principality of Capua, together with Naples, Salerno, Amalfi and all that pertained to them; it was now formally extended across the whole region of the northern Abruzzi and the Marches. William, negotiating as he was from a position of strength, obtained more than had ever been granted to his father or grandfather. He was now one of the most powerful princes of Europe.

Thus, in the three years separating the Treaty of Benevento from the death of Pope Hadrian [the only English Pope ever] on September 1, 1159, a curious change occurs in the relative positions of the three principal protagonists. Alignments were shifting. The Papacy, brought to its knees at Benevento, rediscovered a fact that its history over the past hundred years should have made self-evident—that its only hope of survival as a potent political force lay in close alliance with its neighbor, Norman Sicily. The German Emperor Frederick Barbarossa, impressed despite himself by the speed and completeness of William’s victories over the Byzantines in Apulia, looked upon him with undiminished hatred but a new respect, and decided on the indefinite postponement of the punitive expedition to the south that he had long been planning. Instead, he resolved on a campaign against the Lombard towns and cities of north Italy which, though technically part of his imperial dominions, had recently been showing a quite unacceptable tendency toward republicanism and independence. The result was the supreme paradox: the Lombard towns began to see the Sicilian monarchy—more absolutist by far than any other state in western Europe—as the stalwart defender of their republican ideals, hailing its King as a champion of civic liberty almost before the dust had settled on the ruins of Bari. And in the end they were victorious: on May 29, 1176, Frederick’s German knights were routed at Legnano by the forces of the Lombard League. It was the end of his ambitions in Lombardy. In Venice in the following year he publicly kissed Pope Alexander’s foot before the central door of St. Mark’s, and six years later, at Constance, the truce became a treaty. Though imperial suzerainty was technically preserved, the cities of Lombardy (and to some extent Tuscany also) were henceforth free to manage their own affairs.

William returned to Sicily with his international standing higher than it had ever been; but the last years of his reign were anything but happy. His Emir of Emirs—the title given to the Chief Minister of the kingdom—a certain Maio of Bari, was assassinated in 1160; and the following year saw a palace revolution in which the King’s young son and heir, Roger, was killed and William himself was lucky to escape with his life. The disorder spread through much of Sicily and into Apulia and Calabria, the King as always leading his army in person, captured rebels being punished with hideous brutality. Worst of all, when he returned to Sicily in 1162, he found Christians and Muslims at each other’s throats; the interreligious harmony which the two Rogers had worked so hard to achieve had been destroyed forever.

13 May 2024

Chinese in Colonial Vietnam

 From The Ethnic Chinese and Economic Development in Vietnam, by Tran Khanh (Institute of Southeast Asian Studies, Singapore, 1993), pp. 21-25:

Two major factors converged to cause an upsurge in Chinese migration to Vietnam in the second half of the nineteenth century. A push factor was the political upheavals in China, which led to its people seeking better conditions overseas. A pull factor was French colonization and the policy of the colonial government to recruit Chinese labour for Vietnam.

After the Treaty of Nanking in AD 1842 forced the Manchu court in Beijing to cede Hong Kong to the British and open five treaty ports to Western powers, it was no longer possible for the Chinese authority to control the movement of their nationals in and out of the country. At that time, the Chinese Government had officially banned travelling beyond the shores of China. Thus China became an increasingly stable source of manpower for labour-hungry Western colonies in Southeast Asia and Latin America. By AD 1860, articles within the Treaty of Peking signed between China and both Britain and France literally compelled the Manchu authorities to recognize the right of Chinese workers to seek a livelihood abroad under contracts they themselves could freely enter into. Dovetailing with this relaxation of laws on emigration was the political turmoil of the times which contributed to the urge to leave. During AD 1850-61 there was a large-scale uprising in the form of the Taiping Revolution. Added to that were the intermittent wars fought with Western powers. The majority of migrants in this exodus were the usual land-deprived peasants and impoverished city dwellers. But there was also a sizeable number of small and middle-scale business­ men, intellectuals, and military personnel.

France colonized six provinces of southern Vietnam (Nam Ky), which constituted Cochinchina, in AD 1867 and established protectorates in cen­tral and northern Vietnam by AD 1884. The two protectorates were named Annam and Tonkin, respectively. From the start, the French colonial admin­istration took measures to regulate Chinese immigration with a mixture of control and encouragement. In AD 1874 a special Immigration Bureau was established in Saigon which allowed Chinese immigrants into the country but only if they belonged to dialect groups already existing in the country and if the groups would provide sponsorship for their own kind.  The Bureau was very active, and as early as AD 1897 it had a department that could arbitrarily decide on the suitability of a Chinese immigrant for work; this aroused such an angry protest from the Chinese community that the administration was forced to close it down. After this, streams of Chinese immigrants could cross freely into Vietnam, and they congregated mainly in big cities.

The French colonial administration allowed the Chinese to deal freely in rice, opium, and alcohol. Other legal rights included the right to own land, to travel without restriction within the Indochinese Federation, to establish commercial organizations, to return to China for a visit, and to transfer their wealth out of the country. Such favourable conditions continued to attract Chinese migrants as in the days of the Nguyen dynasty. Within a ten-year span, the number of Chinese in Cochinchina shot up from 44,000 in 1873 to 56,000 in 1889, concentrating mainly in big cities. Cholon in the year 1889 had a population of nearly 16,000 Chinese; Saigon, over 7,000; and Gia Dinh, nearly 3,000. In Tonkin and Annam, the Chinese migrants also gathered in Haiphong, Hanoi, Danang, and the Quang Ninh province, which bordered China. The Chines here were involved mostly in commerce and service.

Chinese immigrants during the period of late nineteenth and early twen­tieth centuries also consisted of labourers contracted by the French to work in Vietnam. They were sent to excavate mines, specifically in Quang Ninh province, to build the railway linking Vietnam to the southern provinces of China or to tap rubber in plantations. By the 1920s, Chinese workers accounted for 7 per cent of the total number of miners and 17 per cent of the total number of industrial workers in Vietnam. The influx of Chinese labourers contributed not only to the country's manpower but also to the emergence of a working class in Vietnam.

This rapid influx of Chinese migrants continued up till the middle of the twentieth century. Data published during the period AD 1912-22 give their number as 158,000. Between 1923 and 1933, nearly 600,000 arrived from China. Another set of data estimates the number to be 1.2 million between 1923 and 1951, which was a record at any given period of time during the whole history of Chinese emigration. But the traffic was prone to ebb and flow. The figures were high in the years 1925-30, 1936-38, and 1946-48, correlating with the security situation in China. China was ex­periencing civil wars during the periods 1924-27 and 1946-49. The years 1936-38 saw the beginnings of Japanese military encroachment on China. Going by official statistics, the figure for the Chinese population in Vietnam in the years just before the French left in 1954 would range from 600,000 to 750,000. Variations of this figure for different years are shown in Table 1, estimated to be 2 per cent of Vietnam's population.

The distribution of population also shows Chinese preference for urban centres and the southern part of the country. Before 1945, some 90 per cent of the Chinese community were residing in Cochinchina, where they made up 7 per cent of the population. The proportions of Chinese in Tonkin and Annam were minimal, 0.5 per cent and 0.2 per cent, respectively. Table 2 illustrates the urban characteristic of the Chinese population in Vietnam.

In 1952 the Chinese population in Saigon-Cholon constituted about 34 per cent of the total population of the city. Their proportions in Hanoi and Haiphong were 4 per cent and 15 per cent, respectively. Besides these three big cities, the Chinese were also found in sizeable numbers in other cities of the South. As mentioned earlier, the border province of Quang Ning in the North also had concentrations of Chinese, as in Cam Pha, Ti  Yen, Quang Ha, and Mong Cai. With towns where large numbers of Chinese reside, they would also gather in particular quarters or streets. For example, in Sai­gon, they are to be found in districts 5, 6, 10, and 11. District 5 is Cholon, where before 1975, 80 per cent of the residents were Chinese. In Hanoi, they were gathered at the Hang Buom and Ma May quarters.

With the division of the country into two halves in 1954, complete in­tegrated statistics were not available for the whole of Vietnam. The South became the Republic of Vietnam (ROV) while the North was the Demo­cratic Republic of Vietnam (DRV) and it was not till 1976 that they were united under the name of the Social Republic of Vietnam (SRV). By Tsai Maw Kuey's data, the Chinese population in the ROV in 1968 reached 1,035,000. The French magazine Le Monde puts it at 1,200,000 in the ROV and 208,000 in the DRV in 1970. Wu Yuan-Li and Wu Chun-Hsi's figures are 2 million for the South and 175,000 for the North at the collapse of the ROV. According to official figures for 1976, the year of reunification, the Chinese population in Vietnam was 1,236,000, which was about 2.6 per cent of the total population. Summing up these various estimates, it can be concluded that the Chinese population in Vietnam in the middle of the 1970s was around 1,500,000, of which 85 per cent lived in the South. The Chinese community made up 3 per cent of the total population of Vietnam.

The problems of estimating the Chinese population in Vietnam contin­ued after 1975 because of large-scale population movement caused by political changes. When the Saigon regime collapsed in April 1975, some 150,000 people left the country, among whom were high-ranking government and military officials of the old regime as well as Chinese businessmen. Shortly after, beginning in 1978, another exodus of Chinese residents took place, with 230,000 leaving for China and another 220,000 leaving for Southeast Asia by boat. This was the result of the socialist transformation of private capitalist industry and trade in the newly liberated South and tense relations with China. The latter arose because of differences over Cambodia, and Beijing exploited the issue of the Chinese community in Vietnam to complicate matters. From a population of 1,236,000, the ethnic Chinese population shrank to 935,000 on 1 October 1979. By the time of the cen­sus in April 1989, the Chinese population had increased to 961,702 but its proportion of the total population had dropped to 1.5 percent. The distribution of this community across Vietnam is given in Table 3. In some areas, the proportion of ethnic Chinese had dropped very significantly. For example, before 1978, ethnic Chinese residents in Quang Ninh province numbered about 160,000, or 22 per cent, of the provincial population. This was about 60-80 per cent of the total ethnic Chinese population in North Vietnam. In the 1980s, Quang Ninh's ethnic Chinese population dropped to 5,000, or 0.6 per cent, of the provincial population.

12 May 2024

Norman Conquest of Sicily

From Sicily: An Island at the Crossroads of History, by John Julius Norwich (Random House, 2015), Kindle pp. 64-66:

The Normans were now effectively on its very doorstep; there was nothing to prevent their marching into the Holy City itself. Pope Leo IX resolved to move first. He raised an army, and led it in person against them. The two forces met on June 17, 1053, near Civitate, on the bank of the Fortore River, and the Pope was defeated. The Normans treated him with every courtesy and conducted him to Benevento, where they kept him for almost a year while a modus vivendi for the future was worked out. Its details need not concern us here; suffice it to say that just six years later, in the little town of Melfi, Pope Nicholas II invested Robert Guiscard with the dukedoms of Apulia, Calabria—and Sicily.

BY JUST WHAT TITLE the Pope so munificently bestowed on the Normans territories which had never before been claimed by him or his predecessors is open to doubt. Apulia and Calabria were questionable enough, but with regard to Sicily Nicholas was on still shakier ground, since the island had never been subject to papal control. It was unlikely, however, that such considerations bothered the Normans overmuch. By that third investiture, the Pope had issued Robert with an open invitation. Sicily, lying green and fertile little more than a stone’s throw from the mainland, was the obvious objective, the natural completion of that great southward sweep that had brought the Normans down the peninsula. It was also the lair of Saracen pirates, still a perennial menace to the Italian coastal towns of the south and west. While Sicily remained in the hands of the heathen, how could the Duke of Calabria and Apulia ever ensure the security of his newly legalized dominions?

To the local populations, the progeny of old Tancred de Hauteville must have seemed almost infinite. Already no fewer than seven of his sons had made their mark in Italy; and still this remarkable source showed no sign of exhaustion, for there now appeared on the scene an eighth brother, Roger. He was the youngest of the Hautevilles, at this time some twenty-six years old; but as a fighter he was a match for any, while as a statesman he was the greatest of them all. His brother Robert quickly recognized his qualities. As a recent arrival, Roger had not yet acquired any territorial responsibilities; he would clearly be the perfect second-in-command for the coming Sicilian expedition.

In the early spring of 1060 Robert and Roger together forced the surrender of the Byzantine garrison in Reggio, the Calabrian town that faces Sicily across the Strait of Messina. Now the only Italian city still in Greek hands was Bari, too far away on the Adriatic to cause any trouble; the way was clear. The Pope had given his blessing, the Western Empire was as powerless as the Eastern to intervene. Even in Sicily itself the situation seemed relatively favorable. In many areas the local population was still Christian—though of the Orthodox persuasion—and likely to welcome the invaders as liberators. As for the Muslims, they were certainly brave fighters, but they were now more than ever divided among themselves. It did not look as though the Norman conquest of Sicily would take very long.

In fact, from first to last it took thirty-one years—in notable contrast to the Norman conquest of England just six years later, which mopped up the Saxon opposition in a matter of months. This cannot all be attributed to the valor of the Saracen armies; it was due principally to the rebellious barons in Apulia, who divided Robert’s energies and resources at a time when he desperately needed all he had for Sicily. And yet, paradoxically, it was these Apulian preoccupations that made Sicily the brilliant and superbly organized kingdom that it later became. As Robert was obliged to spend more and more time on the mainland, so the campaign in Sicily fell increasingly under the control of his brother, until Roger could finally assume effective supremacy. This was to lead to the division of Robert’s domains and so allowed Roger, finally freed of Apulian responsibilities, to devote to the island the attention it deserved.

On January 10, 1072, the brothers made their formal entry into Palermo. Subjection of the island was still by no means complete. Independent emirates struggled on in Syracuse and Trapani, but henceforth final pacification could be only a matter of time. Robert Guiscard as Duke of Sicily claimed suzerainty over the island, but with his two mainland dukedoms to look after could never remain there long; Roger would be the effective ruler, with the title of Great Count. Sicily was to be effectively transformed. Since the first half of the ninth century it had been wholly or largely in Muslim hands, constituting a forward outpost of Islam from which raiders, pirates and the occasional expeditionary force had maintained an unremitting pressure against the southern bastions of Christendom. For some 250 years, separately and in combination, the two great empires had striven in vain to subdue them; Robert and Roger, with a handful of followers, had succeeded in barely a decade. Moreover, the Norman conquest of Sicily was, together with the contemporary beginnings of the Reconquista in Spain, the first step in the immense Christian reaction against the Muslim-held lands of the southern Mediterranean—that reaction which was shortly to develop into the colossal, if ultimately empty, epic of the Crusades.

11 May 2024

Chinese Under Vietnamese Dynasties

From The Ethnic Chinese and Economic Development in Vietnam, by Tran Khanh (Institute of Southeast Asian Studies, Singapore, 1993), pp. 17-20:

When Vietnam became independent of its Chinese colonial masters in AD 938 and power was consolidated by the Ly dynasty (AD 1009-1225), the issue of the ethnic Chinese as a resident community of foreign nationals and how they are to be treated arose. Thus began a form of assimilation policy. During the reign of the Ly's and the the subsequent Tran dynasty (AD 1226-1400), the us of ethnic Chinese scholars and officials in leading administra­tive position was advocated. But this applied to only those Chinese who had chosen to settle permanently in Vietnam. Those who retained their migrant status could not even travel without permission from the local authorities.

During the Later Le dynasty (AD 1428-1592) and under the rule of the Trinh lords in the north up till AD 1788, assimilation and surveillance of the Chinese community intensified. The Chinese had to abide by Vietnamese laws, conform with Vietnamese customs and traditions, even to the extent of dressing the Vietnamese way. Chinese immigrants were not free to travel within Dai Viet (Great Viet, the name of the country then), particularly in the vicinity of Thang Long, the country's capital. The more stringent Vietnamese  attitude towards the Chinese community was because the Le's reign came as a result of having defeated the occupied force of China's Ming dynasty. The Chinese army had earlier entered Vietnam on the pretext of helping the then Tran emperor to quell a rebellion. They stayed on for twenty years (AD  1407-1427).

This was how assimilation gradually proceeded over the centuries. However, as mentioned above, new waves of migrants in the later part of the seventeenth century strengthened the identity of the Chinese community. It was not just a question of numbers. A new factor had also emerged to raise the socio-economic status of the Chinese. That was the growing importance of international commerce as more Western powers started to make their appearances in this part of the world in the seventeenth century. To understand the extent of Chinese participation in this important trade, let us look at some of these trading centres.

As mentioned earlier, small Chinatowns started to emerge in almost every main city and in various important economic centres in Vietnam around this time. Examples would include Pho Hien, Hoi An (then known by foreigners as Faifo), Phien Tran (today's Gia Dinh), Tran Bien (today's Bien Hoa), Cholon, and Ha Tien. Pho Hien, located in the centre of the Red River plain in the north, came into being in the thirteenth century. Due to the thriving business in the beginning of the seventeenth century, more Chinese, Japanese, and Europeans were attracted to this town. The Dutch East India Company sent a trade representative there in AD 1637. The English East India Company also established an office there in AD 1672. Unlike the European and the Japanese, Chinese merchants not only traded, but also par­ticipated in the production of black incense, alum sugar, sedge mat, Chinese medicinal herbs.

The old town of Hoi An, 26 km north of Danang, was reputedly the most busy trading port of Vietnam from the sixteenth to eighteenth centuries. Its rise was mainly owing to foreign merchants, especially Chinese and Japanese, who controlled the external trade since native Vietnamese were not active in the seafaring business. European traders who called at this port in the seventeenth century related that Hoi An town had two special quarters: one Chinese and other Japanese, with each ruled by a Vietnamese governor.

According to Le Qui Don, a renowned historian of that time,  commerce and handicraft were the two main livelihoods of Hoi An's Chinese residents. They bought brass utensils transported there by European vessels and resold them in their own quarters. The seven-month long trading season began approximately  with each new year and the natives would bring their prod­ucts here for sale, things such as raw and processed silk, various kinds of wood and spices, and rice. Vessels from China arrived loaded with porcelain, paper, tea, silver bars, arms, sulphur, saltpeter, lead, and lead oxide. According to another source of history, the amount of gold extracted in South Vietnam was mainly for export. Chinese merchants from Hoi An bought over this volume to export. Gold, which was reserved entirely for export, was monopolized by the Chinese merchants of the town. Historic documents stated that by the eighteenth century (AD 1714), Chinese merchants of Hoi An established the Sea Trading Association. This was probably the first in stance of institution-building by the Chinese migrants. There were in AD 1768 nearly 6,000 Chinese, most of whom were engaged in trading.

Chinese-dominated trading centres have their ups and downs, a result of political changes within Vietnam and the Chinese community's relationship with the ruling powers of the time. This relationship and the status of the community was sometimes a function of state-to-state relations between China and Vietnam. Cholon, which is today still famous as a hub of Chi­nese economic activities, was one such example. It began as a small settlement of villages 5 km. from Saigon, born of the Tay Son rebellion, which began in the early 1760s and ended with its leaders taking over the whole country in AD 1788. In order to escape the ravages of the Tay Son uprising, in AD 1778 a group of Chinese moved from their settlement in Tran Bien (today's Bien Hoa), northeast of Saigon, to a place that came to be known as Cholon (today's districts 5 and 6 of Ho Chi Minh City), southwest of Saigon. This land was given to them by Le Van Duyet, the lord of that area and who was opposed to the Tay Son rebels. In AD 1792, during the reign of Tay Son, there was a massacre of the Chinese in Cholon.

There were explanations to account for the Tay Son period, both dur­ing their uprising and when they were in power, this being a difficult time for the ethnic Chinese. The latter were on the wrong side since they were generally supportive of the Nguyen lords, the corrupt ruling order which the Tay Son leaders were seeking to overthrow. The Nguyen lords, and the imperial court at Hue that they controlled, had allowed Chinese migrants into the country and to prosper in their business. This effete regime was also heavily steeped in Confucianism and patterned on the Chinese imperial court, influences which the Tay Son leaders sought to remove. Furthermore, the Tay Son rebellion took its roots from widespread peasant discontent and the Chinese, a distinctive urban elite, were therefore a natural target. Finally, the Nguyen lords called on the assistance of the Qing emperor in China to help fight the rebels, and in AD  1788 an army from China invaded. It was defeated, however, but it must have added to anti-Chinese feelings within the Tay Son movement.

In AD 1802 the Tay Son dynasty was toppled by Nguyen Anh, one of the last Nguyen lords. Nguyen Anh then established the Nguyen dynasty, declared himself Emperor Gia Long, and reverted to a Confucian orthodoxy patterned after the Qing court in China. Chinese business activities flourished under the Nguyens. By the time the French acquired South Vietnam as a colony of Cochinchina in AD 1867, Cholon had 500 tiled houses, two man-made canals, and five bridges under construction, including one of iron. The quay along the Arroyo Chinois was covered with warehouses and shipyards. In the centre of the town was placed a fountain of Chinese design, and the streets were lit by lamps using coconut oil.

The Nguyen rulers used Chinese merchants in the collection of taxes, encouraged them to set up shipyards to build boats and ships, allowed them to buy houses, acquire land, and foorm their own social and economic organizations. Historical records show that in some economic sectors, the Chinese were even more favored than the Vietnamese. They could, for example, build ships of any capacity while the Vietnamese were allowed to build only small ships. In the first half of the nineteenth century, the Nguyen court exempted new Chinese immigrants from all taxes in the first three years after their arrival. Such preferential treatment for the Chinese community helped them to expand their economic power. It also encouraged further immigration by the Chinese.

What was the motivation of the Nguyen court for encouraging the Chinese? First, the increasing wealth of the Chinese community served the interest of Vietnam's ruling class. Officials got financial spinoffs from Chi­nese businesses. The Chinese also brought useful handicraft skills. There were also common strategic interests at that time as Asian countries were starting to experience the encroachment of Western imperial powers. For Vietnam, a bigger and stronger China next door may be useful to fend off Western powers.

Besides commerce, the Chinese in Vietnam were also actively involved in investment and mining. In the first half of the nineteenth century, the Chinese operated 124 mines in the North on lease. They recruited their own miners, mostly new arrivals from China. Materials extracted from these mines, such as iron and coal, were generally for export with a small propor­tion reserved as tax payment to the Vietnamese authorities. Despite measures by local authorities to restrict Chinese miners, their numbers rose to 700-800 at times. It was a general tendency then for successful Chinese mine formen to return to China or revert to trading after having reaped huge profits from mining. Even though Chinese mining entrepreneurs paid taxes to the royal court and also reinvested part of their earnings, the overall participation of the Chinese in mining represented a loss rather than a gain of capital for Vietnam. Chinese leasing of mines was subsequently prohibited by law when the French colonized the country.

10 May 2024

Arab Conquest of Sicily

From Sicily: An Island at the Crossroads of History, by John Julius Norwich (Random House, 2015), Kindle pp. 58-59:

Sicily, like neighboring Calabria, became a haven for refugees from the iconoclast movement in the empire; but in the ninth it was shattered. The Arabs had waited long enough. They had by now occupied the entire length of the North African coast, and had already been harassing the island with sporadic raiding. Then in 827 they saw their chance of achieving permanent occupation. The local Byzantine Governor, Euphemius by name, had recently been dismissed from his post and recalled to Constantinople after an unseemly elopement with a local nun. His reply was to rise in revolt and proclaim himself Emperor, appealing to the Arabs for aid. They landed in strength, rapidly entrenched themselves, took little notice of Euphemius—who soon came to a violent end—and three years later stormed Palermo, making it their capital. Subsequent progress was slow. Messina fell in 843; Syracuse suffered a long and terrible siege, during which the defenders were finally reduced to cannibalism. The city surrendered only in 878. After this the Byzantines seem to have admitted defeat. A few isolated outposts in the eastern part of the island held out a little longer—the last, Rometta, even into the middle of the tenth century—but on that June day when the banner of the Prophet was raised over Syracuse, Sicily became, to all intents and purposes, a part of the Muslim world.

Once the wars of conquest were over and the country had settled again, life continued pleasantly enough for most of the Greek Christian communities. Although they had to endure a degree of discrimination as second-class citizens, they were normally allowed to keep their freedom, on payment of an annual tribute which many must have preferred to the heavy taxation and compulsory military service imposed by the Roman Empire. Meanwhile the Saracens displayed, as so often throughout their history, a degree of religious toleration which permitted the churches and monasteries and the long tradition of Hellenistic scholarship to flourish as much as ever they had done. In other ways too the island benefited from its conquerors. They brought with them a whole new system of agriculture, based on such innovations as terracing and siphon aqueducts for irrigation. They introduced cotton and papyrus, melon and pistachio, citrus and date palm and enough sugarcane to make possible, within a very few years, a substantial export trade. Under the Byzantines Sicily had never played an important part in European commerce, but with the Saracen conquest it soon became one of the major trading centers of the Mediterranean, with Christian, Muslim and Jewish merchants all thronging the bazaars of Palermo.

And yet, among the many blessings conferred upon Sicily by her Arab conquerors, that of stability was conspicuously absent. As the links of loyalty which bound the Emir of Palermo and his fellow chieftains to the North African caliphate grew ever more tenuous, the emirs themselves lost their cohesive force; they became increasingly divided against one another, and so the island found itself once again a battleground of warring factions. It was this steady political decline that was to bring the Greeks in strength back to Sicily—together with their Norman allies.

09 May 2024

Early Chinese Emigration to Vietnam

From The Ethnic Chinese and Economic Development in Vietnam, by Tran Khanh (Institute of Southeast Asian Studies, Singapore, 1993), pp. 14-17.

Chinese contacts with the Indochina peninsula began in 1110 BC during the sixth year of the reign of King Cheng, the second ruler of the Zhou dynasty. During the third century BC the first emperor of the Qin dynasty (221-225 BC), Shih Huang Ti conquered the area that is North Vietnam today. Thus began the long period of Chinese colonization and it also resulted in the first massive migration of Chinese into Vietnam. In 214 BC nearly half a million Chinese troops and fugitives were resettled in the north­ern part of Vietnam.

After the crushing of the Vietnamese uprising by the two Trung sisters (popularly referred to in Vietnam as Hai Ba Trung), the Western Han dynasty (140-87 BC), which ruled China at that time sent peasants and soldiers to resettle on land further to the south, where the Chinese prefecture of Giao Chi, Cuu Chan, and Nhat Nam were located. Among these mi­grants were Chinese scholars and government officials.

Throughout the period of Chinese colonization, which spanned ten centuries, Vietnam was to become one of the big receiving countries of Chinese migrants. Historical documents stated that Vietnam, after having regained independence from China in the tenth century AD, returned 87,000 Chinese nationals to China. A large number of other Chinese requested permanent resettlement in Vietnam and were granted permission to do so by the Vietnamese state. A large proportion of this group were registered into the Vietnamese head-tax book and were treated as Vietnamese.

From the tenth century on, when successive wars of aggression were waged against Vietnam by the Song (tenth and eleventh centuries), the Yuan (thirteenth century), the Ming (fourteenth and fifteenth centuries), and the Qing (eighteenth century), new waves of Chinese immigration took place. In AD 1279, for example, when the Song dynasty was about to be toppled by the Mongols of the Yuan dynasty, many civilian and military officials of the Chinese court fled to Vietnam with their families, relatives, and dependents. The Vietnamese Tran dynasty (AD 1226-1400) allowed them to settle permanently in Vietnam.

Then there was the Ming occupation (AD 1407-1427) and in the war of liberation against the Chinese court, large numbers of Chinese soldiers were captured and they chose to remain in Vietnam. They were placed under strict supervision, however, and were not allowed to change residence within Vietnamese territory. From that time on, the Dai Viet government (Great Vietnam, then the name of Vietnam) started to enforce an assimilation policy which went as far as making the Chinese adopt the Vietnamese way of dressing.

The next influx came after the Ming dynasty in China was usurped by the Manchus, who set up the Qing dynasty in AD 1644. According to the Dai Nam Chronicle, in AD 1679, about 3,000 Chinese officers, soldiers, and their families landed at Thuan An (today's Thua Thien province near Hue) in central Vietnam and proceeded to ask the Vietnamese court at Hue for land to farm in return for which they would pay tax. The court was recep­tive and gave them land on what is today known as Dong Nai in newly acquired territory to the south, popularly known in Vietnamese as Nam Ky or Nam Bo.

The Dong Nai plain was then called Dong Pho and historical records show that by the end of the seventeenth century, Chinese merchants and artisans had cleared land and founded villages in this area, currently the districts of Binh Thach, Phu Nhuan, and Bien Hoa on the fringe of Ho Chi Minh City. These were known as Minh Huong villages, a term referring to descendants of Ming loyalists. More Chinese migrants were attracted to these villages by the bustling atmosphere and thriving business climate. They also attracted merchants from Japan, the Arabic countries, India, and even as far as Europe.

Another influx of Chinese refugees came at the end of the seventeenth century and they settled in what was then Cambodian territory in the south­ern tip of present-day Vietnam. Most significant among them were 400 military officers and soldiers led by Mac Cuu (Mo Jiu), who was given suzerainty in AD 1708 over the territory known as Ha Tien, in return for which Mac Cuu had to pay homage to the Vietnamese court at Hue. The Nguyen lords who then controlled the southern half of the country in the name of the Le dynasty appointed Mac Cuu as Lord of Ha Tien despite protests from Cambodia. Mac Cuu's men settled in both Vietnamese and Cambodian territory. After his death in AD 1735, his son Mac Ti Tri continued to be recognized by the Nguyen lords as Lord of Ha Tien. Mac Tien Tri opened markets as well as encouraged the development of commerce and handicraft. He also founded schools to teach the Chinese language. Ha Tien thus gradually became a commercial port and a centre for the diffusion of Chinese culture into South Vietnam in the eighteenth century.

Thus by the end of the seventeenth century, Chinese settlements con­centrated in Nam Ky (south). Prior to this, Chinese migration was a gradual process and the migrants would tend to assimilate over the years. It was only from this time that there was a critical mass of Chinese migrants which together with steady inflows from China thereafter, hastened the formation of a distinct and relatively permanent Chinese community within Vietnam­ese society. Small Chinatowns sprouted in or close to almost every big city and major trading centre. The settlement patterns of the Chinese were also becoming more complex as the increasing numbers allowed them to con­gregate according to dialect groups or kinship or even the causes which led to their leaving China. Their growing economic sophistication also meant the creation of institutions to regulate business activities and some of these were in turn meshed with traditional Chinese allegiance according to kinship or birthplace. For instance, there existed in Vietnam's Chinese popula­tion, the bang, which are communities based on dialect groups, clans, and secret societies. There were also respective Chambers of Commerce to regulate business practices.

It would be useful to know the proportion of the Chinese community within the larger Vietnamese population during that time but unfortunately no  definitive statistics are available as no census was ever conducted before the  colonial period. Nevertheless, a number of publications estimated the Chinese population in Vietnam in the first half of the nineteenth century to be in the tens of thousands or less than 100,000. In Tonkin (the French term for the northern part of Vietnam), there was said to be about 20,000-30,000 Chinese, the majority of whom worked in the mines.

08 May 2024

Studies of Chinese in Vietnam

From The Ethnic Chinese and Economic Development in Vietnam, by Tran Khanh (Institute of Southeast Asian Studies, Singapore, 1993), pp. 1-7.

Close to twenty years have passed since South Vietnam was liberated in 1975. The economy of a re-unified Vietnam, however, is still poverty-ridden. One of the reasons for this is the lack of effectiveness in the use of private domestic resources. particularly that of the ethnic Chinese in Vietnam. Before 1975, Chinese capital, entrepreneurship, and skilled manpower in South Vietnam played an important role in the development of domestic markets and international trade. After 1975, however, Chinese participation in the Vietnamese economy underwent a decline brought about by the socialist transformation of the South and an exodus of capital. However, the residual economic potential of the Chinese who have remained in Vietnam is still considerable.

Under doi moi, which is the programme of economic and political reforms in Vietnam, there is evidence that the Chinese are once again contributing significantly to the expansion of internal markets and capital accumulation for small-scale industrial development. Accordingly, the role which the Chinese have played in the past and are beginning to play again seems eminently worthy of study.

...

A survey of the literature on the role of the Chinese in Vietnam' economy indicates that between 1964 and 1975, the Chinese community in South Vietnam flourished and prospered. Furthermore, during this period the Chinese community underwent important changes, both qualitatively and quantitatively: Chinese businesses, for instance, grew and became more diversified as reflected in the growth of Chinese-owned capital and in terms of the occupational structure of the community. After 1975, however, political changes in the South following the fall of Saigon resulted in a change in the fortunes of the ethnic Chinese and the part that they played in the economy of a unified Vietnam.

The situation of the Chinese in Vietnam after 1975 and the economic ups and downs which they faced have been little researched. Nevertheless, the Chinese community has undoubtedly experienced considerable changes as a result of the political and economic changes that have taken place in Vietnam since 1975. There are no readily available Vietnamese documents, reference books, and research papers in libraries or even specific research centres inside and outside the country covering this period in any great detail, although this is, to some extent, now slowly changing with new governmental policies on access to hitherto restricted official sources of information. Where information exists, the data are not always comparable in the post-1975 period, and comparisons with data from the pre-1975 period are even more problematic because of gaps in the data, different methods of data gathering, and so on. Despite such difficulties, a study of the economic position of the Chinese in Vietnam especially after 1975 is much needed, precisely because so little is known about it.

The topic is large and complex, and it would not be possible, in a single study, to deal with all aspects of the Chinese in Vietnam after 1975. Thus, the present study attempts to focus specifically on changing patterns of Chinese involvement in the economy of Vietnam as well as the impact of changes in the overall Vietnamese economy on the Chinese business system in the country. In dealing with this in the post-1975 period, it is necessary, however, to review the situation of the Chinese before 1975 so that the changes experienced by the Chinese in more recent times may be better understood.

07 May 2024

Sicilian Slave Revolts vs. Romans

From Sicily: An Island at the Crossroads of History, by John Julius Norwich (Random House, 2015), Kindle pp. 36-39:

One thing is certain: that the Romans treated Sicily with little respect. That monstrous inferiority complex to which they always gave way when confronted with Greek culture led to exploitation on a colossal scale. A few Greek cities managed to retain a measure of independence, but much of the island was taken over by the latifundia: those vast landed estates, owned by absentee Roman landlords, setting a pattern of land tenure which was to ruin Sicilian agriculture for the next 2,000 years. Liberty, meanwhile, was almost extinguished as the slave gangs toiled naked in the fields, sowing and harvesting the grain for Rome.

It was thus hardly surprising that the second half of the century should have seen two great slave revolts. Tens of thousands of men, women and children had been sold into slavery during the third-century Sicilian wars, tens of thousands more as a result of warfare on the mainland in the century following. Meanwhile, the Hellenistic east was in a state of turmoil. The tidy distribution of territories among Alexander’s generals was a thing of the past; Asia Minor, Egypt and Syria were now torn apart by dynastic struggles. This meant prisoners, both military and political, a vast proportion of whom, with their families, were swept up by the slave traders and never heard of again. And in Sicily, still steadily developing its agriculture, a strong and healthy worker would fetch a more than reasonable price.

The slave population was in consequence dangerously large, but it gave the authorities little cause for alarm. After all, mass revolts were rare indeed. Almost by definition, slaves—branded, beaten and frequently chained together—were permanently demoralized by the life they led, while the conditions under which they were kept normally made any consultation and planning between them impossible. On the other hand, it should be remembered that many of those who had landed up in Sicily were intelligent and educated, and nearly all of them spoke Greek. And just sometimes, out of sheer desperation, they were driven to action.

The first revolt began, so far as we can gather, in 139 B.C. on the estates of a certain Damophilus of Enna, “who surpassed the Persians in the sumptuousness and costliness of his feasts” and whose slaves most understandably resolved to kill him. Before doing so, however, they consulted another slave, a Syrian named Eunus, who was generally believed to possess magic, or at least oracular, powers. Would the gods, they asked him, give their blessing to such a plan? Eunus’s reply was as categorical as any of them could have wished. He personally marched into Enna with a following of some four hundred fellow slaves; the murder, rape and plunder lasted for several hours. Damophilus and his termagant wife, Megallis, were away in their country villa, but were quickly brought back to the city; he was killed at once, she was handed over to her own female slaves, who tortured her and then flung her from the roof. Eunus had meanwhile been proclaimed King, making his mistress (and former fellow slave) Queen at his side.

Once started, the revolt spread like wildfire. A certain Cleon, a Cilician herdsman working near Agrigento, joined Eunus with 5,000 men of his own; soon they were at Morgantina, then at Taormina. By this time their numbers probably approached the 100,000 mark, though we shall never know for sure. Another mystery is why, in contrast to the speed and efficiency they showed in dealing with similar but much smaller uprisings in Italy, the Romans were so unconscionably slow in sending troops to restore order. Admittedly they had other preoccupations at home and abroad, but the truth is that all through their history the Romans consistently underestimated Sicily; the fact that it was not part of the Italian peninsula but technically an offshore island seemed to lower it in their estimation. Had they properly considered the scale and importance of what was going on, had they sent an adequate force of trained soldiers to the island as soon as the first reports arrived, Eunus and his followers would hardly have stood a chance. As things turned out, it was not until 132 B.C.—seven years after its beginning—that the revolt was finally crushed. The prisoners taken at Taormina were tortured; their bodies, living or dead, were flung from the battlements of the citadel. Their leader, after wandering for some time at liberty, was finally captured and thrown into prison, where he died soon afterward. The vast majority of the rebels, however, were released. They no longer constituted a danger—and, after all, if life were to go on as it always had, slaves were a vital commodity.

Unlike the first, the second slave revolt had a specific cause other than general dissatisfaction. It began in 104 B.C., when Rome was once again under severe pressure, this time from Germanic tribes to the north. In order to deal more efficiently with these, she appealed for military assistance from Nicomedes III, King of Bithynia in Asia Minor.*2 Nicomedes replied that he unfortunately had no young men to spare, thanks to the activities of the slave traders who were seizing so many of them and who were actually protected by the Roman authorities. At this the horrified Senate ordered that all those of Rome’s “allies” who had been enslaved should be released at once. The effect of this decree when it reached Sicily may well be imagined. Huge crowds of slaves assembled before the Governor in Syracuse, demanding immediate emancipation. He granted freedom to some eight hundred, then realized that, if he continued, he would be destroying the entire base of the Sicilian economy. Laying down his pen, he ordered that the still-growing crowds should disperse and return to their homes. Not surprisingly, they refused—and the second slave revolt was under way.

Since the Roman decree—and the Governor’s refusal to enforce it—affected the slaves all over Sicily, the whole island was soon in an uproar.

05 May 2024

Who Killed Weimar Democracy?

From The Weimar Years: Rise and Fall 1918–1933, by Frank McDonough (Bloomsbury, 2023), Kindle pp. 673-678:

Given all the cumulative problems it faced, it is surprising Weimar democracy lasted as long as it did, but we need to remember that it endured longer than Hitler’s Third Reich. The period from 1918 to 1923 was politically and economically turbulent, but democracy survived. Between 1924 and 1929, the economy stabilised, Germany regained international respectability, and democratic rule was never threatened. Even in the period of deep political and economic crisis between 1930 and 1933, during the time of authoritarian ‘presidential rule’, there was no attempt to overthrow the Republic.

The commonly held view is that the ‘Great Depression’ led to the collapse of Weimar democracy, and brought Hitler to power, is not credible. The USA and Britain suffered economic problems often as difficult as those of Germany, but democracy did not collapse in either of those countries. This suggests there was something specific about the nature of the political and economic crisis that was peculiar to Germany at this time.

The two decisive ingredients in the period from 1930 to 1933 were the supreme indifference of President Hindenburg, and his inner circle, to sustain democratic government, and the dramatic rise in electoral support for Adolf Hitler and the NSDAP. It was a toxic mixture of these two factors, operating at a time of deep economic depression, which ensured Germany’s experiment with democracy failed.

Yet the seeds of the Weimar’s democratic tragedy were planted by the type of democratic system established after the November Revolution of 1918, and embedded into the Weimar Constitution of 1919. The November Revolution was a very strange one indeed, which left Germany’s judicial, bureaucratic, and military elite largely intact. Weimar judges punished those on the Left with harsh sentences, while treating radicals on the Right very leniently, and the Reichswehr remained a law unto itself, being more preoccupied with shaking off the military restrictions placed upon it by the Treaty of Versailles than defending democracy.

One of the essential ingredients for the successful transition from an authoritarian to a democratic form of government is the existence of a strong, resilient party of the moderate Right, committed to the ideals of democracy. In Britain, the Conservative Party fulfilled this role, evolving from the late 19th century into a mainstay of the British party system. In Germany, no such party was able to take on that stabilising role. The leading conservative party in Germany was the DNVP. Between 1919 and 1930, its voter support reached a high point of 20.5 per cent and 103 seats in the December 1924 election, but then fell to a low point of 7 per cent at the September 1930 election, when it gained just 41 seats. During the Weimar era, the DNVP was a bitter opponent of Weimar democracy, with a leader in Alfred Hugenberg who moved the party to the extreme Right.

Germany’s military defeat in the Great War also cast a giant shadow over the Weimar Republic. The ‘stab-in-the-back’ myth, which held that Germany was not defeated on the battlefield, but betrayed by Liberals, Jews and Socialists on the home front, remained a powerful one. Some of these negative feelings fed into the general hatred of the terms of the Treaty of Versailles. The inclusion of Article 231, known as the ‘war-guilt clause’, seemed particularly vindictive. Add in the bill for reparations and you have a perfect recipe for deeply held animosity towards democracy. Any government forced to sign such a treaty would have been unpopular, but the fact this task fell to the SPD-led coalition government was deeply damaging for the stability of democracy. The tag ‘November Criminals’ was hung around the necks of those politicians who had instigated the fall of the Kaiser and were responsible for the establishment of democracy.

There were also two aspects of the Weimar Constitution which undoubtedly contributed to the failure of democracy. The first was the voting system, based on proportional representation, which gave Reichstag seats in exact proportion to the votes cast in elections. In Germany, this system did not work. In July 1932, 27 different political parties contested the election, ranging across the political spectrum, with each representing one class or interest group. These differing parties reflected the bitter divisions in German society and made the task of creating stable coalition governments extremely difficult, and eventually impossible. Some coalitions took weeks to form, but could fall apart in days. The last functioning Weimar coalitions were those led by SPD Chancellor Herman Müller between 1928 and 1930, involving the SPD, Zentrum, the DDP, the DVP, but they finally broke apart over the increasing payments of unemployment benefits.

The Weimar Republic also lacked the one key factor that made democracy stable in the USA and Britain – that is, a two-party system, with one left-wing liberal democratic and one conservative party, alternating in periods of power, with each loyal to the democratic system. If there had been a first-past-the-post electoral constituency system, as operated in Britain, then probably a small number of parties would have ruled, and there would have been a better chance of stable government, although given the deep differences between the Weimar political parties that is by no means certain.

Those who drafted the Weimar Constitution were unwittingly culpable in offering a means of destroying democracy. This was the special powers the Weimar Constitution invested in the role of the President. No one realised when drafting the Constitution how an anti-democratic holder of the post could subvert the power of the President. Article 48 gave the German President extensive subsidiary powers in a ‘state of emergency’ to appoint and dismiss Chancellors and cabinets, to dissolve the Reichstag, call elections and suspend civil rights. The two German presidents of the Weimar years were quite different. Social Democrat Friedrich Ebert was an enthusiastic supporter of Weimar democracy. He used Article 48 on 136 occasions during the period 1918 to 1925, but always with the intention of sustaining the Republic by preventing coup attempts, not with the aim of undermining or threatening its existence. Paul von Hindenburg, elected in 1925, was a great contrast. He was a right-wing figure, who had led Germany’s militaristic armed forces during the Great War of 1914–1918. Up until March 1930, Hindenburg never used Article 48 at all. Henceforth, influenced by a small inner circle of advisers, all militaristic and authoritarian in outlook, he appointed Chancellors of his own choosing, who remained in power using emergency powers granted under Article 48.

It was President Hindenburg, therefore, who mortally damaged the infant democratic structure in Germany more than anyone else. It was not the Constitution or the voting system that was the fundamental problem, but the culpable actions of Hindenburg, who chose to deliberately subvert the power it had invested in him. Hindenburg appointed three Chancellors between 1930 and 1933: Heinrich Brüning, Franz von Papen, and Kurt von Schleicher, all of whom governed using emergency decrees granted by the President.

The political crisis after 1930 was deliberately manufactured by Hindenburg, who refused to involve Social Democrats in government, who were the strongest supporters of democracy. It must not be forgotten, however, that from 1930 onwards Adolf Hitler was the single most dynamic and popular politician in Germany. He united the voters on the Right of German politics in a way no other politician had been able to do so since the beginning of the Weimar years. The NSDAP managed to be anti-elitist and anti-capitalist while at the same time being patriotic and nationalist. The spectacular voting rise of the NSDAP from 2.63 per cent of voters in national elections in 1928, to 18.3 per cent in 1930, then to a high point of 37.3 in July 1932, was on a scale never seen in a democratic election before.

It was not by elections that Hitler finally came to power, however, but he would not have even been considered as a potential German Chancellor without his huge electoral support. A total of 13.74 million people voted for Hitler of their own free will in July 1932. Solid middle-class groups, usually the cement that holds together democratic governments, decided to support a party openly promising to destroy democracy. This mass electoral support was the decisive factor that propelled Hitler to a position where he could be offered power. Hitler’s party grew because millions of Germans felt democratic government had been a monumental failed experiment. To these voters, Hitler offered the utopian vision of creating an authoritarian ‘national community’ that would sweep away the seeming chaos and instability of democratic government, and provide strong leadership.

Yet Hindenburg needed a great deal of persuading before he finally made Hitler the Chancellor of a ‘national coalition’. It was former Chancellor Franz von Papen who played the most decisive role in convincing Hindenburg that Hitler could be ‘tamed’ by being invited to lead a cabinet of conservatives. By then, the only alternative to Hitler taking on the role was for Hindenburg to grant Schleicher, the current Chancellor, the power to declare a ‘state of emergency’, ban the Communists and National Socialists, suspend the Reichstag indefinitely and rule with the support of the Reichswehr. Behind-the-scenes intrigues and the personal rivalry between Franz von Papen and Kurt von Schleicher were also factors that played a crucial role in bringing Hitler to power. But it was Hindenburg’s decision in March 1930 to create a presidential authoritarian right-wing regime that was the most decisive step that opened a path towards this solution.

The real problem Hindenburg faced was that the three previous Chancellors, Brüning, Papen and Schleicher, had no popular legitimacy, and no parliamentary support. Hindenburg’s presidential rule had taken Germany down a blind alley. The only politician who could add popularity to Hindenburg’s faltering presidential regime was Adolf Hitler. It was the decision to appoint the NSDAP leader as Chancellor which put the final nail in the coffin of Weimar democracy, and opened the path to catastrophe for Germany and the world. Hindenburg had been the gravedigger and the undertaker.

The history of the Weimar Years is therefore a warning sign of how a democracy under poor leadership can drift towards a form of authoritarian rule that ultimately destroys it, under the pressure of economic crisis and unrelenting political instability. This is a question that continues to engage us today.

04 May 2024

Introduction to Sicily

From Sicily: An Island at the Crossroads of History, by John Julius Norwich (Random House, 2015), Kindle pp. xxv-xxvii:

The celebrated words from The Leopard, by Giuseppe di Lampedusa, that form the epigraph to this book—words spoken by Prince Don Fabrizio Salina to a Piedmontese officer in 1860, some months after the capture of Sicily by Garibaldi—encapsulate the island’s history to perfection and explain the countless differences that distinguish the Sicilians from the Italians, despite the almost infinitesimal distance that separates them. The two differ linguistically, speaking as they do what is essentially another language rather than a dialect, a language in which the normal final o is replaced by u and which nearly all Italians find incomprehensible. In their place names, they have a passion for five-syllable words with a tum-ti-ti-tum-ti rhythm—Caltanissetta, Acireale, Calascibetta, Castelvetrano, Misterbianco, Castellammare, Caltagirone, Roccavaldina—the list is almost endless. (Lampedusa gives Don Fabrizio’s country estate the wonderful name Donnafugata.) They differ ethnically, a surprising number having bright red hair and blue eyes—characteristics traditionally attributed to their Norman forebears, though it seems likelier that the credit should be given first to the British during the Napoleonic Wars and more recently to the British and Americans in 1943. They even differ gastronomically, with their immense respect for bread—of which they have seventy-two separate kinds—and their passion for ice cream, which they even demand for breakfast.

Wine is also a speciality; Sicily is now one of the most important wine-producing areas in all Italy. It is a well-known fact that the very first grapevine sprang from under the feet of Dionysus as he danced among the foothills of Etna. This slowly developed into the famous Mamertino, the favorite wine of Julius Caesar. In 1100 Roger de Hauteville established the winery at the Abbazia S. Anastasia near Cefalù; it is still in business. Nearly seven hundred years later, in 1773, John Woodhouse landed at Marsala and discovered that the local wine, which was aged in wooden casks, tasted remarkably like the Spanish and Portuguese fortified wines that were then extremely popular in England. He therefore took some home, where it was enthusiastically received, then returned to Sicily, where by the end of the century he was producing it on a massive scale. He was followed a few years later by members of the Whitaker family, whose descendants I well remember and whose somewhat oppressive Villa Malfitano in Palermo can be visited on weekday mornings. So too can the nearby Villino Florio, a riot of art nouveau and much—in my opinion, at least—to be preferred.

Any conversation about Sicily is bound to produce a question about the Mafia; and questions about the Mafia are notoriously difficult to answer, largely because it contrives to be everywhere and nowhere at the same time. We shall look at it rather more closely in chapter 16; here, the important thing to be said is that it is not a bunch of bandits—the average foreign visitor will be as safe in Sicily as anywhere in western Europe. Indeed, he is extremely unlikely to come into contact with the organization at all. It is only if he decides to settle on the island and starts negotiating for a property that he may receive a visit from an extremely polite and well-dressed gentleman—he could well be a qualified lawyer—who will explain why the situation might not be quite as straightforward as it first appeared.

Finally, a word or two about Sicily’s writers. Two Sicilians have won the Nobel Prize for Literature, Luigi Pirandello and Salvatore Quasimodo (the pen name of Salvatore Ragusa). Pirandello’s play Six Characters in Search of an Author was an early example of the Theater of the Absurd and provoked such an outcry at its premiere in Rome in 1921 that he was forced to escape through a side entrance; since then, however, it has become a classic and is now performed the world over. Pirandello himself became an ardent Fascist and enjoyed the enthusiastic support of Mussolini. Quasimodo’s poems are hugely popular in Italy and have been translated into over forty languages. But if you want the true feel of Sicily, you should go not to these giants but to Leonardo Sciascia (pronounced Shasha) and Giuseppe Tomasi di Lampedusa. Sciascia was born in 1921 in the little town of Racalmuto, between Agrigento and Caltanissetta, and lived there for most of his life. His best novels—The Day of the Owl, To Each His Own, Sicilian Uncles—are first-rate detective stories with a distinctive Sicilian flavor; but they also analyze the tragic ills that beset his island, such as political corruption and—as always—the Mafia. Lighter, but still irresistibly Sicilian, are the crime novels of Andrea Camilleri, which have recently been adapted to make a superb television series about his hero, Detective Inspector Salvo Montalbano, chief of police in the fictional city of Vigata. So popular has the series been that Porto Empedocle, Camilleri’s birthplace, has recently had its name formally changed to Porto Empedocle Vigata.

As for Giuseppe Tomasi di Lampedusa, he is for me in a class by himself. The Leopard is certainly the greatest book about Sicily that I have ever read; indeed, I would rank it with any of the great novels of the twentieth century. To anyone interested, I would also enthusiastically recommend David Gilmour’s admirable biography, The Last Leopard. Several other works of interest are listed in the bibliography.

01 May 2024

Political Violence in Germany, 1932

From The Weimar Years: Rise and Fall 1918–1933, by Frank McDonough (Bloomsbury, 2023), Kindle pp. 597-599:

Out on the streets, there was an alarming increase in violence between the National Socialists and the Communists. Yet the idea Germany was nearing civil war after 1929 has been greatly exaggerated. On 12 October, the Liberal-left newspaper Die Welt am Montag (The World on Monday) published statistics, based on official sources and newspaper reports, on those killed and injured during political clashes since the beginning of 1923 to July 1931. These revealed that 457 people had been killed, and 1,154 had been injured in the period. However, just over half of those fatalities (236), and one-third of those injured (462), had occurred in 1923 alone. Between 1924 and 1928, the period of economic stability, there had been 66 fatalities and 266 injured. From 1929 to July 1931, the number of deaths increased to 155, with 426 injured. Violence was certainly on the rise after 1930, but it never reached the levels of the 1919 to 1923 period. A closer look at the post-1929 statistics reveals which side suffered more victims. The Communists and Left radicals suffered 108 deaths since 1929, while in the same period, right-wing organisations, including the National Socialists, suffered 31 dead. There were only eight fatalities among pro-republican groups such as the SPD-led Reichsbanner. There were also 10 police officers killed. Most violent clashes resulting in death involved the National Socialists and Communists.

This picture can be confirmed in greater detail with the help of statistical surveys, and police reports in the German state of Saxony. In 1929, there were 51 recorded Communist–NSDAP clashes, in 1929, this jumped to 172, and then hit 229 in 1931. The most violent clashes happened during indoor meetings. There was, however, a noticeable difference in how the police dealt with these violent confrontations. The police acted against Communist ‘troublemakers’ far more often than against National Socialists. In 1929, the ratio of police interventions was 30 KPD to 11 NSDAP; in 1930, it was 121 KPD to 32 NSDAP, and, in 1931, it was 140 KPD to 63 NSDAP. It was only during 1932 that political violence really escalated, with the Prussian Ministry of the Interior recording 155 deaths; of these 55 belonged to the NSDAP and 54 to the KPD.

The information on weapons seized by police during NSDAP– KPD clashes shows that in 1929 the police confiscated only two guns and eight knives, a figure that rose to 17 guns and 181 other weapons in 1930, but in 1931 this fell to 5 guns and 78 other weapons. This is in stark contrast to the earlier Weimar era, from 1918 to 1923, when firearms featured heavily in clashes between Left and Right. As bad as violence was after 1929, it would be totally misleading to suggest the police could not contain it or that Germany was nearing civil war. In rural areas, there were hardly any violent clashes which resulted in fatalities at all.

The front line of Left–Right violent confrontations after 1929 was primarily in the big cities. Communists felt they ruled the working-class urban streets. Any place that was home to large numbers of industrial workers was prepared to violently resist the advance of the National Socialists on the streets. Communists rarely took action to break up Social Democratic political meetings, except for a few large-scale events, mainly organised by the Reichsbanner. In contrast, Communists adopted a proactive approach whenever the National Socialists held rallies and meetings in the big cities. Most of these violent confrontations occurred during and after indoor meetings. Communists initiated most of them, keen to emphasise National Socialists were not welcome in working-class areas. Well-organised Communist gangs arrived in force at NSDAP meetings, hell bent on violence. The police authorities, however, had a broad spectrum of special powers to break up or ban demonstrations.

As violence escalated, a culture of political martyrdom emerged, with those killed on both sides receiving elaborate funerals attended by thousands of activists.

30 April 2024

Austrian-German Banking Crisis, 1931

From The Weimar Years: Rise and Fall 1918–1933, by Frank McDonough (Bloomsbury, 2023), Kindle pp. 575-576:

The bungled fiasco of the German–Austrian Customs Union led directly to the Austrian banking crisis. On 13 May, the Creditanstalt, the largest and most respected Austrian bank, suddenly declared bankruptcy, sending shock-waves through world financial markets. Jittery creditors everywhere withdrew funds. The bank’s initial losses amounted to 828 million Austrian schillings. During May, Austria’s foreign-currency reserves fell by 850 million schillings. Otto Ender, the Austrian Chancellor, was forced to put together a government-backed financial rescue plan by buying up 100 million schillings’ worth of Creditanstalt stock. Support in this rescue package was given by the powerful Rothschild banking family of Austria, and on 16 June the Bank of England provided a sizeable loan to the Austrian government to assist with the plan.

The Austrian banking crisis had a domino effect, with the panic-selling of the stock of German banks soon following. In early June, the Reichsbank announced it had suffered the withdrawal of 1 billion Reichsmarks since the Creditanstalt collapse, with foreign deposits falling by 25 per cent. The German government was now having great difficulty in raising foreign loans to service its huge public-spending deficit, and the Reichsmark was falling on currency markets. On 5 June, Brüning issued the Second Emergency Decree for the Protection of the Economy and Finances, which brought in reductions in welfare benefits, wage cuts for all public-sector employees, plus a ‘crisis’ tax, levied on better-paid white-collar workers, and increases in sales taxes on sugar and imported oil. The one concession to organised labour was a promise of 200 million Reichsmarks for the funding of public works. This new decree was accompanied by a blunt declaration from Brüning that ‘the limit of privations which we can impose on the German people had been reached’, and he further warned that Germany could not make the reparations payments due in 1931 under the Young Plan.

On 7 June, Heinrich Brüning, accompanied by Julius Curtius, the German Foreign Minister, met with Ramsay MacDonald, at Chequers, the British Prime Minister’s picturesque country retreat. The purpose of the visit was for a ‘mutual exchange of views’. Also present was Montagu Norman, the Governor of the Bank of England, who expressed dissatisfaction with Brüning’s announcement of his intention to suspend reparations payments. In response, Brüning explained his declaration was really a warning of what would happen if the issue of Germany’s payments for 1931 was not urgently addressed. The friendly meeting only yielded the release of a joint statement, which laid stress on ‘the difficulties of the existing position in Germany and the need for alleviation’.

The US President, Herbert Hoover, was following European economic affairs closely, and he fully appreciated the impact the financial collapse of German banks would have on American creditors. The magnanimous proposal by Hoover of a payments moratorium was initially opposed by the French government, Germany’s principal reparations creditor, but was finally accepted, on 6 July, with the condition that the German government spent the one-year saving on reparations for domestic rather than military purposes. The Hoover Moratorium really marked the beginning of the end of German reparations payments, which were never resumed.

28 April 2024

Weimar Elections of 1930

 From The Weimar Years: Rise and Fall 1918–1933, by Frank McDonough (Bloomsbury, 2023), Kindle pp. 552-554:

Given the horrors that followed, it now seems impossible to understand why German people of their own free will could vote in such large numbers for a party pledged to destroy democracy. In Dresden, Victor Klemperer, an academic at Dresden University, wrote in his diary: ‘107 National Socialists. What a humiliation! How close are we to civil war!’ In contrast, the Nobel Prize-winning physicist Albert Einstein told the Jewish Telegraphic Agency there was no reason for despair over Hitler’s strong showing in the national elections because ‘it was only a symptom, not necessarily of anti-Jewish hatred, but was caused by unemployment and economic misery within the ranks of misguided youth’.

It seems 24 per cent of NSDAP voters were voting in an election for the first time, many of them young people and pensioners, 22 per cent of new NSDAP voters had previously voted for the DNVP, with 18 per cent moving from the middle-class liberal parties, and 14 per cent from the Social Democrats. In sum, the biggest movement of voters to the NSDAP came from the middle-class conservative and liberal parties, and the party received the least swing votes from the KPD and Zentrum. There was also a strong reluctance to vote NSDAP in the big cities with large working-class industrial workers.

The most impressive gains for the NSDAP were in Protestant rural areas, especially those of northern and eastern Germany stretching from Schleswig-Holstein to East Prussia. The party performed very well in large northern states such as Pomerania, Mecklenburg, Hanover, Brunswick and Oldenburg, and achieved comparable results in predominantly Protestant Franconia and Hesse-Nassau. Voting support in these areas came primarily from elements of the lower middle class: small shopkeepers, farmers, self-employed tradespeople such as builders, plumbers, electricians and joiners, but there was also an upswing of support from middle-class white-collar workers, lower civil servants, teachers and university students. It was these who would represent the party’s core voters during its rise to power, but the NSDAP was not simply a ‘middle-class protest party,’ as was once thought. It is now clear Hitler’s party was able to gain support from all sections of society in a way the other political parties could not.

It was not, as is often supposed, primarily economic misery that drove voters to the NSDAP. Hitler’s campaign had focused on the failure of the Weimar political system to solve Germany’s problems, and this issue seems to have struck a far stronger chord with voters than the state of the economy. There was a growing loss of confidence in the Weimar political system, which made the decision to vote for a party that was not tainted by involvement in that system much easier. An editorial in the Frankfurter Zeitung spoke of an ‘election of embitterment’ in which voters expressed deep disaffection with ‘the methods of governing or rather non-governing’ of parliamentary government.

Hitler’s dramatic election breakthrough had a devastating impact abroad. There was a large withdrawal of gold and foreign currency from the Reichsbank, and a sharp fall in German stocks on international markets. Even larger German banks were shaken by the wave of panic selling. Julius Curtius, the Foreign Minister, who was in Geneva while the League of Nations was in session, reported when he heard the results: ‘the mood was one of the greatest alarm’. The world now started taking much greater interest in Adolf Hitler.

25 April 2024

Catching an Interned Spy

From The Island of Extraordinary Captives: A Painter, a Poet, an Heiress, and a Spy in a World War II British Internment Camp, by Simon Parkin (Scribner, 2022), Kindle pp. 257-258, 281-282:

WARSCHAUER HAD FIRST COME TO MI5’s attention in early 1940, after the chief constable of the Special Branch, Scotland Yard, received a letter from the former head of the German Jewish Aid Committee, the thirty-seven-year-old Hubert Pollack, who claimed to have helped [Ludwig] Warschauer obtain the immigration permits for Echen and her family. Pollack explained in his letter that, while he had known Warschauer to be an acquaintance of high-ranking Nazis, he had had no reason to suspect his loyalties at the time. In recent weeks, however, he had learned of Warschauer’s involvement with a sting operation in Berlin.

The ruse, Pollack claimed, went like this: Warschauer would invite a Jewish acquaintance whom the Gestapo wanted to arrest to lunch in a public restaurant. At some point an Aryan woman would join them at the table. Warschauer would excuse himself, and the moment he left the table, Gestapo personnel would enter and arrest the man for fraternizing outside of his race. Pollack felt compelled to alert the British to this information, adding that while Warschauer owed him money, this was not his motive for writing.

Sir Vernon Kell, then director of MI5, read the letter with keen interest. This was precisely the kind of suspicious activity—with “a Gestapo flavor”—that Kell had been looking for among refugees in Britain. MI5 duly opened a file that, thanks to the informants in Hutchinson [Internment Camp], had now grown to a weighty document.

Information had come from various sources. A private serving in the Pioneer Corps claimed that Warschauer had masterminded a profitable blackmail operation in Berlin. The soldier claimed that the engineer had an arrangement with a pretty barmaid. Warschauer would go out drinking with a target; then, once they were blind drunk, deliver the individual to a room at his accomplice’s bar. In the morning the man would awake to find the barmaid next to him in bed. Warschauer would then extort the target for money in exchange for discretion. Men now in Hutchinson may have been victims of the scheme.

...

The author and translator Claud W. Sykes, a senior figure at MI5 who concluded that “[Warschauer] would have been a Nazi but for his Jewish blood,” wrote a letter recommending that Warschauer be immediately transferred from Hutchinson camp, to separate him both from his cronies and the indulgent commandant.

“It seems to me too dangerous to leave him in a position where he is [Major] Daniel’s blue-eyed boy,” wrote Sykes.

In March 1942, five months after Peter left the camp and when only about 350 men remained in Hutchinson, Warschauer was transferred from the island to the London Oratory School on Stewart’s Grove, in the salubrious London Borough of Chelsea, also known as Internment Camp 001, which was used to house high-security internees.

BY EARLY 1942, THE INVESTIGATOR James Craufurd’s suspicion that Warschauer had been sent to England as a Gestapo agent had grown “nearly to a certainty.” The evidence collected during MI5’s raid on Warschauer’s office—in the home he shared with Echen—had provided a mountain of jigsaw pieces. Among the haul there were letters from Dr. Hans Sauer, the man who had ensured Warschauer’s smooth exit from Germany, as well as canisters of photographic film rigged to produce a blotted-out image unless developed in a specific way. MI5 spent weeks studying the letter Sauer had sent Warschauer for clues and code words, even employing an expert to analyze Sauer’s handwriting (“There is in the writing unusual intelligence, knowledge and mental ability, but a bad man,” the expert concluded banally).

23 April 2024

Rushen Women's Internment Camp

From The Island of Extraordinary Captives: A Painter, a Poet, an Heiress, and a Spy in a World War II British Internment Camp, by Simon Parkin (Scribner, 2022), Kindle pp. 199-201:

The Rushen women’s internment camp had opened on the [Isle of Man’s] southern peninsula on May 29, incorporating two small seaside resorts: Port Erin and Port St. Mary. Despite the considerable number of women held there—close to four thousand, three hundred of whom were pregnant—security was laxer than at the men’s camps. A single barbed-wire perimeter encircled both resorts and, while the women had to apply for a permit before they could visit each other’s houses, they were free to walk between the two sites without hindrance.

At first the Hutchinson men whose wives were interned on the island had to send letters via the usual route to the backlogged censor’s office in Liverpool, where delays often meant their messages were long out-of-date by the time they arrived. From the moment the first internees arrived on the island, Bertha Bracey had pressured the government to establish a separate camp for married couples. Convincing the relevant departments to make such an expenditure was proving difficult.

In lieu of a married camp, Hutchinson’s intelligence officer, Captain Jurgensen, announced in late autumn the first monthly meeting between husbands and wives interned on the island. The rendezvous, he explained, would take place at the Port Erin branch of Collinson’s Café.

On the morning of the first meeting, a group of around fifty men, wearing their finest clothes and, in some cases, carrying bunches of flowers, gathered in readiness to leave the camp and be reunited, for a fleeting moment, with their imprisoned wives. A few hours later the men returned to Hutchinson. Many looked dejected. Werner Klein, one of Hinrichsen’s neighbors who had gone to meet his wife, explained to his friend that the psychological conditions in the women’s camp were even more strained than at Hutchinson. His wife had told him that Rushen was riddled with Nazi sympathizers, who had been whipped into a state of obstinate zeal by their self-appointed leader, Wanda Wehrhan, wife of a Lutheran pastor based in London and an energetic fascist. There had been no consideration of race or political allegiance when allocating women to Rushen’s houses. In some cases, Jewish women had been forced to share beds with fervent anti-Semites.

The Nazi women, like many of the male internees, believed that invasion was imminent. In some houses, Jewish women were banned by their Nazi housemates from the common room and forced to remain in their bedrooms. When one refugee entered the local Methodist church, one of the Nazis said, loudly: “Oh there is a bad smell, a Jewish smell, in this church.”

The women were permitted to leave the camp to shop twice a week. One of the landladies whose house had been requisitioned recalled overhearing a group of Nazi-supporting women discussing which of the local houses they would take for themselves when Germany won the war.

Rushen camp’s commandant, Dame Joanna Cruickshank, was seemingly ill-equipped to deal with these sensitivities and conflicts. Cruickshank, a former matron in chief of both Princess Mary’s RAF Nursing Service and the British Red Cross, had enjoyed a distinguished career in military nursing appointments. She had formidable powers of organization, but no understanding—or apparent willingness to understand—the situation of the women in her charge. She hired Nazi women to work on the camp staff, granted them access to camp records and, intent on preserving impartiality, ordered Jews and Nazis to collaborate on the production of the camp’s newspaper, of which only a single issue was produced.

Unaccustomed to being questioned by intelligent women from civilian life, Cruickshank became entrenched when challenged on her decision-making. When Klein’s wife, a non-Jew, had proposed to her camp commandant the separation of Jews and Nazis, Cruickshank said: “You are all enemy aliens, and that is the end of it.”

19 April 2024

Effects of the Arandora Star Sinking

From The Island of Extraordinary Captives: A Painter, a Poet, an Heiress, and a Spy in a World War II British Internment Camp, by Simon Parkin (Scribner, 2022), Kindle pp. 178-179:

THROUGHOUT THE WARM WEEKS OF July [1940], as Hutchinson’s internees appointed their leaders and cooks, drew up the schedule of lectures and entertainments, and learned to paint, a pile of suitcases sat in a corner of another internment camp in Devon, a few hundred miles away. Rescued from the wreck of the Arandora Star, these unclaimed effects were the somber luggage of the recently deceased. It was a smaller pile of belongings than those left at the doors to the Holocaust’s shower rooms, but still emblematic of injustice. As the swollen bodies of the dead began to wash onto Irish and Hebridean beaches, so fresh details about the tragedy continued to emerge, casting further doubt on the official version of events.

On July 30, in the House of Commons, the secretary of state for war, Anthony Eden was asked whether the government had known for sure that, as previously claimed, everyone aboard the Arandora Star had been a Nazi sympathizer. By now, Eden knew for certain that this had not been the case.

“Fifty-three [Germans and Austrians aboard] were or claimed to be refugees, but had nevertheless been placed in category A,” he conceded.

In Whitehall, the impersonal statistics were now clothed with the intimacies of story. Politicians learned that, among the dead, there was a German sailor who came to Britain as an anti-fascist, only to be interned with a “mélange” of Nazi sympathizers; there was a metalworker who, after spending four years imprisoned in Nazi camps, escaped to Britain, was interned, then killed in the sinking; there was the blind pensioner who had been separated from his wife for the first time in his life.

The admission that refugees of Nazi oppression had been aboard the ship caused widespread outrage and called into question the wider policy of mass internment, which had begun to seem less like a rational security measure and more like victim-blaming on an industrial scale. The Jewish Chronicle, which just a few months earlier had defended a wartime government’s “right to interfere drastically with the freedom of the individual,” now likened the “disgraceful hounding of refugees” to “Gestapo methods.” Readers agreed. “It seems strange that in order to defeat the Gestapo abroad, it should be considered necessary to introduce their methods at home,” wrote Moya Woodside in a typical letter published in the Northern Whig. The public’s attitude had changed. Policy would duly follow.

While still far from secure, Britain’s general position in the war had shifted enough that, as Churchill put it to his cabinet, it was now possible to “take a somewhat less rigid attitude in regard to the internment of aliens.” Arrests, which had continued at a rate of around 150 per day throughout July, were suspended. If a so-called enemy alien had thus far managed to avoid being apprehended, they would most likely remain free for the remainder of the war. Mass internment was finished.

“That tragedy may… have served a useful if terrible purpose,” said Lord Faringdon of the Arandora Star in a speech to the House of Lords later that week. “For it may have opened the eyes of those responsible, and of members of the public, and of His Majesty’s Government.” It would take months and years to unpick the tangled mess of internment. Politicians’ efforts to justify and distance themselves from the episode were, by contrast, immediate.

18 April 2024

Hutchinson Internment Camp in U.K.

From The Island of Extraordinary Captives: A Painter, a Poet, an Heiress, and a Spy in a World War II British Internment Camp, by Simon Parkin (Scribner, 2022), Kindle pp. 164-166:

Hutchinson was six weeks old; Peter had entered a maturing universe. The internees had developed their daily routines—the favored mug, the preferred toilet cubicle, the ideal route to take when crossing the lawn—habits of minor, vital comfort. The camp’s daily, immovable routine provided the semblance of a reassuring structure, too. For those who couldn’t manage to rouse themselves for the optional dawn exercises held on the lawn square at 7:00, there was mandatory roll call at 7:30. Breakfast: 8:15. Lunch: 12:30. Supper: 7:00. Then, a final counting of heads at 9:30 in the evening.

Thanks to Ahrends and Hinrichsen’s formidable powers of organization, the camp’s schedule of intellectual diversions had grown and diversified, too. On the week of Peter’s arrival, Hutchinson’s timetable of cultural events listed no fewer than forty lectures. The subjects covered philosophy, bookkeeping, medieval history, and the nutritional benefits of fruit (Title: “Q. ‘Why should we eat oranges?’ A. ‘Vitamins’ ”), as well as performances of Brahms and Schubert by a young graduate of the Royal College of Music, Hans Fürth, accompanied on violin by the impressionist painter Fritz Salomonski.

For internees who wished to practice their French, there was a weekly “Cercle Française” run by Dr. Arthur Bratu, a teacher who fled Germany for Belgium before escaping to Britain on a fishing boat. Anyone interested in photography could join weekly classes offered by Paul Henning, a member of the Artists Café. There were soccer games, chess tournaments, boxing matches, and local hikes—albeit under armed guard—through the island countryside, with its bowed reeds and ragwort. In the afternoons Peter could watch a kind of proto-aerobics session on the lawn: exercise set to music, led by Kurt Böhm, the school gymnastics teacher. For a young orphan from Berlin it was overwhelming.

“Artists? Painting? Concerts? For free? Every day? It was unheard of,” Peter later recalled.

There was, in Hutchinson camp, no shortage for a man in search of diversion. There was opportunity for paid work, too. The Camp Bank consisted of one manager and a few clerks; the Post and Parcel Office employed a postmaster and four staff. Sixteen men made up the Fire Brigade and the Air Raid Precaution Services and had regular drills to practice using the portable reciprocating water pumps known as stirrup pumps. They were supplemented by one doctor and twelve stretcher bearers.

In the six weeks since its opening, the camp office had expanded its range of community services, too. It now housed two shoemakers, a laundry, a tailor, a pressing and ironing service, a shirt repairer, two hairdressers, and four watch repairers; services that had enabled some internees to return to the vocations they had been forced to leave behind in their homelands. At the suggestion of Bertha Bracey’s man-in-situ, William Hughes, the members of this last group fixed watches owned by residents outside the camp at the trade union pay rate, on the proviso that the watchmakers did not train any fellow internees—presumably so as not to further threaten the livelihoods of British workers. Those who preferred outdoor employment could apply to chop wood or work as farm laborers. One group of young men from Hutchinson helped to build the island’s airport, digging ditches and laying cables.

Anyone could buy items from the camp canteen, managed by Hans Guttmann, the director of Hammond book publishing. Guttmann, supported by four shop assistants, would even allow any internee to purchase items on credit, provided they could prove they owned a bank account on the outside. In time, every prisoner of war and internment camp, including Hutchinson, received bespoke currency: generic notes stamped with the “camp of issue.”

The camp had emerging opportunities for men who wished to exercise existing talents or seek out new ones. Few may have recognized Otto Haas-Heye, a distinguished clothes designer who, via his Berlin salon Alfred-Marie, helped shape fashion during the 1920s. After a dozen or so men joined his weaving school and began to produce exquisite rugs under his tutelage and direction, however, everyone recognized his work. A carpentry school taught woodwork, while another group made artificial flowers and stuffed animals. Some items were of a particularly high quality. Michael Corvin wrote of Leon Kuhmerker’s talent for artificial flower making: “The [flowers] consist mainly of fine coloured leather and their appearance is amazingly vivid… no flower leaves the little shop which is not perfect in form and unique in making.”

A shop was opened in Douglas to sell items made by the internees, including rugs from the weaving school and model boats made by the carpenters. In her role as chair of the Central Department for Interned Refugees, Bertha Bracey organized materials for most of the workshops and schools.