Wordcatcher Tales: getihu, baochan daohu

I learned a few new Chinese terms from reading Strange Rebels: 1979 and the Birth of the 21st Century, by Christian Caryl (Basic Books, 2014).

个体户 (traditional 個體戶) getihu ('individual-body-enterprise') – Even during the heyday of collectivization, Communist China allowed very limited small-scale entrepreneurship. The term for such businesses translates literally as 'individual' (个 ge, used as a counter for individual items) + 'body' (体 ti, also 'form, style; system') + 'door' (户 hu, also 'household, family; [bank] account; type of professional').

包产到户 (traditional 包産到戸) baochan daohu ('assure-production reach-household') – The method used to abolish China's disastrously underperforming collective farms was to reassign production quotas down to the level of individual households. The term for production quota is baochan, composed of 包 'wrap; envelope; include; take full responsibility for; assure, guarantee' + 产 'give birth to; produce' (or 'product[ion]'). The reassignment of responsibility to households was conveyed by adding the modifier 到户 daohu, from 到 dao 'arrive, reach' + 户 hu 'door; household, family'.

Numerology of 1979

From Strange Rebels: 1979 and the Birth of the 21st Century, by Christian Caryl (Basic Books, 2014), Kindle Loc. 4676-4704:

Many of the events of 1979 are linked with the mysterious power of anniversaries. The Communist Party in Poland feared the incendiary potential of the nine-hundredth anniversary of the martyrdom of a saint. The thirtieth anniversary of the Communist takeover in China was shrewdly exploited by Deng Xiaoping and his colleagues to reinforce the sense of a new beginning. The forty-day Islamic mourning cycle proved a crucial dynamic for the revolution in Iran—as did the millennial expectations of Khomeini’s followers, whose habit of referring to him as the “imam” fanned a longing for the realm of justice promised by the reappearance of the Hidden Imam. Indeed, the Islamic calendar itself was one of the many issues that fueled the discontent of Iranian believers. The shah’s decision to introduce a new, non-Islamic calendar in the mid-1970s served as yet another bit of evidence to good Shiites that the monarch was an enemy of their religion—and gave Khomeini’s supporters yet another potent argument.

In the Julian calendar of the West, 1979 is not an especially evocative date. But this was not true for Muslims. In the Islamic calendar, which is based on the phases of the moon and takes as its start the Prophet’s exile from Mecca in 622, the Western month of November 1979 coincides with the dawning of the new year of 1400. According to certain traditions, that is the year that the Mahdi, the Islamic messiah, is supposed to reveal himself to the faithful and usher in a new age of eternal justice. For Iranians, this is the moment when historical time and the forces of eternity coincide, and this apocalyptic expectation fueled the fervor with which Khomeini was greeted as the country’s new savior. Some demonstrators wondered whether he might, indeed, turn out to be the Imam of the Age himself; some of the faithful even claimed to have seen his face on the moon.

In the Kingdom of Saudi Arabia, a group of provincial zealots came up with a particularly fateful reading of the Mahdi myth. Like the majority of Saudis, they were not Shiite but Sunni, and they hailed from a remote corner of the kingdom that had largely missed out on the new prosperity. In November 1979, as pilgrims were arriving for the annual hajj, the obligatory pilgrimage to Mecca, heavily armed members of the group took over the al-Masjid al-Haram, the Grand Mosque, and took thousands of pilgrims from around the world hostage. They then announced that one of their leaders, a young man named Abdullah Hamid Mohammed al-Qahtani, was the Mahdi, the long-prophesied redeemer of Islam. All Muslims, they said, were religiously obligated to obey his commands. The Saudi authorities declined to do this and immediately set about the task of clearing the mosque. It took them weeks, covertly assisted by a team of commandos lent to the kingdom by the French government, to kill or capture the hostage takers. In the end, according to official Saudi figures, 270 people—hostages, hostage takers, and members of the assault force—lost their lives. Foreign diplomats who managed to get access to local hospitals concluded that the actual death toll was much higher, closer to 1,000.

The leader of the group, Juhayman al-Otaibi, was captured and executed a few weeks after the end of the siege. But his ideas would prove prophetic. He had categorically denounced the corruption of the Saudi regime and rejected the presence of infidel foreigners in a country that was supposed to be the undefiled home to Mecca and Medina, two of the three most holy places in Islam. (The third is the Dome of the Rock in Jerusalem.) A subsequent generation of Saudi radicals—Osama bin Laden among them—would not forget.

Media Manipulation, Poland, 1979

From Strange Rebels: 1979 and the Birth of the 21st Century, by Christian Caryl (Basic Books, 2014), Kindle Loc. 4181-4218:

The Polish secret police, the SB, and its Politburo masters created a special operation called LATO ’79. (Lato means “summer.”) As archbishop of Kraków, Wojtyła had already spent nearly twenty years as the focus of a considerable intelligence-gathering effort by the SB as well as, intermittently, the KGB, the East German Stasi, and other East-bloc secret services. LATO ’79 drew most of its operational intelligence from seven moles who had served in the archbishop’s immediate entourage over the years. They included both priests and laymen; one of them, code-named JUREK, was a member of the church organizing committee. Every possible measure to limit the effects of the pope’s visit was considered. Tens of thousands of police would be deployed in the course of the nine days. The SB informants who were involved in trip planning were advised, for example, to express worries about safety wherever possible (in the hope that this calculated disinformation would reduce the number of pilgrims). No effort was spared. In the event, 480 SB agents were deployed during the four days the pope spent in Kraków during the visit.

Presumably because a large number of East German Catholics also expressed a desire to see the pope, the East German secret police, the Stasi, deployed hundreds of its own agents to cover the event. The East Germans even set up a special headquarters post on the Polish border to coordinate their operations. The famous Stasi master spy Markus Wolf had planted his own mole inside the Vatican, a German Benedictine monk whose identity was not even known to the Stasi man in charge of the operation.

The apparatchiks were especially intent on managing the media coverage. In the weeks leading up to the visit, official media issued a stream of warnings. People should stay away from the pope’s events, the government urged: chaos and hysteria were sure to reign, and spectators could almost certainly count on being trampled to death. Foreign reporters were charged exorbitant accreditation fees, which excited a great deal of angry complaint and undoubtedly boosted the country’s desperately needed hard-currency reserves. But it doesn’t seem to have kept many journalists away. Domestic reporters were easier to deal with. The party issued reams of carefully considered guidelines and talking points. TV cameramen attended special training sessions. Their instructors told them to avoid shots of large crowds. Instead, they were supposed to point their cameras toward the sky while leaving a few people at the bottom of the frame. Shots of elderly people, nuns, and priests were to be preferred; young people, families, and laypeople should be avoided. The idea was to make it appear as though the pope’s supporters were a marginal, backward bunch, and certainly nothing like a cross-section of society.

Meanwhile, the party was taking no chances. In the weeks before John Paul II’s arrival, the Polish police arrested 150 dissidents—including Adam Michnik and Jacek Kuron, one of the founders of KOR [Workers' Defence Committee]. (A few weeks earlier a gang of toughs had attacked Kuron on the street and beaten him badly. No one was charged in the assault—a fact that suggested the complicity of the security services.) Another one of those detained was a Catholic activist named Kazimierz Switon, who was sentenced to a year in jail for the peculiar crime of attempting to set up an independent trade union. This was an intolerable offense in a country that claimed to be run with the interests of the workers at its heart. Surely, the dictatorship of the proletariat obviated the need for any new labor movements outside of the state.

But appearances were deceptive. In fact, by the end of the 1970s, the essential schizophrenia of life was firmly established. Publicly, officially, there was the Poland of Communist Party rule: a place of grandiose slogans, lockstep marches, and central planning. This nation coexisted with an alternative Poland defined by opposition-organized “flying universities,” underground publications from dissident groups like KOR, and the parallel moral universe embodied by the Catholic Church, long linked with the struggle to assert Polish nationhood. Poles of this era had grown up in a society were life was split into two parallel realms, the public and the private, each with its own versions of language and history. As in so many other authoritarian states, citizens of the People’s Republic of Poland learned from early on to parrot their allegiance to official ideology in public while keeping their real opinions to themselves and their families. Communist rule depended on ensuring that people persisted in paying public tribute to the official version of truth, thus preventing them from seeing how many of them actually rejected it. But what would happen when they were allowed to make their private feelings manifest, on a mass scale?

Thatcher's Unorthodox Campaign, 1979

From Strange Rebels: 1979 and the Birth of the 21st Century, by Christian Caryl (Basic Books, 2014), Kindle Loc. 3391-3428:

The election of 1979 marked a watershed moment in British politics. This is not to say that everything about the vote was black-and-white. It is, for example, indeed true—as many contemporary historians are wont to point out—that Thatcher was careful to avoid making her proposals sound too radical and that the Conservative manifesto (the party program) included little in the way of detailed policies for change. It is true that she might have faced a much different political landscape if Callaghan had called for a general election back in the early fall of 1978 (as some of his advisers had counseled), before the Winter of Discontent had left British voters conclusively disgusted with the direction of the country. And it is even true that her personal popularity rating remained well below Callaghan’s right up to the end. Yet despite these qualifiers, there can be no mistaking the fact that Thatcher used the election of 1979 to offer a fundamental break with the way the country had been governed. Voters saw that she was offering a dramatically new approach to dealing with the unions, and it was also clear to them that she was proposing a new set of policies on management of the economy. She pledged change to an electorate that was deeply disillusioned with the status quo—and she did this less through election documents than through her own speeches and campaign appearances. Along the way she also departed decisively from the received wisdom on British electioneering. The message here was, at least in part, the medium—Margaret Thatcher herself.

Conservative leaders before her had focused their campaigns on the classic Tory electorate—those members of the middle and upper classes living in the more affluent parts of the country. Thatcher and her advisers, however, set out to target voter categories long neglected by Conservative campaigners. She made a point, for example, of specifically wooing skilled laborers of the type that Tebbit was courting in his home district. Known in the mysterious argot of British pollsters as “C2s,” these workers had long been considered automatic Labour voters. Thatcher disagreed. She believed that many union members resented the undemocratic ways and the cynical tactics of their leaders, and she surmised that many working-class voters would be correspondingly receptive to her calls for greater constraints on union power. She also felt that upwardly mobile workers would welcome her proposals to allow the tenants of public housing to buy their homes. She reasoned that many C2s were also tired of inflation and runaway spending. This was why she staged her first big election rally in the traditional Labour stronghold of Cardiff in Wales. “Labour, the self proclaimed party of compassion, has betrayed those for whom it promised to care,” she told her audience. “So in this campaign we’ll not only extend and consolidate Conservative support, we’ll carry the fight right into what were once the castles and strongholds of Labour, and in many places we’ll win.”

Her campaign tactics were equally novel. She shunned the traditional Conservative support network in the broadsheet newspapers and favored instead the tabloids and daytime TV—an approach that allowed her to tap into a new electorate in the embattled middle classes who felt threatened by the growing power of the state and the unions and also allowed her to avoid probing questions about policy specifics. She made aggressive use of television, whereupon she was accused (comical as it might seem to a modern audience) of the egregious sin of importing “American-style campaigning” to Britain. She proved very effective at exploiting the medium—especially once her adviser Gordon Reece prevailed upon her to lower her voice, an adjustment that lent her gravitas and authority.

This might seem trivial, but it was especially important in light of Callaghan’s magisterial efforts to use her gender against her. It was not so much what he said as how he said it; he was a master at sardonically implying that whatever the leader of the opposition said was made even sillier by the fact that it was being said by a woman. She countered this by doing what she had always done to beat so many male competitors before: she worked harder, sleeping just a few hours a night as she relentlessly studied her briefing papers and learned her lines. At the same time, she turned her gender to her own advantage by slipping, when she chose to, into the role of a commonsensical housewife, hoisting sample grocery bags to drive home the corrosive effects of runaway prices on the ordinary household budget. Nor was she afraid to give interviews to women’s magazines in which she shared recipes and stressed her fussy mastery of good housekeeping. Not only did this help to draw in female voters, but it also underlined her point that the economic remedies she was proposing were less a matter of abstract theories than of the everyday ethos of thrift and moderation on which many British households prided themselves.

Afghanistan's Communist Revolutionaries, 1978

From Strange Rebels: 1979 and the Birth of the 21st Century, by Christian Caryl (Basic Books, 2014), Kindle Loc. 2221-2259:

Taraki and Amin both belonged to the PDPA’s other faction, known as Khalq (“the People” or “the Masses”). Khalq’s ethnic basis was narrower than Parcham’s: Khalqis were overwhelmingly Pashtuns, and more often than not they hailed from a particular subset of the Pashtuns. Taraki and Amin were both members of a particular Pashtun tribal confederation, the Ghilzais, that had long chafed under the domination of more powerful Pashtun groups—and especially the Durranis, the dynasty that had dominated Afghanistan for centuries, right up until the Communist coup. (Both Daoud and Zahir Shah were Durranis.) The Khalqis tended to be far less vested in the existing system of ruling elites, and this helps to explain the radicalism that dominated their thinking.

Khalqis were, above all, dutiful Leninists. Like so many other would-be Third World modernizers, they detested their country’s backwardness, and they believed that the only reasonable cure was to frog-march it into the twentieth century by brute force, if need be. To be sure, Afghanistan didn’t really have a proletariat, and though many aspects of its agricultural system appeared backward and traditional, most peasants actually owned their own land. But no matter. There was one institution that could still serve as a revolutionary vanguard, and that was the army. For years the military had been one of the few structures in the country—along with the monarchy and a steadily expanding state educational system—that managed to coalesce the notoriously unruly Afghans around a sense of shared national destiny. The military was one Afghan institution that offered opportunities for advancement even to those who weren’t part of the traditional elites. And the upper ranks were filled with officers who had studied in the Soviet Union, which offered them a clear example of a primitive rural society that the Communists had mobilized into a modern industrial power.

The ideological differences between Parcham and Khalq were just part of the problem. There were also intense personal feuds at work. Karmal, the Persian-speaking patrician, despised Taraki and Amin as upstarts, and they were happy to return the favor. In the old, prerevolutionary parliament, Amin had been famous for his easy joshing with his opponents among the religious conservatives, who gave their atheist colleague the joking nickname of “Satan.” Karmal, a formidable orator once imprisoned for five years by the king, had emerged to become a political heavyweight courted even by Daoud himself, and he cultivated a self-regard that alienated just about everyone. As the new Communist regime got under way, Amin couldn’t help reminding the Parchamis that they had spent the “revolution” cringing in prison while the Khalqis got on with the job. The Parchamis, in turn, regarded the Khalqis as bumbling zealots who needed a bit of adult supervision.

The Afghan public at large knew little of this, of course. What they saw instead were slogans, revolutionary parades, and a burgeoning personality cult centered on Taraki. There is little doubt that the vast majority of Afghans—most of whom had no access to television or newspapers—regarded all this with bemusement, apprehension, or apathy. But the state almost immediately denied them the luxury of disengagement. Within weeks of seizing power, the new revolutionary government announced a series of far-reaching edicts that would tip Afghan society into a maelstrom from which it is still struggling to recover.

Decree Number One proclaimed land reform. The proclaimed intent was to uproot the supposedly feudal underpinnings of Afghan society, stripping power from traditional landlords and canceling unfair lending arrangements that had kept millions of people indentured to local power brokers. The political aim was to give the majority of Afghans—who overwhelmingly lived in the countryside—a reason to love the new government. A flurry of other new reform measures followed. A literacy campaign taught the benighted how to read and write. Women received full civic rights. It was a program that bore a striking resemblance to the shah’s White Revolution [in Iran].

It all sounded wonderful, on paper. The problem was that this blizzard of reforms, and especially the realities of their implementation, bore little or no relation to the society they were intended to change. Of course, everyone believed in the goal of literacy, but the catch was that the government had little in the way of resources to accomplish the task of educating the rural poor. So it relied, as Communist regimes so often had in the past, on a mixture of mobilization and brute force to fill the gap. Zealous young schoolteachers dispatched to the villages, invariably without proper textbooks or teaching materials, often ended up haranguing the locals on their backwardness. What particularly inflamed the locals was the newcomers’ insistence that women should take part in the courses, in classrooms that mingled both sexes. Mobs drove the arrogant outsiders away. In some cases the do-gooders then returned with escorts of government troops, and literacy classes then proceeded at bayonet point.

Afghanistan in the 1970s

From Strange Rebels: 1979 and the Birth of the 21st Century, by Christian Caryl (Basic Books, 2014), Kindle Loc. 997-1035:

Afghanistan in the 1970s thus offered a textbook example of what the economists like to call a “rentier state”—one that lives by exploiting the advantages of good fortune (natural resources or favorable strategic position) rather than capitalizing on the talents and skills of its people. There were deep-seated historical reasons for this. Afghan rulers had long governed according to a somewhat minimalist philosophy, dictated, to some extent, by the country’s bewildering ethnic diversity and its fantastically rugged terrain. Roads were few and far between. The high mountains and deep valleys fragmented the population, exacerbating differences of language and custom. When the Soviets finally completed the Salang Tunnel in 1964, the world’s highest traffic tunnel at the time, they supplied the missing link to a road that connected the northern and southern halves of the country for the first time in its history. The Americans, meanwhile, had already built the first east-west highway, from Kabul to Kandahar. This new infrastructure transformed Afghanistan’s economy and dramatically simplified the government’s ability to communicate with the interior.

Even so, the average Afghan’s dealings with Kabul remained shallow and infrequent. The primary function of the local administration was less to provide people with public services, few of which were available in the countryside to begin with, than to prevent them from organizing opposition. Most people correspondingly regarded officials as a remote and somewhat unnecessary presence, better avoided than engaged. American anthropologist Thomas Barfield, who conducted field research in Afghanistan in the mid-1970s, noted that, for most Afghans in the countryside, “government” meant not a concept but a place, namely, the local government compound. “On passing out its front gate, and particularly after leaving the road that led to it, ‘government’ ended,” he wrote. (And this, in turn, helps to explain why literacy rates in the country were so shockingly low. In the 1970s, only 10 percent of the population could read or write—and only 2 percent of women.)

The real power in most communities came from traditional leaders, usually tribal notables or landowners. The local khan might provide jobs, adjudicate disputes, or allocate resources (especially water, that scarce but vital commodity for this overwhelmingly rural population), and his authority rippled through the intricate networks of kinship that structured most of society. The leader’s followers judged his legitimacy in part according to his success at distributing wealth. In the old days, that might have meant the booty from battle, but in the 1960s and 1970s, this often translated into access to a cushy government job or a place in the university in Kabul. Afghanistan is often described rather loosely as a “tribal society,” but the reality is more complex, given the fantastic ethnic and social diversity of the place. The word Afghans use for the defining characteristic of their society is qawm, which can refer not only to networks of blood relationships but also to linguistic, religious, and geographical traits that shape the group to which an individual belongs. A Turkic-speaking Uzbek might define himself above all by the dialect that he speaks, a Persian-speaking Tajik by the district that he hails from, a Pashtun by his tribal affiliation.

If anything could be said to unite them all, it is religion. Virtually all Afghans are Muslims, most of them Sunnis. (The most prominent exception are the Hazaras, an ethnic group, descended from the Mongols, who happen to be Shiites.) Even in the 1960s and ’70s, observers often remarked upon the simple piety of the people in Afghanistan. All activity stopped whenever the call to prayer sounded from the local mosque. References to God and the Prophet punctuated everyday speech. Public figures were expected to invoke the supremacy of the Almighty at every turn.

Yet this did not mean that religion and politics seamlessly overlapped. Throughout their history, Afghans had known rule by kings, not religious leaders. Village mullahs, who performed a variety of religious services in exchange for fees, were often regarded as corrupt or buffoonish, the butt of jokes rather than figures of respect. There were, of course, some religious figures who enjoyed privileged status—Islamic scholars, perhaps, or pirs, Sufi spiritual leaders. But none of these individuals had any clearly defined institutional power over the others. The diffuse quality of Afghan Islam was also a product of practices that many other Sunni Muslims would have regarded as heterodox—such as the veneration of saints, whose graves, beflagged and decorated, were treated as holy places. In Iran, the Shiite religious elite presided over a clearly defined hierarchy, which greatly increased the power of the clerics. In Afghanistan, there were no central religious institutions to speak of. Islam was flat, localized, and fragmented.

Britain on the Eve of Thatcher, 1970s

From Strange Rebels: 1979 and the Birth of the 21st Century, by Christian Caryl (Basic Books, 2014), Kindle Loc. 360-398:

The postwar consensus endured because it worked—at least for the first few decades. The British economy grew steadily through the 1950s and 1960s, widely spreading the benefits of expanding national wealth. But by the 1970s, the bloom was off. Rising global competition had revealed the structural rigidities of Britain’s social-democratic system. The oil shock hit at a moment when traditional British manufacturing industries were already affected by painful decline. Once-proud working-class cities had turned into landscapes of blight, factory ruins defaced with graffiti. In the 1970s, the British economy tottered from one crisis to another. In 1974, in the wake of the Arab oil embargo, Conservative prime minister Edward Heath was forced to introduce electricity rationing and a three-day workweek. Unemployment surged and productivity sagged. British business seemed to have lost its way. Entrepreneurs fled punishing tax rates for more hospitable climes. Strikes punctuated the national news with benumbing regularity; the trade unions repeatedly demonstrated their enormous political power, contributing mightily to the fall of Heath’s government in 1974.

These were the problems that confronted James Callaghan as he assumed the office of prime minister two years later. His Labour Party had won the 1974 election under the leadership of Harold Wilson, who returned to Number Ten Downing Street after an earlier stint as prime minister. But Labour’s margin of victory in the election was narrow, and the best that Wilson could do was to form a minority government with his party in the lead. His administration soon foundered as it struggled to deal with the aftereffects of the energy crisis and the intensifying demands from the unions, his party’s most powerful constituency. By the time Callaghan stepped in to take the beleaguered Wilson’s place, inflation had reached a staggering 25 percent. Outside investors lost confidence that the British government would ever regain control over its finances, and the pound became so anemic that London found itself facing a full-blown balance-of-payments crisis. Put simply, the British state had run out of the foreign exchange it needed to pay for imports. Bills were coming due that the United Kingdom was not in a position to pay.

To his credit, Callaghan did not soft-pedal the causes. He inherited stewardship of the economy at a moment when the old sureties were crumbling. His chancellor of the Exchequer, Denis Healey, declared that Britain couldn’t go on spending its way out of crises. Callaghan’s son-in-law, an influential journalist by the name of Peter Jay, had even become a convert to the economic school known as “monetarism,” which deemed strict control of the money supply to be the only remedy for inflation. This flew in the face of the Keynesian principles of Britain’s postwar consensus, which placed a premium on combating unemployment through government spending. The speech that Callaghan gave at the 1976 Labour Party conference, authored by Jay, turned into something of a elegy for Britain’s postwar economic system:

For too long this country—all of us, yes this conference too—has been ready to settle for borrowing money abroad to maintain our standards of life, instead of grappling with the fundamental problems of British industry. . . . [T]he cozy world we were told would go on forever, where full employment would be guaranteed . . . that cozy world is now gone. . . . We used to think we could spend our way out of a recession and increase employment by cutting taxes and boosting government spending. I tell you in all candor that that option no longer exists, and that insofar as it ever did exist, it only worked on each occasion since the war by injecting a bigger dose of inflation into the economy followed by a higher level of unemployment as the next step.

Finally, in November 1976, the United Kingdom was forced to ask the International Monetary Fund (IMF) for a $3.9 billion loan to tide it over through the crisis. The conditions included brutal spending cuts and across-the-board austerity measures. Back in 1945, the United Kingdom had been America’s partner in creating the international economic system that had brought the IMF to life. Now London was calling on the fund for help in an existential crisis. It was the first time that one of the world’s developed countries had ever asked for IMF support. (Nothing comparable would happen again until 2008, when Iceland was forced to follow suit during the global financial crisis.)

This was a humiliation of epochal proportions. A country that had been at the heart of the Western economic and political system found itself reduced to the status of a banana republic. Callaghan diagnosed the problems but was unable to come up with a remedy. Something always seemed to get in the way: the resistance of the unions, the global economic climate, the accustomed way of doing things. The old ideas no longer worked—that much was clear. But where were the new ones? Britain was waiting for something to give.

Poland's Greatest Saints, 1079 & 1979

From Strange Rebels: 1979 and the Birth of the 21st Century, by Christian Caryl (Basic Books, 2014), Kindle Loc. 1902-1919:

John Paul II had begun to think about making a pilgrimage to Poland within days of becoming pope. The coming year of 1979 offered a perfect occasion for a visit. It was the nine hundredth anniversary of the martyrdom of Poland’s greatest saint, Stanisław Szczepanowski. He was the Polish equivalent of Thomas à Becket, a man who stood up to the highest power in the land in the name of his faith. In 1072 Szczepanowski became the bishop of the city of Kraków. What we know of him is blurred by legend, but it is clear that he must have been a man of strong will and stubborn principles. He soon became embroiled in a feud with the king of Poland, a brutal character by the name of Bolesław the Bold. (As is so often the case in history, the nickname “bold” was really a euphemism for “psychopathic.”) Bolesław refused to put up with the churchman’s challenge to his authority, and he demanded the death of Stanisław. But no one would carry out the order, so Bolesław did the deed himself. He is said to have cut the bishop down while he was conducting a mass. Few of the king’s deeply Catholic subjects were willing to countenance the killing, and Bolesław soon lost his hold on power. Stanisław, on the other hand, quickly achieved sainthood as one of Poland’s greatest martyrs.

Though many of the details of Stanisław’s death remain mysterious, one thing we do know for certain is that it happened in 1079. A thousand years might seem like a long time to most of us, but the particulars of the story—the principled stand of a bishop of Kraków laying bare the moral bankruptcy of untrammeled state power—gave it unnerving relevance to Poland’s situation in 1979. The Communists certainly thought so, in any case.

So the announcement that John Paul II intended to return to Poland to celebrate the nine hundredth anniversary of Stanisław’s martyrdom sent a shiver of dread through the ranks of the United Polish Workers’ Party. “The cause of the bishop’s death was a conflict with the king,” one internal party memorandum noted in late 1978. “We see no sense in invoking the memory of the bishop’s head and the royal sword, because they symbolize the sharpness of church clashes with the government. We are for cooperation and create favorable conditions for this.”

Democracy Wall as Proto-Internet, 1978

From Strange Rebels: 1979 and the Birth of the 21st Century, by Christian Caryl (Basic Books, 2014), Kindle Loc. 2721-2761:

Most of these malcontents were incapable of articulating their demands. But someone was prepared to do it for them. In September 1978, the editors of a magazine called China Youth, which had been prohibited from publishing during the Cultural Revolution, decided to relaunch it. They decided to mark its return in style by publishing some poems commemorating the Tiananmen Incident of 1976. Party censors intervened and thwarted the editors from going ahead with their plans. The frustrated literati refused to give up, so they resorted to a time-honored technique of Chinese mass communication: the dazibao, or “big-character poster.” They decided to print the poems in poster form and paste them up in a public place. They needed a venue where a big audience was ensured, so they opted for a spot that other unrecognized writers had been using for a few months. This was a long stretch of brick wall under a row of leafless sycamore trees next to a bus depot in Xidan, a spot in downtown Beijing, just a few blocks from the Jingxi Hotel, that tens of thousands of commuters passed through every day.

China Youth’s decision to use the site dramatically boosted its notoriety. Crowds of readers quickly formed. To everyone’s surprise, the authorities declined to interfere. Posters proliferated. Soon people were coming from all over China to take a look. Crowds gathered, eager to experience the heady atmosphere of a place where a myriad of views competed for attention.

This was Xidan Democracy Wall. Young Chinese described it as their version of Speaker’s Corner in London’s Hyde Park. For a few weeks in the winter of 1978–1979, it would become a key strategic asset in the battle for China’s soul.

At some point in late November, a poster appeared on the wall criticizing Mao by name. No one could recall such a thing ever happening before. The author of the poster, who called himself Work Permit Number 0538 (and gave the address of the motor repair shop where he worked), wrote: “In 1976 after the Tiananmen Incident, the Gang of Four made use of the prestige and power of Chairman Mao’s mistaken judgment on class struggle and launched an all-out attack on the cause of revolution in China.” During the Cultural Revolution, one man had been sentenced to fifteen years in a labor camp for absentmindedly scratching his back with a copy of the Little Red Book during a mass meeting. Now everyone waited to see what would happen to the author of this shocking text. Would he be shot? Surely, at least, the poster itself would be torn down. But two days later it was still there.

The posters that followed pushed the boundaries even further. One wondered how the all-knowing Mao had failed to notice that his own wife, Jiang Qing, was actually a “traitor.” Another called on the party leadership to observe the rule of law. Another demanded the rehabilitation of party leaders who had been purged by Mao in the early 1960s. Not all of the provocations were political. “Why can’t the national economy catch up with the one in Taiwan?” one poster asked. “How can the United States, a capitalist country only 200 years old, be the most developed in the world?”

By now the wall was besieged by visitors, day and night. People read, expostulated, and listened “with an openness unprecedented in the history of the People’s Republic.” Some visitors spoke their messages through bullhorns. The foreign correspondents and diplomats who came to see what was going on found themselves besieged by curious locals. During the years of the Cultural Revolution, ordinary Chinese had done whatever they could to avoid even the most cursory contact with citizens of other countries. Now, liberated by the air of candor around the wall, they peppered the foreigners with questions. Roger Garside, a Chinese-speaking British diplomat who wrote one of the most vivid accounts of the early reform period in China, recalled the scene:

They bombarded me with questions on democracy and human rights: “Can you really criticize your Prime Minister? Who owns the newspapers in Britain? How do they decide their editorial policy? How is the BBC controlled? How are elections organized?”

Some were by no means ignorant but wanted to check out the information they had acquired one way or another; others were simply thirsty for knowledge.

In Garside’s description, Democracy Wall functioned like a sort of proto-Internet: posters with derivative content were quickly papered over, while those that had something new or powerful to say were left uncovered. Readers wrote comments on some of the posters with ballpoint pens; when a popular one was torn by accident, visitors quickly glued it back together. Some of the texts were written on scraps of paper torn from notebooks, while others were composed on sheets of paper three feet high with brush and ink. Some authors used paper in pink or green to attract attention.

Hua Guofeng and the Two Whatevers, 1977

From Strange Rebels: 1979 and the Birth of the 21st Century, by Christian Caryl (Basic Books, 2014), Kindle Loc. 2594-2619:

In the wake of Mao’s death, the colorless Hua surprised everyone with a sudden show of initiative. Allying himself with two established party elders, Army Marshal Ye Jianying and veteran functionary Li Xiannian, Hua engineered the arrest of the Gang of Four. It was a startling gambit even by the Byzantine standards of twentieth-century Communist conspiracies. Hua had started by splitting off one of the Gang’s key allies, a man by the name of Wang Dongxing, who had risen with the Gang’s help to become the head of the party’s Praetorian Guard, the 8341 Special Regiment, which provided for the security of top officials. Hua and Wang arranged for two of the Gang’s leaders to be called to a special session of the Politburo. They were arrested at gunpoint as they stepped into the room. Jiang Qing, Mao’s widow and the Gang’s leader, was taken into custody in her bedroom; one of her personal servants is said to have spat on her as she was led away. Under orders from Hua, the People’s Liberation Army quickly moved to disarm the heavily armed militias and the powerful media machine that Jiang’s faction had built up over the years. The Cultural Revolution was finally coming to an end.

Yet what was Hua offering in its place? This was not immediately clear. Hua certainly understood that the country could no longer afford permanent revolution. Adopting a strategy originally envisioned by Zhou Enlai, he declared that China should push ahead with “the Four Modernizations” (science and technology, industry, national defense, and agriculture). He moved to restore the economy’s animal spirits by ordering a huge surge of investment in industry and agriculture. Like Gierek in Poland, Hua seemed to believe that part of the solution involved taking big foreign loans for flagship projects; also like Gierek, he seemed to have few concrete ideas about how these loans would be paid back.

Hua’s program did result in tangible growth. But it also led to big budget deficits and scandalous waste, since it failed to tackle many of the serious problems of management and organization bequeathed by Maoist excess. Hua had the right idea, but he was still, in essence, relying on mobilization and slogans rather than substantive economic policy. Some of his critics belittled the program as another Great Leap Forward, a utopian exercise with little practical foundation. Hua, for example, urged a rapid increase in the output of steel, which duly materialized. But to what end? What, precisely, was the underlying economic strategy?

Hua had eliminated the Gang of Four. He tried to revive the economy. But he seemed hesitant to put an end to the broader legacy of the Cultural Revolution. In February 1977, a few months after Mao’s death, Hua’s supporters published a statement containing a conspicuous quote: “We will resolutely uphold whatever policy and decisions Chairman Mao made, and unswervingly follow whatever instructions Chairman Mao gave.” This credo came to be known as the “the two whatevers,” and its adherents, “the Whateverists.” Like many factional nicknames, this one contained a large grain of truth. Hua’s legitimacy stemmed from the fact that he was Mao’s chosen successor. That counted for a lot. But it also limited his freedom of maneuver. He could not chip away at the memory of the Great Helmsman without undermining himself.

Quoting Mao Against Mao, 1978

From Strange Rebels: 1979 and the Birth of the 21st Century, by Christian Caryl (Basic Books, 2014), Kindle Loc. 2656-2682:

In May 1978, the prominent national newspaper Guangming Daily published an article with the innocuous title “Practice Is the Sole Criterion for Judging Truth.” The piece was quickly picked up by a series of other publications, including the leading army newspaper. The title sounds dull enough, but it went off like a bomb. The article, collectively authored by a team of academics working under the direction of rising party reformer Hu Yaobang, argued that Communist ideology was not the only yardstick for determining what was true. If Marxism was indeed a scientific theory, as it claimed to be, its findings ought to be tested through experiment: apply them to reality and see if they worked. Marx had said that the social and political prescriptions derived from his theory had to be subjected to constant empirical testing to make sure that they coincided with the dictates of historical materialism. And just to be sure that everyone got the point, the authors of the article undergirded their argument with a slogan from Mao himself—the one they used as the article’s title.

They were, in short, using Mao’s own words to undermine the central Maoist postulate of the Cultural Revolution, namely, the idea that the imperative of “revolution” overrode all else, including professional expertise, scientific knowledge, or economic efficiency. To many Chinese, the article’s paean to pragmatism sounded like a healthy dose of common sense after years of hysteria. Yet this was exactly what the Whateverists did not want to allow. After all, during the Cultural Revolution, Mao and his adepts had followed a rather different principle: for them it was revolutionary zeal, directed against the entrenched establishment, that had become the decisive litmus test for the correctness of policy. It was this same mind-set that had led to the persecution of countless engineers, managers, scholars, and scientists on the grounds of insufficient “class consciousness”—with devastating consequences for the Chinese economy.

Prioritizing “practice,” as the authors of the new article demanded, thus represented an implicit challenge to those who considered themselves to be the keepers of the chairman’s flame. If this new argument won the day, unwavering loyalty to Maoist slogans would no longer be the deciding factor in career advancement or political struggle. Professional skill, managerial competence, or scholarly acumen would come to the forefront. Deng, who does not appear to have been directly involved in the publication of that article, was quick to see its uses in his reckoning with Hua. Since his return to the center of party life, Deng had already been putting a different Mao quote at the center of his speeches: “Seek truth from facts.” This, of course, was a dig at Hua and his adherents, who continued to stress that truth was whatever Mao had said it was. Among the things that Deng had learned from his long years of involvement in party intrigues was the importance of defining the terms of debate. He now set out to deploy his “good,” pragmatic Mao against the “bad,” doctrinaire one of the Cultural Revolutionaries. Would the party cling to the Mao celebrated by the Gang of Four, inflexible, rigid, and dogmatic? Or would Chinese Communists reach back to the earlier version of Mao that was now held up high by Deng and his friends—a Mao who had (allegedly) celebrated the virtues of practicality and sober realism?

1979, A Turning Point

From Strange Rebels: 1979 and the Birth of the 21st Century, by Christian Caryl (Basic Books, 2014), Kindle Loc. 236-279:

These five stories—rich in event and grand personalities—would be worth telling in themselves. But do they really have that much to do with each other? Surely, Britain’s first female prime minister has nothing in common with Iranian Shiism’s leading militant cleric. And what could possibly unite the bishop of Rome, the budding Islamists of Afghanistan, and the leader of the Chinese Communist Party? The fact that they lived through the same historical inflection point, one might argue, does not mean that their stories are linked. Coincidence is not correlation.

In fact, though, they have much more in common than at first meets the eye. The forces unleashed in 1979 marked the beginning of the end of the great socialist utopias that had dominated so much of the twentieth century. These five stories—the Iranian Revolution, the start of the Afghan jihad, Thatcher’s election victory, the pope’s first Polish pilgrimage, and the launch of China’s economic reforms—deflected the course of history in a radically new direction. It was in 1979 that the twin forces of markets and religion, discounted for so long, came back with a vengeance.

Not all of the historical figures whose fates converged that year necessarily thought of themselves as conservatives, and none of them tried to turn back the clock to some hallowed status quo ante. This is precisely because they were all reacting, in their own ways, to a long period of revolutionary fervor that expressed itself in movements ranging from social democracy to Maoism—and it is striking that they were all variously denounced by their enemies on the Left as “reactionaries,” “obscurantists,” “feudalists,” “counterrevolutionaries,” or “capitalist roaders” who aimed above all to defy the march of progress.

There was a grain of truth to these accusations. The protagonists of 1979 were, in their own ways, participants in a great backlash against revolutionary overreach. Deng Xiaoping rejected the excesses of Mao’s Cultural Revolution in favor of pragmatic economic development—a move that, despite Deng’s disclaimers, entailed a gradual restoration of capitalist institutions. Khomeini’s vision of an Islamic state was fueled by his violent repudiation of the shah’s state-led modernization program (known as the “White Revolution”) as well as the Marxist ideas that dominated Iran’s powerful leftist opposition movements. (The shah, indeed, denounced the Shiite clerics as the “black reaction” in contrast to the “red reaction” of the Marxists.) Afghanistan’s Islamic insurgents took up arms against the Moscow-sponsored government in Kabul. John Paul II used Christian faith as the basis for a moral crusade against the godless materialism of the Soviet system. And Margaret Thatcher aimed to roll back the social democratic consensus that had taken hold in Great Britain after World War II.

At the same time, it was easy to underestimate just how much these leaders had actually absorbed from their opponents on the utopian Left. A conservative can be defined as someone who wants to defend or restore the old order; a counterrevolutionary, by contrast, is a conservative who has learned from the revolution. John Paul II, who had spent most of his adult life under the Communist system, knew the Marxist classics intimately and devoted considerable intellectual and pastoral effort to countering their arguments—knowledge that helped him to shape his program of moral and cultural resistance. (It also left him with an intense interest in the politics of the working class that informed his patronage of the Solidarity movement—as well as feeding a deep skepticism about Western-style capitalism.) Khomeini and his clerical allies appropriated Marxist rhetoric and ideas wherever they could, forging a new brand of religious militancy that railed against colonialism and inequality; socialist notions of nationalization and state management later played a large role in the Islamist government’s postrevolutionary economic policy. (One historian describes the resulting synthesis as “revolutionary traditionalism.”) Afghanistan’s jihadists borrowed from the Communist playbook by building revolutionary political parties and comprehensive ideological systems to go with them. Margaret Thatcher, who studied at Oxford when Marxism was the reigning political fashion, fused her conservative instincts with a most unconservative penchant for crusading rhetoric, ideological aggression, and programmatic litmus tests. It was precisely for this reason that many of the Conservative Party comrades-in-arms who accompanied her into government in 1979 questioned just how “conservative” she really was. As for Deng Xiaoping, he insisted on maintaining the institutional supremacy of the Communist Party even as he charted a course away from central planning and toward state capitalism. Cold War historian Odd Arne Westad describes Deng’s reform program as “a counterrevolution in economics and political orientation the likes of which the world had never seen.”

It was entirely in keeping with this spirit that Thatcher proudly reported to a Conservative Party rally in April 1979 that her political opponents had dubbed her a reactionary. “Well,” she declared, “there’s a lot to react against!” It was, indeed, precisely this peculiar spirit of defiance that gave the year its transformative power. The decisions of these leaders decisively defined the world in which we live—one in which communist and socialist thought has faded, markets dominate economic thinking, and politicized religion looms large. Like it or not, we of the twenty-first century still live in the shadow of 1979.

The American Revolution as Proxy War

From Hessians: Mercenaries, Rebels, and the War for British North America, by Brady J. Crytzer (Westholme, 2015), Kindle Loc. 1016-1023, 3715-3731:

What had begun as a sectional rebellion in North America had grown into a major geopolitical shift thanks in part to the inability of the king’s commanders to snuff out the revolution in its infant stages. While the capture and occupation of New York and Philadelphia had been major benchmarks of Howe’s tenure on the continent, Washington’s penchant for escape had allowed a supposedly containable problem to spread. The loss at Saratoga and the entry of France had helped to legitimize the rebel cause. Now, with Washington’s army rejuvenated at Valley Forge, the British would have to not only deal with his rebels but also focus their military efforts elsewhere. As the Americans had no navy to speak of initially, they could not pose any meaningful threat to Britain’s island holdings around the world; the arrival of France, however, suddenly had George III fighting a defensive war, on land and on the seas.

...

French policy makers treated the American rebellion as a proxy war, an analog to the great struggle for influence and colonial control that was the defining theme of European conflict of the eighteenth century. With that commencement of hostility the war that began as a colonial uprising transformed into a global affair. Fueled by Old World rivalries and longstanding animosity over decades-gone wars, the planet was divided into theaters of combat that extended far beyond the initial shots at Lexington Green. The still smoldering kindling of over six centuries of periodic conflict between Great Britain and France reignited in a blaze ranging from the Caribbean Sea and Central America to the subcontinent of India. The two world powers had each lain in wait with long-standing strategic objectives and contingencies in place for capturing high-value possessions of the other, and with the formal declaration of war it did not take long for them to go into motion. Already by the time that the Waldeckers sailed from New York in November, the British East India Company had successfully orchestrated a ten-week siege to capture the highly profitable French-controlled port of Pondicherry on India’s eastern coastline.

War had come, and the Caribbean was equally on notice. It did not take long for action to get under way, and for the French it began almost immediately. Situated in the heart of the Lesser Antilles the island of Dominica was a long-standing reminder of the lingering animosity of the Seven Years’ War. Originally a French colony, Dominica was captured in 1761, and by 1778 remained firmly in British hands; the fact that it was nestled between the French islands of Martinique to the south and Guadeloupe to the north made this especially insulting. Although it was a painful memento of their past defeat, for the French high command it was now serving as a practical thorn in their side as well. It was no secret that privateers often used the island’s ports as launching points to raid enemy shipping, and if Dominica could be captured it would take away Britain’s vital toehold in the area. Along with disabling Britain’s overall effectiveness, French policy makers believed that reclaiming the island would greatly improve communication between the two island colonies that it separated.

A Cossack Mercenary in North America

From Hessians: Mercenaries, Rebels, and the War for British North America, by Brady J. Crytzer (Westholme, 2015), Kindle Loc. 1464-1476:

As was often the case, Ewald was aware that Patriot politicians had labeled his Hessian comrades as “mercenaries,” or soldiers of fortune. For this reason many Americans despised the German auxiliaries that fought alongside him. It was no secret that the Hessians had no real practical issue with the American rebels, and Ewald was only serving the British king under the wishes of his own Landgraf Frederick II. A mercenary, in contrast, fought for his own material gain and epitomized opportunistic soldiering in this period. Yet Diwizow was quite different as he was not German, Irish, or British. He asserted that he was a Cossack from the Don River valley in southern Russia. Ewald’s interest was piqued at this development. Diwizow explained that he was already well into his fifties, and the thought of retirement was simply not tenable. He had battled in one way or another for his entire life and as war was his primary income he was looking for a fight. At Ewald’s inquiry, the Cossack explained how his travels brought him to America. He had spent twenty-four years as an officer with the Don Cossacks, and had battled the Prussians in the Seven Years’ War. Ewald first saw action in that same conflict and his curiosity grew. Diwizow continued by claiming that his mercenary travels took him far and wide, from the jagged lands of Ottoman Turkey to the rich valleys of Poland. He fought for no flag and no country, merely for raw economic gain. Twenty years earlier Diwizow battled against the Polish, and as recently as 1774 alongside Yemelyan Pugachev, the royal pretender who led a massive revolt in Russia against Catherine the Great. If there was ever a mercenary in North America, it was this hardened Cossack.

Imperial Britain's German, Irish, and Iroquois Warriors

From Hessians: Mercenaries, Rebels, and the War for British North America, by Brady J. Crytzer (Westholme, 2015), Kindle Loc. 1331-39, 1366-86:

The [Hessian] captain’s fascination with partisan warfare make his recollections especially insightful; nearby villages, most notably the former rebel post at Peekskill, were now all but abandoned. Surrounding him in the days that followed their victories were a motley collection of soldiers, none of whom could be identified as Englishmen. Along with his Jägers from Hesse-Cassel, Ewald noted that much of the fighting was accomplished by fellow Germans from Anspach as well as a multitude of Irish volunteers. Ewald would have been considered a hardened veteran of wilderness combat and his Jägers in their forest green had been on the continent almost continuously with him since 1776. In contrast, the Anspachers, who spoke his mother tongue in their royal blue jackets and tall black fur caps, had only been in America for days. Those representing the Emerald Isle were assembled from within existing provincial units by the Irish Lord Francis Rawdon-Hastings during the occupation of Philadelphia in 1777. These Irish volunteers had performed so well that they were named the 2nd American Regiment. Although the American Patriot politicians desired a clear enemy to vilify, King George’s imperial forces were actually something of a patchwork army.

...

It was soon revealed that this mysterious Loyalist ranger was in the service of Lieutenant Colonel John Butler, and he had seen more than his fair share of action. Butler, a native of New York’s war-torn Mohawk River valley, was for many the face of the Loyalist movement in the colonies. He led dozens of his “rangers” across the frontier, raiding Patriot homesteads and villages with extreme prejudice. Fighting with Butler in the service of the Crown were the warriors of the Seneca, Cayuga, Onondaga, and Mohawk nations, collectively known as the Iroquois Confederacy. The Iroquois had been longtime allies of the British Empire before the conflict, and following the defection of the Oneida and Tuscarora to the Patriot side they were almost fully aligned with the king. The unified forces of Butler’s rangers and the Iroquois warriors saw some of the most brutal fighting of the entire war, and were considered a vital part of Britain’s overall strategy for success in the colonies.

Ewald was familiar with the exploits of men like Butler and Joseph Brant, sachem of the Mohawk, and his guest claimed to have served alongside both. Ewald proceeded to inquire into his experiences, and as a testament to his deep interest made a nearly exact transcription of their conversation in the glow of the campfire that evening. He began by asking about Butler’s overall strength; the man replied that he had fifty Loyalist Americans and upwards of five hundred Indian warriors on hand.

The tactician Ewald could not help but inquire as to how they supported such a large force of men in such difficult wilderness conditions. The ranger explained that in the beginning they lived entirely on the wild game hunted by the Indian warriors. As soon as they reached the borders of Pennsylvania and Maryland, though, they found provisions in abundance. It was clear to Ewald at that point that this man must have had a range of hundreds of miles during his guerilla campaign. But what of the ferocity of the Indians? The Jäger captain was a man of modern European military training, and the tales of the Indian fighting style was as ferocious as they were legendary.

The stranger explained that they rarely took prisoners, and every man, woman, or child was either cut down or carried off. He continued by claiming that the dwellings were plundered, devastated, and burned. He concluded his conversation by recalling that he and his Indian allies killed two entire regiments along the Susquehanna River with no thoughts of taking a single prisoner. To Ewald this was a great affront. The European tradition of war grew out of medieval chivalric values under which men who surrender were allowed the dignity to live to fight another day. The Indian tradition of war, however, was largely in place centuries earlier. It seemed that 1492 and its aftermath could do little to redirect it.

British Surrender to Spain, Pensacola, 1781

From Hessians: Mercenaries, Rebels, and the War for British North America, by Brady J. Crytzer (Westholme, 2015), Kindle Loc. 5195-5220:

Finally on May 10, 1781, exactly forty-eight hours after the original surrender, Don Bernardo de Gálvez and General John Campbell met to negotiate the official capitulation of Pensacola. Flags flew on both sides and drummers added an air of ceremony to the proceedings, but for the British Empire there was little dignity to be found. From that day the rebellion that began in a tiny corner of New England had proven much more costly than ever anticipated and in a matter of weeks the Bourbon flag of Spain flew proudly over Florida once again.

THE CAPTURE OF PENSACOLA AND SUBSEQUENTLY ALL OF WEST Florida brought to a close one of the most controversial and misunderstood conflicts within the larger revolutionary era. Don Bernardo de Gálvez has been long admired by social organizations that commemorate the American rebellion; the Sons and Daughters of the American Revolution have granted official status to Hispanic descendants of those who battled along the Gulf Coast. But from the historical vantage point there has been a struggle to place Spain’s role in the greater conflict and measure accurately how important it was. Some historians claim that Gálvez’s invasion of West Florida was entirely separate from the larger American rebellion, going so far as to call it the “Anglo-Spanish War.” Still others believe it was so vital that they refer to it as “George Washington’s Second Front.” As is typically the case in history, the truth is somewhere in-between, but important parallels can be readily drawn that warrant further investigation.

The actions of Don Gálvez along the Gulf Coast were not the sum total of Spain’s contribution to the rebel war effort, but merely an active part of it. Spain lent the equivalent of tens of millions of dollars to the would-be American nation, and like France that generosity was largely fueled by a desire for revenge from the Seven Years’ War a generation earlier. But regardless of the motivations behind the governor of Louisiana’s actions, the results are undeniable. The entrance of both France and Spain into the war drastically changed the way that administrators in London viewed the conflict; rather than it being a separatist rebellion it became a global struggle for imperial supremacy. By the end of the conflict King George’s focus was directed so much toward his old European enemies that the ongoing struggle in the colonies was considered by many to be less important and by some as a distracting afterthought. Following the surrender of Pensacola, Don Gálvez also maintained that the greater American struggle must continue, and he offered one hundred thousand pesos to his French allies so that they could head up to Virginia and aid in the siege at Yorktown.

The ultimate reconquest of West Florida would not be complete for the Spanish until the signing of the Peace of Paris in 1783, but Gálvez’s victory made immediate waves. Charles III made the young commander “Count of Gálvez” and subsequently promoted him to governor of Louisiana and the freshly acquired West Florida. It was a time of great glory for Spain, but ultimately it was only a spark in the darkness for a dying empire. For the people on the ground in Pensacola, however, the defeat was devastating. As part of the agreement, soldiers taken prisoner were not to be held in the legendarily cruel dungeons of Mexico or Central America but paroled back to British control.

Hessian Impressions of Creek Sachems

From Hessians: Mercenaries, Rebels, and the War for British North America, by Brady J. Crytzer (Westholme, 2015), Kindle Loc. 4585-4623:

[Hessian Chaplain] Philipp [Waldeck] had read about the Indian warriors of the southern frontier but he had never seen them in person, and when the proposed meeting took place he was certain to involve himself. He was by no means a thrill seeker, but such a rare and uniquely American experience as a native council was something he could never experience in Germany. He and a few of the officers looked on the delegation from a distance, taking note of their dress and weapons, and he was struck by just how familiar they all looked. From the German viewpoint the American Indian was the proverbial “savage,” and the chaplain used this term throughout his journal to describe the men he observed. He did not use it disrespectfully, in fact he wrote candidly of his admiration for them. These warriors were not the ravenous, cannibalistic caricatures that he had read about as a child in Waldeck, in fact they were quite European. They carried muskets that had clearly been manufactured in England bearing the bold “GR” insignia of King George, for George Rex, and they wore some European garments. Their outward appearance retained a wild quality, but they had more similarities to than differences with some of the more distant American frontiersmen. For chaplain Philipp Waldeck the events of this day would be nothing short of transformative.

The council began soon after the arrival of the Indian elders, or sachems, but General Campbell made it clear that he was not interested in taking part. Instead he ordered his subordinate and direct commander of the 3rd Waldeck Regiment Colonel von Hanxleden to sit in his place. By the time that Philipp finished his sacred duties the proceedings had already begun and he rushed to take part. The meeting itself was held in one of the large open halls of the city, and as the tardy chaplain entered the room a member of the Creek delegate was already speaking. In a moment of embarrassment the native speaker stood silent as though acknowledging Philipp’s lateness, and sensing the tension the chaplain quickly was seated next to his comrades. The scene before him occurred countless times in the annals of America’s colonial past and was an integral part of native power and politics. As the Creek sachem spoke he did so in short bursts so that a translator could relay the message to the other party; Philipp noted that this particular translator was very talented.

The agenda of the day seemed mundane, which was why General Campbell chose to occupy himself elsewhere, but for Philipp the spectacle was enthralling. The unnamed Creek delegate came to Pensacola to demand food from the British commander stationed there, and his justification was legitimate. Unlike the European settlers who were regularly supplied with goods from overseas, the great Indian nations of the South still depended on their own ingenuity to feed their families. While there were small pockets of subsistence agriculture in the colonies, most still relied on hunting. Since the outset of the American rebellion, though, the British had placed a great emphasis on wooing the natives to their side with offers of gifts in exchange for alliance; as the warriors were now operating in accord with the Crown they had very little time to attend to their own needs.

Philipp largely tuned out the proceedings and directed all of his attention to recording the visual details all around him. He wrote that most of the chieftains present were elders of the tribe and they all sat on the floor, he also noted that they each smoked a ceremonial tobacco pipe throughout the negotiations. The speaking was done by one person, and the man did so while waving a large red feather in his hand. All the while the sachem spoke he did not look at the German officer but only the interpreter so as to ensure that his exact meaning was expressed.

While the faces of these men were stern, they were also terribly scarred. To become an elder, a great sacrifice earlier in life was expected. That tally was only collected by proving oneself in battle, and Philipp saw that many of the men present carried tremendous battle scars across their bodies. As he studied their mannerisms and reactions the chaplain soon noticed one of the sachems was different than the others . . . he was white. Although the mysterious stranger dressed as a Creek headman and decorated his body similarly, he was certainly not of Indian blood. After asking around, Philipp discovered to his amazement that the man was a fellow German, formerly named Johann Konrad Brandenstein. Years earlier the forty-nine-year-old Brandenstein migrated from Germany to the New World and married a Creek woman. After his adoption into the community the expatriate proved to be a valuable asset to his communal brethren and there he sat in 1779 not as a German but a full member of the Creek Nation. While they sat in council Philipp was astounded by the fact that even though he was surrounded by his countrymen, Brandenstein never behaved as anything but a member of the Creek delegation.

The chaplain wrote that the sachems and warriors before him were physically strong and well built, and although they had varying interests they were fully behind King George. In reality the proceedings he witnessed were much more nuanced and the result of months of negotiations.

Killing Horses, Freeing Slaves at Yorktown, 1781

From Hessians: Mercenaries, Rebels, and the War for British North America, by Brady J. Crytzer (Westholme, 2015), Kindle Loc. 1999-2026:

While Washington believed that a joint American-French assault on New York was the best option, Rochambeau was less than convinced. Their tenuous strategy sessions changed, however, in August when the French commander received a message from the French Admiral Comte de Grasse. In his letter de Grasse claimed that he was en route to Virginia with twenty-nine warships and over three thousand troops, but with hurricane season at hand and other pressing matters in the Caribbean, he could only remain until October. Time was now of the essence, and Washington and Rochambeau believed that if the Admiral de Grasse could blockade Chesapeake Bay with his fleet, Cornwallis could be trapped at his new operational headquarters of Yorktown. On August 19, 1781, Washington and Rochambeau began their march to Virginia; it would be the first time that the American commander had been home in over six years.

By October 14, the scene that was playing out at Yorktown was the stuff of legend. The Admiral de Grasse had successfully blockaded the Chesapeake Bay, and the city itself was surrounded by almost nineteen thousand American and French soldiers. Like a great wall they fanned around Cornwallis’s forces, trapping them on all sides, and with de Grasse’s fleet in place the British were completely cut off from the outside world. For more than three weeks this had been the setting for General George Washington and the American rebels’ finest hour. It was also a welcome opportunity for the French to deliver a crushing blow courtesy of their world-famous brand of siege warfare.

Inside his headquarters in the besieged city, Cornwallis was growing desperate. His ramparts were being descended on at a rapid rate, and his food supply was running low. Clinton had sent reinforcements southward, but they would be unable to break the French blockade over the Chesapeake. To save vital stores for his men, Cornwallis had taken to extreme measures in a futile attempt to hold out for support. With supplies running low, the general ordered that all of the army’s horses be slaughtered at once and thrown into the York River. [Hessian Captain Johann] Ewald wrote that within days the tide brought the bloated carcasses back to shore, and his Germans were haunted by the somber and chilling sight. In the waning hours of what would be his last battle in North America, the British general took his desperate attempt to hold out a step further. After killing the camp’s livestock to save grain for his men, Cornwallis looked to further eliminate any usage of food that he considered unnecessary. His next demand though would trouble Ewald more than nearly any other experienced yet in America.

On October 15 the general ordered that all slaves, with no discrimination between men, women, or children, be expelled from the camp. In a wave of frenzy these people were thrust from behind British lines and abandoned in the no-man’s-land between Cornwallis and his besiegers. As the enslaved families scattered in the confused melee, Ewald could not sit back and watch. On his own initiative, the captain and his party of Jägers leapt from behind their defensive lines to drive the abandoned people to safety. Ewald recalled the event with great vigor and explained that he led a party of his men into the teeth of the firefight at their own risk. He continued by stating that in hindsight the order was far too dangerous to justify at the time, but he and his Germans could only think of the young families in harm’s way. They were overcome with the desire to usher them to safety.

ON OCTOBER 17, 1781, THE WHITE FLAG OF TRUCE FLEW OVER THE British position at Yorktown and Cornwallis had surrendered.

Today is the second anniversary of the sudden death of my closest brother, just one day short of his 64th birthday. He was a history professor who never got to finish his book on mercenaries (broadly defined) in Colonial America, including Capt. John Smith and Cmdr. John Paul Jones (who later fought for Russia against the Turks). My brother had many stories of mercenaries who proved more rational and humane than the citizen soldiers whose causes they were supporting. John Paul Jones, for instance, was horrified at Russian tactics against Turkish troops and civilians, and the Hessian captain Ewald in the passage above was as deeply disturbed by the barbaric tactics of the Iroquoian allies of the British as he was by Cornwallis's decision to expel slaves from his besieged forces in Yorktown.

British–German Army Rental Contracts, 1776

From Hessians: Mercenaries, Rebels, and the War for British North America, by Brady J. Crytzer (Westholme, 2015), Kindle Loc. 326-348:

By January 1776 the British Empire had drafted agreements with five separate German princes including the regional powerhouse of Hesse-Cassel and its sister state of Hesse-Hanau. Along with these treaties there were also signed agreements with Brunswick-Wolfenbüttel, Anspach-Beyreuth, and the Principality of Waldeck. Later in 1777 the empire would ultimately settle terms with the relatively minor state of Anhalt-Zerbst, bringing their final treaty count to six separate German entities. Although these states would all furnish armies to sail to America and fight George Washington’s Continental Army, like all things in the Holy Roman Empire not all were equal in their contribution. The Landgrave of Hesse-Cassel Frederick II supplied the single largest armed force, 16,992 men, for a total sum of £2,959,800. The Duke of Brunswick provided 5,723 souls for £750,000, and Hesse-Hanau lent 2,422 men for £343,000. Margrave Karl Alexander of Anspach-Bayreuth sent 2,353 men, and signing over the least amount of soldiers were Prince Frederick of Waldeck at 1,225 and Prince Frederick Augustus of Anhalt-Zerbst at 1,160 for £109,120.

The treaties originally signed with the six individual German princes differed from each other in specifics, but all effectively offered the same general terms. The armies were “rented” for a term of six, seven, or eight years and the agreed-upon subsidy would go directly to the landgrave, duke, or margrave who ratified the treaty. The individual soldiers forced to serve in North America would receive none of those funds, but would be paid by the British Empire at roughly the same rate that they would pay their own regular soldiers. While the treaties were agreed upon in principle there were still small line items to be negotiated. One such point of contention was that some of the German princes demanded that London pay the soldiers’ salaries to the princes directly; British administrators balked at this assertion as they were almost certain that the dishonest German rulers would simply pocket the money for themselves. Another issue was the inevitable matter of wartime casualties, in which the British offered to reimburse the states for each man lost. Perhaps the most startling development, though, came from the inclusion of a contracted casualty reimbursement; for every man killed or wounded their prince would be additionally compensated in turn. The German soldier traveled to the New World knowing that he was, quite literally, worth more dead than alive.

By the winter of 1776 the British Empire had contracted nearly eighteen thousand German soldiers to travel to North America and suppress the growing revolt that was stirring in the Atlantic colonies. Of those men over half were provided by Hesse-Cassel, therefore the term “Hessian” would be generically applied to all German auxiliaries employed in the New World. For the unlucky soldier commanded by his feudal lord to travel across the sea and battle the American rebels there was little hope; they were doomed to fight a rebellion for which they stood to gain nothing.

Europe's Rent-an-Army Era after 1763

From Hessians: Mercenaries, Rebels, and the War for British North America, by Brady J. Crytzer (Westholme, 2015), Kindle Loc. 280-295:

The close of the Seven Years’ War saw a great reshuffling of Europe’s imperial hierarchy, and with each great power attempting to reestablish itself within the new geopolitical order. The 1763 Peace of Paris established the northern kingdom of Prussia as the supreme German state in the region and its ruler Frederick the Great proved to be a magnetic and respected enlightened politician. To the south Prussia was challenged for regional superiority only by the long-standing European power broker of Austria.

As Prussia and Austria gained prominence in central Europe in the wake of the postwar reorganization, the smaller polities began to do whatever was necessary to maintain relevance in an ever changing world. For those left out of the Austro-Prussian sphere of influence, there were few ways to remain competitive in the international arena. There were few natural resources to sell on the open market and because of their tiny territorial possessions, few found realistic opportunities to expand their wealth. While they lacked the commodities typically associated with increased revenue through wider economic pursuits, it seemed the only true domestic product that many of the smaller states of the Holy Roman Empire had to offer were the people themselves. With a large population held in subjugation due to an adherence to a dying feudal system, many regional German rulers began exploring new ways to turn their otherwise shrinking revenue streams into hefty channels of profit. Their means of doing so became known as Soldatenhandel, or the soldier trade. Typically speaking, the small states of the German empire, like Hesse-Cassel, bolstered their army’s numbers through either conscription or hiring mercenaries themselves, but few ever considered actually renting their armies to outside powers. When it was discovered that there was a market for such an unusual practice as Soldatenhandel, the kings and lords of the German countryside began to dramatically increase their draft totals. By 1776 in the simplest terms the otherwise insignificant German states made themselves relevant to the great powers of Europe by offering their own citizens to the highest bidder.