16 July 2018

The Times of Appeasement, 1930s

From Churchill and Orwell: The Fight for Freedom, by Thomas E. Ricks (Penguin, 2017), Kindle Loc. 842-62:
The Times of London, then co-owned by another member of the Astor clan, John J. Astor, was at the time the daily journal of the British establishment. As Lord Halifax, Chamberlain’s foreign minister, put it, in prewar Britain, “Special weight was held to attach to opinions expressed in its leading articles [that is, editorials], on the assumption that these carried some quality of government stamp, if not approbation.” The newspaper fervently supported appeasement throughout the 1930s, to the point that it was willing to tolerate and even embrace Hitlerian tactics. Following the “Night of the Long Knives,” a series of shocking political murders carried out on Hitler’s orders in mid-1934, the newspaper soothed, “Herr Hitler, whatever one may think of his methods, is genuinely trying to transform revolutionary fervour into moderate and constructive effort and to impose a high standard of public service on National-Socialist officials.”

In 1937, Geoffrey Dawson, editor of the Times, confided to his Geneva correspondent, “I do my utmost, night after night, to keep out of the paper anything that might hurt their susceptibilities.” According to the Times’s own official history of itself, published in 1952, those who opposed appeasement were all too often “intellectuals, utopians, sentimentalists and pacifists satisfied with a programme of resistance without the means of resistance.” The Times’s history, with extraordinary nerve, blames those hotheads for making the disastrous policy of appeasement necessary, arguing that the newspaper, “like the Government, was helpless in the face of an apparently isolationist Commonwealth and a pacifist Britain.” What this explanation fails to note is that the role of a leading newspaper is not just to follow opinion but to try to shape it, especially when a major government policy rests on faulty assumptions. And it certainly is not the role of a newspaper editor to suppress news on the grounds that it might bother people or force government officials to reconsider their policies.

King Edward VIII himself, during his eleven-month reign in 1936, supported appeasement. According to one account, when Hitler sent troops into the Rhineland in March 1936, breaking the terms of the Versailles Treaty, the king called the German ambassador in London to tell him that he had given Prime Minister Baldwin “a piece of my mind.” To wit, “I told the old-so-and-so that I would abdicate if he made war. There was a frightful scene. But you needn’t worry. There won’t be war.” The king actually would abdicate for other reasons later that same year. During the war, his rightist views and contacts would become a persistent worry for Churchill and British intelligence.

Battle of Britain Advantages, 1940

From Churchill and Orwell: The Fight for Freedom, by Thomas E. Ricks (Penguin, 2017), Kindle Loc. 1849-76:
The whole theory of fighter defence was created to avoid what they called “standing patrols.” If you were guarding the country by having aeroplanes up all the time, you ran out of engine hours and you were on the ground when the attack occurred. So the RAF developed a system of reporting incoming raids. First, he used radar to plot the aircraft as they were approaching Britain and then he used the Observer Corps to spot them when they’d crossed the coast. All the information was fed to a filter room and then to an operations room where you got a picture of the developing raids plotted on a table. That picture would be three or four minutes old but it was sufficiently up to date to get the fighters off when they were really needed.
Thus the characteristic image of the Battle of Britain that we have today is of young tousle-haired pilots lounging near their aircraft, not flying but ready to go aloft at a moment’s notice. In historical retrospect, the British air defense system was the equivalent of a human-powered computer, a remarkable real-time information-processing system that worked so well in conserving British aerial resources—aircraft, pilots, and staff attention—that it was one reason the Royal Air Force actually grew more powerful with the passage of time in 1940. A second reason was that British aircraft factories finally swung into high gear.

The third reason that the British prevailed in the Battle of Britain was German incompetence in waging an aerial offensive. Contrary to the Teutonic reputation for martial skill, the Luftwaffe’s approach was “astonishingly amateur,” concluded Bungay, amounting to “little more than flying over England, dropping some bombs on various things to annoy people, and shooting down any fighters which came up as a result.” It is no accident, Bungay adds, that the military service operating so incoherently was the only one of the German armed forces led by a Nazi politician, Goering, who before going into politics had been a pilot during World War I. Hitler supposedly liked to say that he had a conservative army, a reactionary navy, and a Nazi air force. That politicized air arm flew into English airspace unprepared for what it would encounter. Hans-Ekkehard Bob, who flew a Messerschmitt 109 fighter, recalled being surprised on a fogbound day: “I experienced a Spitfire formation all of a sudden coming up from behind, having a clear line of fire and I wondered how this was even possible. Having no visibility whatsoever, from above nor from below, how was it possible that an enemy formation was able to get into a firing position from behind?” The answer, of course, was the well-tuned British radar and early warning system.

The Germans in their days of pride also consistently overestimated the damage they were doing, believing in mid-August 1940 that the British had only 300 working fighters available. In fact, they had 1,438—which was twice as many as they had on hand just six weeks earlier. The kill ratio always favored the British, who lost a total of 1,547 aircraft while destroying 1,887 German ones. On top of that, because most of the aerial combat took place over England, British pilots could fly many missions in one day, with their aircraft reloaded with ammunition in under four minutes. And when they were shot down, they often could parachute to friendly soil and fly again, while parachuting Germans who survived became prisoners of war, and those who ditched in the frigid waters of the channel often were lost either to drowning or hypothermia. (For the same reasons, the RAF lost more bomber crew members during this period than it did fighter pilots—801 from Bomber Command versus 544 for Fighter Command.)

15 July 2018

The Middle-class RAF, 1940

From Churchill and Orwell: The Fight for Freedom, by Thomas E. Ricks (Penguin, 2017), Kindle Loc. 2053-64:
Moreover, it was not the gentlemanly army, nor the powerful navy, but the Royal Air Force that played the most significant role in 1940. The air force was a distinctly middle-class organization, carrying with it a whiff of gasoline and engine lubricants.

Both Orwell and Churchill noticed and commented on the middle-class nature of the RAF. Orwell observed that it was “hardly at all . . . within the ruling-class orbit.”

Indeed, one historian has noted that there were jibes at the time that its members were “motor mechanics in uniforms,” not unlike the nameless men who chauffeured the rich. Evelyn Waugh, always alert to class differences, has a character in one of his novels set during World War II bemoan the fact that a senior Royal Air Force officer has been allowed to join an elite dining club. This gaffe occurred, the character explains, because it came during the Battle of Britain, “when the Air Force was for a moment almost respectable. . . . My dear fellow, it’s a nightmare for everyone.” Aspects of the class system did manage to persist in the RAF. Members of some “auxiliary” units formed by the wealthy and titled of London amused themselves, recalled one pilot, Hugh Dundas, by referring to the regular RAF as “the coloured troops.” Class differences also reached into the cockpit—RAF officers generally enjoyed the helpful privilege of flying the same aircraft every day, while sergeant pilots were assigned whatever machine was available.

Waking the Bureaucracy, 1940

From Churchill and Orwell: The Fight for Freedom, by Thomas E. Ricks (Penguin, 2017), Kindle Loc. 1668-82:
Even as he was rallying the nation and trying to bolster the French, Churchill also was working full time on another major task: waking the soporific British bureaucracy. His work in this area, while if anything underappreciated, arguably helped the war effort as much as his oratory did. One of the biggest problems facing the British internally when he took office was the lethargy of the government during the first nine months of the war. “Chamberlain [had] presided efficiently over the Cabinet,” recalled Sir Ian Jacob. “Business was managed in an orderly fashion; but nothing much happened.” One surprising sign of this official indolence is that Britain should have been revving up its industries as it mobilized for a large war, yet unemployment increased from 1.2 million in September 1939 to 1.5 million in February 1940.

Churchill, upon becoming prime minister, reacted to the “sedate, sincere, but routine” attitude of the Chamberlain government by firing a daily barrage of personal memos that shook both military leaders and senior civilians. The memos often were tagged with a bright red label demanding “Action This Day,” a device Churchill first used at the height of the Dunkirk crisis, on May 29, 1940. His notes, wrote one aide, were “like the beam of a searchlight ceaselessly swinging round and penetrating into the remote recesses of the administration—so that everyone, however humble his rank or his function, felt that one day the beam might rest on him and light up what he was doing. In Whitehall the effect of this influence was immediate and dramatic. . . . A new sense of purpose and urgency was created as it came to be realized that a firm hand, guided by a strong will, was on the wheel.” As another wartime aide remembered it, “All round Whitehall people sat up and took notice.” They began working on nights and weekends—just as Churchill did.

14 July 2018

Fake News in Spain, 1937

From Churchill and Orwell: The Fight for Freedom, by Thomas E. Ricks (Penguin, 2017), Kindle Loc. 1153-70, 1262-68:
On the afternoon of May 7, some six thousand additional government troops arrived, and the fighting ended. Again, Orwell was impressed by how well these rear-area units were equipped, compared with his front-line unit. To his disgust, the government blamed all the fighting on POUM, because it was the weakest of the leftist factions.

Watching all this, Orwell arrived at some conclusions that clashed with leftist conventions of the era. At a time when leftist solidarity was considered mandatory, the right thing to do, Orwell began to harbor suspicions. Observing the fighting in Barcelona between different antifascist factions, he noted, “You had all the while a hateful feeling that someone hitherto your friend might be denouncing you to the secret police.”

In effect, the events in Barcelona forced him to examine the left as he once earlier had scrutinized imperialism and capitalism. He concluded, “The Communist Party, with Soviet Russia, had thrown its weight against the revolution.” It was determined to systematically wipe out the anticommunist parts of the left—first POUM, then the anarchists, and then socialists.

But to say this in public was a form of modern heresy. Orwell realized, with shock, that the left-wing newspapers did not report the situation accurately, and did not want to. Rather, they willingly accepted lies. “One of the dreariest effects of this war has been to teach me that the Left-wing press is every bit as spurious and dishonest as that of the Right,” he wrote. This set him on his life’s work, to push continually to establish the facts, no matter how difficult or unpopular that might be.

On May 10, 1937, he left Barcelona to return to the front, where the POUM was still deployed, despite being suppressed back in Barcelona by the government whose territory it was defending. On May 11, the POUM was denounced in the Daily Worker as “Franco’s Fifth Column.” Posters appeared on Barcelona walls with the headline TEAR THE MASK, showing a face marked POUM, and a fascist face underneath it. It was classic “big lie” propaganda.

The POUM soldiers at the front there had not been told that they were being denounced in Barcelona, and the newspapers from the city remained quiet about the purge.


From Spain on, his mission was to write the facts as he saw them, no matter where that took him, and to be skeptical of everything he read, especially when it came from or comforted those wielding power. This became his faith. “In Spain, for the first time, I saw newspaper reports which did not bear any relation to the facts,” he wrote a few years later. He continued:
I saw great battles reported where there had been no fighting, and complete silence where hundreds of men had been killed. I saw troops who had fought bravely denounced as cowards and traitors, and others who had never seen a shot fired hailed as the heroes of imaginary victories; and I saw newspapers in London retailing those lies and eager intellectuals building superstructures over events that had never happened. I saw, in fact, history being written not in terms of what happened but of what ought to have happened according to various “party lines.”

1930s ruling class "wicked or merely stupid"?

From Churchill and Orwell: The Fight for Freedom, by Thomas E. Ricks (Penguin, 2017), Kindle Loc. 792-801:
In his wartime memoirs, Churchill would refer to the 1930s as his time “in the political wilderness.” Some modern academics have disputed the extent of his political exile, but the facts, and contemporary observations, are on Churchill’s side.

Churchill’s road back to power was long and hard. He remained a wanderer for much of the decade, out of step with his times, which were epitomized by the resolution of the Oxford Union, a university debating society, in February 1933 that it would “in no circumstances fight for its King and Country.” The nation’s leaders, often in sympathy with the tone of the Oxford discussion, embarked upon a policy of appeasing Germany, making concessions from a position of weakness.

The nature of appeasement—what it was, how to implement it, when to stop it—became the key issue of British politics for most of the 1930s.

It is important here to remember that a narrow but strong strain of sympathy for fascism, and even for Hitler, ran through part of the English aristocracy. Most prominent of those seen as friendly to Germany was Lord Londonderry, a relative of Churchill’s who served in the Cabinet in the early 1930s and then briefly was leader of the House of Lords. Orwell once commented that “whether the British ruling class are wicked or merely stupid is one of the most difficult questions of our time, and at certain moments a very important question.”

05 July 2018

Cold War: Ransoming Emigrants

From The Great Departure: Mass Migration from Eastern Europe and the Making of the Free World, by Tara Zahra (Norton, 2016), Kindle Loc. 3613-27, 3658-74:
The profile of migrants transformed in the 1970s, as dissident intellectuals and celebrity defectors began to take center stage. There had always been a place in the West for intellectual and cultural luminaries from Eastern Europe. The “ideal” East European emigrant throughout the early Cold War had not, however, been a scientist, doctor, or novelist. He or she was a farmer, a miner, a domestic servant, or a factory worker—someone willing to work hard for low wages and fuel booming postwar economies in the West. That image subtly shifted in the late 1960s and the 1970s. In part, the sociological profile of actual emigrants changed, as the refugees who fled Czechoslovakia and Poland in 1968, in particular, tended to have a higher education. Western economies were also transforming. The 1970s brought oil shocks, growing restrictions on immigration in Western Europe, and the rise of technology and service-based industries. The “ideal” refugee from Eastern Europe—the least threatening immigrant—was now an engineer, intellectual, or tennis star, not a factory worker who would compete for ever scarcer manufacturing jobs.

Then, in the 1970s and 1980s, several Eastern bloc governments introduced reforms that attempted to “normalize” relations with the West and with emigrants abroad. These initiatives did not reflect a change of heart regarding emigration in Eastern Europe. Rather, they represented efforts by desperate governments to raise foreign currency. Socialist regimes were searching for new ways to placate dissatisfied citizens in the 1970s and 1980s. Consumer goods—everything from televisions and washing machines to blue jeans and automobiles—were powerful currency in this quest for legitimacy. East European governments largely financed the shift to a consumer economy with loans from the West. Repaying these loans was possible only with a continuous influx of foreign currency, which flowed into the country along with tourists and visitors from the West, or in the form of remittances from migrants working abroad.


Whereas socialist governments had once bitterly denounced the “human traffickers” who lured their citizens to the West, they now willingly brokered a trade in migrants for their own purposes.

Romania also ransomed Jews and Germans for profit. The exchange of Romanian Jews for money and agricultural products had begun covertly after the Second World War. A Jewish businessman in London named Henry Jacober served as the middleman between private individuals in the West and the Romanian secret service. Jacober traded briefcases full of cash, typically $4,000 to $6,000 per emigrant (depending on the individual’s age and educational status), for exit permits to the West. When Israeli intelligence officials got wind of the deals, they decided to get in on the scheme, with the approval of Prime Minister David Ben-Gurion. At Khrushchev’s insistence, the Romanians began to demand agricultural products instead of cash. Soon Romanian Jews were traded for everything from cattle and pigs to chicken farms and cornflake factories. The ransom of Jews continued under the rule of the Romanian dictator Nicolae Ceausescu after 1969. The price of exit could go up to $50,000, depending on the migrant’s age, education, profession, family status, and political importance. Israel refused to pay for young children and retirees.

Selling Jews was so profitable that the ransom scheme expanded to include ethnic Germans, who were sold to West Germany for suitcases stuffed with U.S. dollars. Germans, like Jews, were priced on the basis of their educational attainment and ransomed for rates ranging from $650 for an unskilled worker to $3,298 for an emigrant with a master’s degree or equivalent. Romania also received interest-free loans from West Germany in exchange for releasing Germans. In the mid-1970s, Ceausescu famously boasted, “Jews, Germans, and oil are our best export commodities.” Around 235,000 Jews and 200,000 Germans escaped Romania through these deals. During Ceausescu’s regime alone, an estimated 40,577 Jews were ransomed to Israel for $112,498,800; West Germany made payments of at least $54 million in exchange for exit permits for German emigrants.

African & Japanese Mercenaries in Asia, 4

The following is part 3 of a condensed version (with footnotes omitted) of "African and Japanese Mercenaries in Southern China and Southeast Asia, c. 1550-1650" by Richard Bradshaw, in Kokujin Kenkyu 76 (April 2007), published by the Japan Black Studies Association.
Chinese and Sino-Japanese merchant-pirates also recruited Japanese and African mercenaries. In the early Zheng Zhilong (or Nicholas Iquan), father of the famous Coxinga, recruited about 500 African soldiers from Macao to form his “Black Guard”. Zheng Zhilong and his raider-traders were a multicultural military force that included numerous Japanese, but he trusted his African troops more than any of his other soldiers and used them as his bodyguards.

After the Manchus took Beijing in 1644, Zheng Zhilong and his son Coxinga became staunch supporters of the Ming loyalist resistance in southern China. Zheng Zhilong was eventually convinced to join the Manchus and took 300 of his African mercenaries with him. These African soldiers were soon incorporated into the Manchu army and fought as a separate unit against Ming loyalists who Zheng Zhilong’s son Coxinga continued to support. Coxinga’s mother was Japanese, his bodyguards were African and Indian, and his chief envoy was an Italian missionary. Among his ‘Chinese’ loyalist troops were German and Dutch defectors as well as Japanese and Sino-Japanese soldiers.

In 1661 Coxinga attacked the Dutch fort at Zeelandia in Taiwan. Dutch commander Frederick Coyett complained about Coxinga’s elite musketeer ‘black-boys,’ some of whom he suspected of being recruited from among former slaves of the Dutch. Once again, these African mercenaries fought alongside Coxinga’s multicultural force of Japanese as well as Indian and Malay soldiers. The Dutch were defeated and forced to leave Taiwan and to this day Coxinga is considered a national hero by both mainland and Taiwanese Chinese because he is regarded as the first to defeat European imperialists. He did so with the help of Japanese, African and European mercenaries.

Evidence of encounters between Japanese and Africans in many other locations in Asia during the early modern period can undoubtedly be uncovered. In c. 1600, the Captain of Malacca had a Japanese bodyguard, for example.

The study of encounters between Japanese and Africans on land and at sea between Africa and Japan can add to our knowledge of African and Japanese diasporas as well as to the history of Japanese-African relations. This brief account of a few encounters between Japanese and African mercenaries in southern China and Southeast Asia during the early modern period will hopefully stimulate more research on this topic.

04 July 2018

African & Japanese Mercenaries in Asia, 3

The following is part 3 of a condensed version (with footnotes omitted) of "African and Japanese Mercenaries in Southern China and Southeast Asia, c. 1550-1650" by Richard Bradshaw, in Kokujin Kenkyu 76 (April 2007), published by the Japan Black Studies Association.
The Dutch also employed both African and Japanese mercenaries who often fought together. In 1608, Japanese mercenaries helped the Dutch East India Company fight the Portuguese in the Spice Islands. In 1613 the Netherlands East India Company ships leaving Hirado transported Japanese adventurers to Java. Hendrik Broewer, chief of the Hirado factory, recorded that 68 Japanese left Hirado in February 1613 but that there was not enough room on the ship for the 300 Japanese requested by Dutch Governor General Both. Of the 68 Japanese sent, 9 were carpenters, 3 smiths, and 2 or 3 plasterers, but 51 were sailors and soldiers. In 1615, the Dutch signed a contract to obtain 59 Japanese, of whom 7 were carpenters and 2 were grooms, but 50 were sailors and soldiers.

After laying the foundation for the city of Batavia in 1619, Governor General Coen repeatedly asked the chief of the factory at Hirado to send as many Japanese as possible. By January 1620, 71 Japanese soldiers had arrived and Gov.-Gen. Coen took took 87 Japanese soldiers with him when he attacked the Bandanese in 1621. By this time the total number of Japanese residents at Batavia – including women, children and slaves - was certainly over 100, but many Japanese mercenaries were soon sent to Amboina and other places so that by 1622 the number of Japanese mercenaries in Batavia decreased to 30 while their numbers elsewhere in the Dutch East Indies were growing. Additional Japanese and African residents of Batavia arrived when the Dutch captured Portuguese ships. In 1637, 13 Japanese prisoners from a Portuguese junk captured off the island of Bintan arrived at Batavia, for example, where they obviously encountered Africans.

One Japanese mercenary, Anthony Japon, appears in records as a mardijker or soldier. In 1652 he was a sergeant of the black citizens (swarte borgerije). He is listed as an ensign by 1653 and as a lieutenant by 1655, but he was also a slave trader and a money-lending. Another resident, Michiel Itchiemon of Osaka, was Captain of the Japanese residents in 1626 and his son, Domingo Itchiemon, was a mardjiker soldier.

In 1622 Japanese and African mercenaries fought together and against each other when the Dutch attacked Macao. In 1621 the Dutch learned that the Ming rulers of China had asked the Portuguese of Macao to provide them with 100 mercenaries and cannon to fight the Manchus. The Dutch concluded that this left Macao vulnerable and so eight ships with multicultural crews, including Africans, were sent to attack Macao. Along their way the Dutch encountered a Siamese warship with twenty Japanese sailor-soldiers who had fled Portuguese service and now offered their services as mercenaries to the Dutch.

When the Dutch fleet reached Macao on 22 June 1622 with about 600 Europeans and 200 sailor-soldiers from Japan, Africa and elsewhere, they found themselves confronted with eight Europeans who commanded numerous African and Chinese soldiers. Some accounts state that the African defenders were slaves armed by their masters, but others suggest that Guinean mercenaries helped to defend the Portuguese port. In any case, African soldiers, whether slaves fighting for their freedom or Guinean mercenaries (or both), were crucial to the successful defense of Macao in 1622 against the Dutch and their Japanese and other mercenaries.

In 1623 the Dutch beheaded 10 Englishmen, 10 Japanese mercenaries and a Portuguese overseer of slaves at the English East India enclave on Amboina. The justification for this famous “massacre of Amboina” was that a Japanese mercenary arrested by the Dutch on suspicion of spying in February 1623 confessed under torture to a plot by English factors, aided by Japanese mercenaries, to attack the Dutch and seize Fort Victoria. There were “about thirty” Japanese mercenaries “regularly employed by the [Amboina] castle authorities” at this time. Some of the slaves overseen by the unfortunate Portuguese overseer who was beheaded were probably Africans, which puts Japanese and Africans together on Amboina at this time.

03 July 2018

African & Japanese Mercenaries in Asia, 2

The following is part 2 of a condensed version (with footnotes omitted) of "African and Japanese Mercenaries in Southern China and Southeast Asia, c. 1550-1650" by Richard Bradshaw, in Kokujin Kenkyu 76 (April 2007), published by the Japan Black Studies Association.
Many Spaniards and Portuguese in Asia came to regard the Japanese – particularly members of the samurai class - as a “warlike race” from which soldiers could be recruited for new conquests. Spain’s occupation of Portugal and the uniting of the two kingdoms in 1582 “unleashed the imperialist and messianic imagination of the king’s subjects, among them some of the Portuguese clergy.” In 1584 a Portuguese Jesuit in Macao assured King Philip II of Spain that the Japanese were a warlike race and thus that only three thousand Japanese Christian soldiers would be enough to conquer. In 1586 officials in Manila signed a petition encouraging the invasion of China and suggested that 6,000 Japanese and an equal number of Filipinos should be recruited to join the invasion force. The proposed “Spanish” force of 12,000 soldiers would have included many black slaves and freemen as well since they often fought for the Spanish. By the time the petition reached Madrid in January 1588, however, Spain’s attention and resources were focused on sending the Great Armada against England and so the plan to conquer China with Japanese, Filipino and African mercenaries did not receive support.

Manila’s need for military and other labor led to a rapid increase in the numbers of Japanese and African resident in Manila. During the sixteenth century, Spaniards in Manila imported large numbers of African slaves from Arab and Chinese traders. “The country is flooded with black slaves,” one observer noted at the end of the sixteenth century. In 1603, three hundred Japanese, fifteen hundred Tagalogs, and an unknown number of African slaves or freemen joined Manila’s Spaniards in attacking Chinese residents of the city. There were massacres of Chinese in Manila by Spaniards and their Asian and African soldiers in 1639, and 1662 as well. By this time many of the Africans in Manila had become freemen. In 1638 “the number of free blacks serving in Manila as soldiers, laborers and sailors was estimated at around five hundred.” “The diversity of the peoples who are seen in Manila and its environs,” reported a friar in 1662, “is the greatest in the world, for these include men from all kingdoms and nations – Spain, France, England, Italy, Flanders, Germany, Denmark, Sweden, Poland, Muscovy; people from all the Indies, both east and west; and Turks, Greeks, Persians, Tatars, Chinese, Japanese, Africans and other Asians.”

African & Japanese Mercenaries in Asia, 1

The following is part 1 of a condensed version (with footnotes omitted) of "African and Japanese Mercenaries in Southern China and Southeast Asia, c. 1550-1650" by Richard Bradshaw, in Kokujin Kenkyu 76 (April 2007), published by the Japan Black Studies Association.
Krieg, Handel und Piraterie, (War, trade and piracy)
Dreieinig sind sie, nicht zu trennen. (Are an inseparable trinity.)
Goethe, Faust, II, 5:3

Studies of early encounters between Africans and Japanese have focused on the presence of Africans in Japan during the late sixteenth and early seventeenth centuries. The fact that Africans came to Japan on Portuguese and Dutch ships, resided in Japanese ports, accompanied Europeans on visits to Japanese rulers, and served Japanese masters has been well-documented by scholars. Very little attention has been paid to early Afro-Japanese contacts in the lands and on the seas between Africa and Asia during either the millennium before the first appearance of Africans with Europeans in Asia or during the era of European maritime empires in the early modern period.

Such encounters undoubtedly took place from time to time during the millennium before Africans first visited Japan. African merchants and slaves are known to have visited China during the era of the Roman Empire and during the Tang dynasty African slaves were imported into China, whose capital at Chang’an was a huge metropolis which received visitors from Japan as well as Southwest Asia. Arab, Persian and other visitors from Southwest Asia brought Africans to China with them in subsequent centuries as well. Traders from the Ryūkyū Islands (including Okinawa) sent ships to ports in the straits of Malacca, where they undoubtedly encountered African merchants and slaves before the Portuguese conquered Malacca in the early 16th century. However, few if any details about Japanese-African encounters during the millennium before the sixteenth century may ever come to light due to a lack of specific evidence.

Beginning in the sixteenth and seventeenth centuries, however, both European and Asian sources provide considerable evidence of Japanese and Africans encounters in numerous southern Chinese and Southeast Asian ports where a floating population of freebooters from all over the world found frequent employment as servants, sailors and soldiers for hire. Military labor markets tend to thrive in areas where trade is expanding, particularly in regions where political fragmentation or consolidation is taking place. One reason that so many African and Japanese soldiers were available for hire during this period was the fragmentation of political power in Japan as well as West Africa in the sixteenth century. In Japan, civil wars left many soldiers without patrons and so many refugees and exiles had little choice but to sell their labor to new patrons. Many rōnin and refugees thus left Japan and served as soldiers, sailors, or pirates in other parts of Asia during the sixteenth and seventeenth centuries. In Africa, the decline and fragmentation of the empires of Mali and its successor states left many Mande soldiers without patrons. Some sold their military labor to Portuguese paymasters who employed them in Asia as well as Africa.

In the early 1600s alone an estimated 100,000 Japanese left Japan to engage in trade and about 5,000 Japanese emigrated to places such as Faifo, Turane, Ayudhya, Phnom Penh, and Luzon. Many of these appear to have served as sailors and soldiers for hire or mercenaries. Masterless samurai (rōnin) (or soldiers who had fought for foreigners in Southeast Asia) often served as the leaders of overseas Japanese communities and many Japanese mercenaries fought with, or against, African soldiers. Thus encounters between Japanese and Africans in the early modern era in Asia, particularly from about 1550 to 1650 CE, were often between African and Japanese sailors and soldiers working for a wide variety of patrons in the lands and on the seas between Japan and Africa.

30 June 2018

FDR and the "Jewish Problem"

From The Great Departure: Mass Migration from Eastern Europe and the Making of the Free World, by Tara Zahra (Norton, 2016), Kindle Loc. 2276-2301:
President Roosevelt was on the same page. He envisioned an ambitious transfer of populations that would solve both the immediate refugee crisis and the East European “Jewish problem” over the long term. “It must be frankly recognized that the larger Eastern European problem is basically a Jewish problem,” he maintained in January 1939.
The organized emigration from Eastern Europe over a period of years of young persons at the age which they enter actively into economic competition, and at which they may be expected to marry, is not beyond the bounds of possibility. The resultant decrease in economic pressure; the actual removal over a period years of a very substantial number of persons; the decrease in the birthrate and the natural operation of the death rate among the remaining older portion of the population should reduce the problem to negligible proportions.
Roosevelt appointed the geographer Isaiah Bowman, then president of Johns Hopkins University, to lead the search for an appropriate refuge. Bowman had previously served on the U.S. delegation to the Paris Peace Conference in 1919, and was head of the American Geographical Society from 1915 to 1935. In the years 1938–42, Bowman directed a project at Hopkins to research possibilities for refugee resettlement around the globe. The goal of the project, in Roosevelt’s words, was to locate “uninhabited or sparsely inhabited good agricultural lands to which Jewish colonies might be sent.”

Bowman and his team surveyed settlement sites on five continents, and his reports circulated widely in government and humanitarian circles. Not coincidentally, however, he did not seriously consider the United States as a potential destination (aside from a cursory examination of Alaska). Bowman firmly believed in eugenics and in natural racial hierarchies. He actually introduced a new Jewish quota at Johns Hopkins in 1942 and also banned African American undergraduates from the university. He was personally convinced that the United States had reached its “absorptive capacity” with respect to Jewish immigrants—even as he lamented declining birthrates among white, middle-class Americans.

At the international level, then, the most critical years of the Jewish refugee crisis before World War II were spent searching the globe for a new refuge, dumping ground, or homeland for European Jews. The Madagascar plan remains the most infamous resettlement scheme, since the Nazis themselves favored it. But the IGCR [Intergovernmental Committee on Refugees], in cooperation with British, American, and Jewish agencies such as the JDC and the World Jewish Congress, considered a range of territories for potential Jewish resettlement. British Guiana, Angola, the Dominican Republic, Northern Rhodesia, Alaska, and the Philippines were among the most widely discussed possibilities. At huge expense, and in a nakedly colonial tradition, intergovernmental and humanitarian organizations dispatched teams of experts in agricultural science and tropical medicine on fact-finding missions to these far-flung destinations. They wined and dined dictators; surveyed the climate, soil, and “natives” in supposedly “underpopulated” lands; and speculated about whether urban Jews could be transformed into farmers who would “civilize” colonial outposts.

29 June 2018

Arbeit Macht Frei in Postwar Europe

From The Great Departure: Mass Migration from Eastern Europe and the Making of the Free World, by Tara Zahra (Norton, 2016), Kindle Loc. 2719-32:
Economic logic generally set the limits of humanitarian solidarity in postwar Europe. The employment contracts offered to refugees were often highly restrictive, designed to keep them in low-paid or undesirable jobs for as long as possible. Belgium’s “Operation Black Diamond” imported 32,000 DPs as miners, but required them to work a full two years in the mines before they were allowed to seek employment elsewhere. As of 1949, 8,000 had returned to refugee camps in Germany, unable to tolerate the harsh conditions. Other employment programs were similarly restrictive. Britain’s “Westward Ho!” program enabled 82,000 migrants from Eastern Europe to emigrate to the UK, but confined refugees to employment in mining, textiles, agriculture, or domestic service, rather than allowing them to move freely between jobs or professions.

The French government, with its ongoing anxieties regarding population growth, was initially among the most eager to recruit DP labor. The French military commander Pierre Koenig immediately recognized that East European DPs “represent a human and labor resource that we will have a high interest in using to the advantage of our country,” and he urged French authorities to recruit the best workers. In 1948, the French government even set up its own vocational training courses for refugees in the French zone of occupied Germany. Conditions for foreign workers in postwar France were notoriously poor, however, and that hampered recruitment efforts. Ultimately, the IRO resettled only 38,107 East European refugees in France between July 1, 1947, and December 1950. The bulk of refugees were headed to the New World. In the same period, the United States received 238,006 refugees, Israel 120,766, Australia 170,543, and Canada 94,115.

23 June 2018

When Poles Pined for Colonies, 1930s

From The Great Departure: Mass Migration from Eastern Europe and the Making of the Free World, by Tara Zahra (Norton, 2016), Kindle Loc. 1766-90:
By 1930, the Polish Bandera had become the Maritime and Colonial League, a pressure group that raised funds for the navy and lobbied the government to pursue colonial interests. The league boasted 1,200 branches and 250,000 members as of 1934, and directly linked colonial demands to emigration, as well as to Poland’s perceived crisis of overpopulation. Colonial advocates argued that emigration had been the primary “solution” to Poland’s overpopulation crisis before World War I. But with the closing of international borders in the 1920s and 1930s, “another solution has arisen again . . . attaining our own colonial territories.”

In the wake of Mussolini’s 1935 invasion of Ethiopia, Polish colonial advocates felt increasingly entitled to a place in the sun. “We Poles, like the Italians, are facing a great problem of accommodating and employing a large population increase,” insisted the Maritime and Colonial League. “We Poles, like the Italians, have the right to demand that export markets as well as areas for settlement be opened to us, so that we may obtain raw materials necessary to the national economy under conditions similar to those enjoyed by the colonial states.” In September 1936, Foreign Minister Józef Beck even formally appealed to the League of Nations for colonies—preferably those taken from Germany after World War I (he was unsuccessful). Popular pressure for Polish colonies culminated in the Maritime and Colonial League’s “Colonial Days” festivities in April 1938, a series of nationwide parades and celebrations attended by around ten million Poles.

Poland continued to lobby the League of Nations for colonies right up until the outbreak of World War II. A memo submitted in 1939 proposed that the League’s colonial mandate system, which governed former Ottoman territories, be extended to Africa. The new African mandates would then be parceled out to European states according to “their capacity for colonization and their real economic and demographic needs.” Of course, the Polish delegation insisted that Poland be placed at the top of the list. Poles had already “provided the proof” of their skill as colonizers, “by transforming the virgin forests and uncultivated plains of Brazil, Argentina, Canada, and Siberia into arable land,” the memo asserted. “In particular the tenacity of labor, love of the land and pioneering spirit of the Polish peasant has rendered him invaluable.” In response to British and French objections that redistributing African colonies would harm the “interests of indigenous populations,” the Polish delegation invoked the brotherhood of white men. “There exist rural populations in Europe whose economic standard of living are particularly painful, and whose interests are worth at least as much as those of the black population in Africa. By closing off access to colonial territories to overpopulated nations, the great powers betray the interests of the white race. This treason endangers the solidarity and entente among peoples.” Not surprisingly, nations situated on Europe’s imagined margins seemed to have the most invested in maintaining the privileges of white Europeans—and in asserting their membership in the club.

19 June 2018

Booker T. Washington in Austria-Hungary

From The Great Departure: Mass Migration from Eastern Europe and the Making of the Free World, by Tara Zahra (Norton, 2016), Kindle Loc. 892-922:
In 1910, Booker T. Washington and the University of Chicago sociologist Robert Park set out for Europe. Their goal was to determine what was propelling millions of Europeans to American shores. “I was curious . . . to learn why it was that so many of these European people were leaving the countries in which they were born and reared, in order to seek their fortunes in a new country and among strangers in a distant part of the world,” Washington explained. Eschewing “palaces, museums, art galleries, ancient ruins, monuments, churches, and graveyards,” he embarked on an inverted grand tour, determined to immerse himself in the “grime and dirt of everyday life.”

Washington’s self-proclaimed mission was to hunt for “the man farthest down” on the European continent. In this quest to explore “the worst” that Europe had to offer, he found rich terrain in Austria-Hungary. During their two-month scavenger hunt for misery, Washington and Park toured Cracow’s Jewish ghetto, Prague’s YMCA, Bohemian mines, Hungarian farms, Viennese slums, Adriatic ports, Galician border towns, and tiny Carpathian villages.

Booker T. Washington hoped that by locating the man farthest down in Europe, he would not only diagnose the root causes of emigration but also find new salves with which to heal American social and racial inequalities. “I believed . . . that if I went far enough and deep enough I should find even in Europe great numbers of people who, in their homes, in their labour, and in their manner of living, were little, if any, in advance of the Negroes in the Southern States,” he reflected. “I wanted to study first hand . . . the methods which European nations were using to uplift the masses of the people who were at the bottom in the scale of civilization.” As he projected the racial politics of the American South onto the terrain of the Austrian empire (which he identified as part of “Southern Europe”), he found many parallels. By the time he returned home, he had concluded that the situation of the Slavs of Austria-Hungary was “more like that of the Negroes in the Southern States than is true of any other class or race in Europe.” Not only were Slavs, like African Americans, “an agricultural people.” They were also distinct from and discriminated by what Washington called “the dominant classes” of Austria-Hungary. “Although they were not distinguished from the dominant classes, as the Negro was, by the colour of their skin, they were distinguished by the language they spoke, and this difference in language seems to have been, as far as mutual understanding and sympathy are concerned, a greater bar than the fact of colour has been in the case of the white man and the black man in the South.” Indeed, Washington concluded that the peasants, workers, and Jews of Eastern Europe actually lived in more debased conditions than African Americans in the South. “There are few plantations in our Southern States where . . . one would not find the coloured people living in more real comfort and more cleanliness than was the case here,” he observed, after touring a desolate Bohemian farm. “Even in the poorest Negro cabins in the South I have found evidences that the floor was sometimes scrubbed, and usually there was a white counterpane on the bed, or some evidence of an effort to be tidy.”

By the time he returned to America, Washington was so disturbed by the poverty he encountered in Austria-Hungary that he began to sympathize with the American movement to restrict immigration. The arrival of millions of destitute East Europeans threatened to create a new kind of “racial problem” in America, he warned. “Whatever else one may say of the Negro, he is, in everything except his colour, more like the Southern white man, more willing and able to absorb the ideas and the culture of the white man and adapt himself to existing conditions, than is true of any race which is now coming into this country.”

18 June 2018

National vs. Imperial Emigration Priorities

From The Great Departure: Mass Migration from Eastern Europe and the Making of the Free World, by Tara Zahra (Norton, 2016), Kindle Loc. 388-410:
In part, the preoccupation with maintaining population in imperial Austria was linked to the explosive growth of popular nationalist movements at the end of the nineteenth century. In the nationalist battle for supremacy, numbers mattered. Beginning in 1880, when citizens were first asked about their “language of daily use,” the imperial census escalated into a high-stakes campaign for citizens’ allegiances, as the number of Czech-speakers, German-speakers, Polish-speakers, or Ruthene-speakers counted came to be seen as a measure of national strength. Increasingly, numbers determined how state resources were allocated, where schools were built, and in which languages children could be educated.

It follows logically that nationalists would mobilize to prevent the emigration of members of their own national community and encourage the exodus of national rivals. The Hungarian government, which operated somewhat like a nation-state within the Dual Monarchy (sharing only a common foreign policy and military with Austria), did just that. As of 1904, two-thirds of the emigrants leaving the Hungarian half of the monarchy were not native Hungarian-speakers. A secret memorandum from the Hungarian undersecretary of state to the Hungarian prime minister explained, “For the institution of national statehood it is absolutely necessary that the ruling race . . . become the majority of the population. . . . Providence . . . has granted another population factor which has significantly raised the proportion of the Hungarian element at the expense of the nationalities. . . . This important new factor is the mass emigration of the non-Hungarian population.”

In Russia as well, imperial authorities began to encourage Jewish emigration in the 1890s, while restricting the emigration of nationally “desirable” citizens. The Russian government allowed the Jewish Colonization Association (JCA) to set up branches across the empire beginning in 1892, effectively legalizing Jewish emigration, even though emigration remained illegal for non-Jewish Russians. The JCA had established four hundred offices throughout Russia by 1910, providing migrants with information about opportunities to emigrate and assisting with the burdensome paperwork.

In Vienna, by contrast, imperial authorities officially mourned the loss of all the kaiser’s subjects equally. In 1905, out of 111,990 emigrants from Austria to the United States, 50,785 (45 percent) were Polish-speakers, 14,473 (14 percent) spoke Ruthene (a language later known as Ukrainian), and 11,757 (10 percent) were Czech-speakers. In contrast to their proportion in the emigration from imperial Russia, where anti-Semitic persecution was much more severe, Jews were not heavily overrepresented among emigrants from the Dual Monarchy. Out of a total of 275,693 emigrants from Austria-Hungary in 1905, for example, 17,352 emigrants (6 percent) were Jewish, only slightly more than the percentage of Jews in the total population in 1900 (4.7 percent in Austria, 5 percent in Hungary).

11 June 2018

How Many Slavic Languages vs. Dialects?

From Lingo: Around Europe in Sixty Languages, by Gaston Dorren (Atlantic Monthly Press, 2015), Kindle Loc. 2006-26:
Whether they’re from the Baltic port of Kaliningrad or from Vladivostok on the Sea of Japan, there’s little difference in the way Russians speak. In Poland, the same holds true: North Poles and South Poles can chat away effortlessly to each other, as can West and East Poles. Even people speaking different Slavic languages can often communicate without much trouble. Bulgarians can converse with Macedonians, Czechs with Slovaks, and Russians with Belarusians and Ukrainians. And, for all their political differences, there is no great language barrier between Croats, Bosnians, Serbs and Montenegrins. In fact, as the eminent nineteenth-century Slovak scholar Ján Kollár suggested, the Slavic world could, with no great effort on the part of its citizens, adopt just four standard languages: Russian, Polish, Czechoslovak and, lastly, what you might call Yugoslav or South Slavic.

There is one language, however, that wouldn’t so easily be absorbed into Kollár’s scheme: Slovene, also known as Slovenian. Admittedly, this is the language of a very small nation. Its entire territory fits no fewer than twelve times into the area of the UK (which is itself not large) and the population, at just over two million, is just a quarter of that of London. And yet, when Slovenes speak their local dialects, many of their compatriots can make neither head nor tail of what they are saying. So just imagine how these dialects would bewilder the members of some of the other nations that Kollár lumped together as ‘South Slavic’, such as the Bulgarians.

How come? Why does Russian span more than four thousand miles from west to east with next to nothing in the way of dialect diversity, whereas the Slovene language area, measuring just two hundred miles from end to end, is a veritable smorgasbord of regional varieties? Which in turn raises the question: how do dialects come about in the first place?

One school of thought, or rather thoughtlessness, holds that dialects are corrupted forms of the standard language – as, for example, in the view that ‘Scouse is just bad English’. This might be one’s automatic reaction, but it’s in fact the wrong way round: dialects come first, and tend to be at the root of any standard language, which is always an artefact. It would be nearer the truth to claim that standards are ‘corrupted’, ‘unnatural’ or ‘perverted’ dialects. For any other variation of any language, regional or otherwise, develops in a largely unselfconscious way, influenced chiefly by its degree of isolation and contact.

08 June 2018

Population, Industry, and World War I

From Russia's Last Gasp: The Eastern Front 1916–17, by Prit Buttar (Osprey, 2016), Kindle Loc. 169-95:
A combination of industrialisation and major improvements in public health in the second half of the 19th century led to large increases in the population of Europe, rising from about 200 million in 1800 to double that figure by 1900. The experiences of war during the 19th century resulted in most large nations adopting systems of national service followed by a variable period as a reservist; as a result, when the continent plunged over the precipice into war in the summer of 1914, all the Great Powers had the ability to field forces on a scale that dwarfed anything that had gone before.

The same industrialisation that helped increase the population of Europe also provided arms and munitions on a scale to match the huge armies that were sent into battle. Yet despite the enormous stockpiling and production of guns, bombs and shells, all armies found themselves struggling to cope with the huge consumption of resources that followed. Every army that fought in 1915 was forced to moderate its military ambitions to live within the limitations imposed by ammunition shortages, and it was only at the end of the year that all sides could begin to look forward to a time when they might have sufficient matériel to cope with the demands of modern warfare.

In the west, the terrible irony of the ‘mobilisation’ of 1914 was that hundreds of thousands of men were left facing each other in almost static front lines, subjecting each other to bombardments and assaults that left huge numbers dead or maimed without any prospect of ending the war. In many respects, the fighting on the Eastern Front was very different, with the front line moving back and forth as the vast spaces of Eastern Europe allowed armies to exploit weaker areas. However, the very space that allowed for such movement also made a conclusive victory almost unachievable. As early as October 1914, the Germans had correctly calculated that it was impossible for armies to maintain operations more than 72 miles (120km) from their railheads, and both sides rapidly realised that there were few if any strategically vital objectives within such a radius. Consequently, although there were major advances by all sides, it was not possible to advance sufficiently far to force the other side out of the war.

The Great Powers entered the war with a clear idea of how they intended to win. Germany wished to avoid a prolonged two-front war, and opted to concentrate most of its strength against France, intending to send its victorious armies east after defeating its western opponents. Russia believed in the irresistible might of its vast armies, and anticipated a steady advance that would roll over the German and Austro-Hungarian forces, while the armies of the Austro-Hungarian Empire calculated that their best hope was to draw the full weight of the tsar’s armies onto themselves, giving the Germans every opportunity to win the war in the west before the Russians could put enough forces into the field. When these initial plans failed, senior commanders struggled to come up with alternative strategies, trying usually without success to learn from the errors of the opening campaigns. To a very large extent, the one shining victory of the opening phases of the war – the German triumph at Tannenberg in September 1914 – left commanders on all sides attempting in vain to recreate the great encirclement. They repeatedly saw the endless stalemates as anomalies; the reality was that it was Tannenberg that was the anomaly, achieved at a time when there was still open ground between formations, allowing corps and armies to be outflanked – by the time they became aware of German movements, it was too late for the Russians to react. As the war continued, the density of troops prevented any such advantage being achieved.

03 June 2018

Occupation Policy in the Balkans, WWI

From Russia's Last Gasp: The Eastern Front 1916–17, by Prit Buttar (Osprey, 2016), Kindle Loc. 672-92:
As soon as the fighting men had moved on, occupation authorities began their work. Bulgaria intended that the territory it gained from Serbia would become completely Bulgarian in character. Accordingly, all schools in the Bulgarian zone were required to teach exclusively in Bulgarian, and thousands of Serbian males were arrested in an attempt to reduce the risk of resistance. Officially, they were interned, but the reality was rather different, as an Austro-Hungarian officer reported:
It is known that most of the Serbian intelligentsia, i.e. administrators, teachers, clergy and others, withdrew with the remnants of the Serbian Army, but some have gradually begun to return for personal or material reasons. Here, in occupied territory, it is virtually impossible to find either them or those who did not flee; they have ‘gone to Sofia’ as the new Bulgarian saying goes. These men are handed over to Bulgarian patrols as suspects without any due legal process, with orders that they should be ‘taken to Sofia’. The patrols actually return the following day without them. Whether they are taken 20 or 200km [12 or 120 miles] it is all the same. The patrols take up shovels, disappear into the mountains, and soon return without the prisoners. Bulgarian officers do not even try to conceal the executions, but boast about them.
Whilst such killings were shocking, even to the Austro-Hungarian officer who reported them, they were not unusual for the region. After Serbia seized territory from the Turks during the First Balkan War, Serbian irregulars had carried out many such killings, not stopping with the intelligentsia. 32 During the invasions of 1914, the k.u.k. Army had also committed many atrocities, and after the 1915 invasion there was widespread internment in the area under Austro-Hungarian control, though fewer killings than in 1914. Nevertheless, there were summary executions at the hands of the Austro-Hungarian authorities with little or no legal process. Many of those interned became ill or died as a result of poor housing and inadequate food, and those who were not actually ill were frequently used as forced labour. As was the case in the Bulgarian zone of occupation, schools used the language of the occupiers.

Such policies, designed to crush Serbian national consciousness, had severe effects on productivity in a land already badly scarred by war. Agricultural production plummeted due to the absence of so many men from the countryside; in an attempt to make the conquered land more productive, both Bulgarian and Austro-Hungarian authorities resorted to harsher measures, and inevitably these merely resulted in further resentment and even lower production.

02 June 2018

Austria-Hungary's Military Incompetence in WWI

From Russia's Last Gasp: The Eastern Front 1916–17, by Prit Buttar (Osprey, 2016), Kindle Loc. 251-74:
Franz Conrad von Hötzendorf, chief of Austria-Hungary’s general staff, had been a hugely important figure in the years before the war, with a hand in almost every aspect of army training and doctrine. During the years in which he dominated the training of staff officers and the drafting of manuals for the infantry, artillery and cavalry, he preached the supremacy of offensive operations, and the need to press home attacks at close quarters. The use of artillery and infantry fire to suppress defences was often ignored or minimised, and attacks were to be carried out repeatedly against the enemy’s forces in order to break their will to fight. Retreat was something to be avoided at all costs, and if an enemy attack gained ground, it was vital that this ground was recovered with counterattacks as soon as possible, so that the enemy did not gain any advantage in terms of morale from his success. The importance of morale was something that Conrad repeatedly stressed – it was the currency that determined how long an army could continue offensive operations.

It was a huge tragedy for the kaiserlich und königlich (Imperial and Royal, usually abbreviated to k.u.k., a reflection of the arrangement by which Franz Joseph was Emperor of Austria and King of Hungary) Army that Conrad was wrong in almost every respect. In their attempts to turn their chief’s visions into reality, the commanders of Austria-Hungary’s armies squandered hundreds of thousands of lives in the opening battles of the war, and then steadfastly failed to learn from their mistakes in the months that followed. By the end of 1915, the Germans were convinced that their ally was incapable of mounting any operations unless there was substantial German involvement, and the Russians too were aware of which of their opponents was the weakest.

The problems of the Austro-Hungarian Empire extended beyond the disastrous errors of Conrad’s planning and doctrine. There was no clear war plan, other than to tie down large numbers of Russian troops until Germany could turn east in strength. Conrad repeatedly called for a grandiose pincer attack against Warsaw, with Austro-Hungarian troops advancing from the south while German forces pressed down from East Prussia in the north, but the Germans never agreed to such a plan before the war, and its implementation once hostilities began was beyond the limited resources available. Although the ruthless mobilisation of reserves and the shortening of basic training to an absolute minimum allowed the k.u.k. Army to recover its numerical strength after the crippling losses of 1914, the delicate structure of the regiments and divisions was lost forever. The multi-lingual and multi-national empire had organised its regiments along national lines, with officers speaking the same language as their men; as reserves were poured in to refill the depleted ranks, it proved impossible to maintain this arrangement. With growing alienation between officers and men, the forces of Austria-Hungary were already showing signs of war-weariness by the first winter of the war, and by the end of 1915 there were persistent concerns about the reliability of many formations, particularly those made up of Czech and Ruthenian (Ukrainian) personnel.

Danish Language Loss Overseas

From Lingo: Around Europe in Sixty Languages, by Gaston Dorren (Atlantic Monthly Press, 2015), Kindle Loc. 737-67:
Two centuries ago, Danish was spoken on four continents in an area twelve times the size of Great Britain. Now, the language is contained in scarcely more than a single country that’s just over half the size of Scotland. Read on for a chronicle of ruin.

The decline began in 1814 when Denmark, a loser in the Napoleonic Wars, was forced to cede part of its territory. All of Norway – many times larger than Denmark proper – suddenly gained independence, albeit initially under the rule of the Swedish king. Danish, having been the official language for centuries, had exerted a strong influence on Norwegian, particularly the kind spoken by the urban elite. Norwegian nationalists now had two objectives: out with the Swedish king, and out with the Danish language. It took a while, but eventually they managed both.

The Danish language was also losing ground further afield. In 1839, school students in the Danish West Indies (yes, they existed) were no longer taught in Danish, but in English instead. In 1845, the Danes sold their Indian trading posts to the United Kingdom, and followed suit in 1850 with their West African colonies. And in 1917 the Danish West Indies were sold off as well, this time to the United States. With that, Denmark was no longer a tropical country. Granted, few people actually spoke Danish in these colonies. But in 1864 the motherland itself also took a hit: in the spoils of war, the region of Slesvig was given to Prussia and renamed Schleswig. To this day, the German province of Schleswig-Holstein is home to a Danish-speaking minority numbering tens of thousands.

Then, in 1918, Danish morale took another blow: after more than five centuries under Danish rule, Iceland gained independence. Admittedly, Danish had never been more than an administrative language, but even this status was now lost. Some time later, Iceland also demoted Danish from its position as the most important foreign language. From then on, young Icelanders would focus on English at school instead.

The Faroe Islands, to the north of Scotland, acquired autonomy within the Danish kingdom in 1948 and promptly declared their native Faroese to be the national language. To help soften the blow, Danish retained its administrative status, but in practice it was used only for official contact with the motherland.

And so all that remained of Denmark’s colonies was the largest and most sparsely populated of them all: Greenland. Until 1979, that is, when the island was granted limited autonomy and permission to govern in its own language, Kalaallisut, otherwise known as Greenlandic. This decision came as no great surprise. Although Danish was a mandatory school subject, many Greenlanders struggled to speak the language, which was poles apart from their own. In autonomous Greenland, Danish initially retained more official functions than in the autonomous Faroe Islands. But that has since changed as well: in 2009, Kalaallisut became the one and only official administrative language. With this move, Greenland achieved a unique position: the only country of the Americas (yes, Greenland is part of the Americas), from Canada all the way down to Chile, where the indigenous language doesn’t play second fiddle to that of its colonial master. The poor Danes. Rejected by the Norwegians, betrayed in the warm-water colonies, defeated in Slesvig, then dumped by the cold-water colonies as well. But the Danes do have one consolation: their ancestors were among those who occupied England in the fifth century and thus laid the foundations for English – a language that has conquered the world like no other.

25 February 2018

Persian Nader Shah vs. Moghul Empire

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2997-3027:
Crowned shah, with his western frontiers secure and in undisputed control of the central lands of Persia, Nader set off eastward to conquer Kandahar. The exactions to pay for this new campaign caused great suffering and in many parts of the country brought the economy almost to a standstill. Nader took Kandahar after a long siege, but he did not stop there. Using the excuse that the Moghul authorities had given refuge to Afghan fugitives, Nader crossed the old frontier between the Persian and Moghul empires, took Kabul, and marched on toward Delhi. North of Delhi, at Karnal, the Persian army encountered the army of the Moghul emperor, Mohammad Shah. The Persians were much inferior in number to the Moghul forces, yet thanks to the better training and firepower of his soldiers, and rivalry and disunity among the Moghul commanders, Nader defeated them. He was helped by the fact that the Moghul commanders were mounted on elephants, which besides proving vulnerable to firearms were liable to run wild—to the dismay of their distinguished riders and anyone who happened to be in their path.

From the battlefield of Karnal, Nader went on to Delhi, where he arrived in March 1739. Shortly after his arrival there, rioting broke out and some Persian soldiers were killed. So far from home, and with the wealth of the Moghul Empire at stake, Nader could not afford to lose control. He ordered a ruthless massacre in which an estimated thirty thousand people died, mostly innocent civilians. Prior to this point, Nader had generally (at least away from the battlefield) achieved his ends without excessive bloodshed. But after Delhi, he may have decided that his previous scruples had become redundant.

With a characteristic blend of threat and diplomacy, Nader stripped the Moghul emperor of a vast treasure of jewels, gold, and silver, and accepted the gift of all the Moghul territories west of the Indus River. The treasure was worth as much as perhaps 700 million rupees. To put this sum in some kind of context, it has been calculated that the total cost to the French government of the Seven Years’ War (1756–1763), including subsidies paid to the Austrian government as well as all the costs of the fighting on land and sea, was about 1.8 billion livres tournois (the standard unit of account in prerevolutionary France). This was equivalent to about £90 million sterling at the time—close to the rough estimate of £87.5 million sterling for the value of Nader’s haul from Delhi. Some of the jewels he took away—the largest, most impressive ones, like the Kuh-e Nur, the Darya-ye Nur, and the Taj-e Mah—had a complex and often bloody history of their own in the following decades.

Nader did not attempt to annex the Moghul Empire outright. His purpose in conquering Delhi had been to secure the cash necessary to continue his wars of conquest in the west, for which the wealth of Persia alone had, by the time of his coronation, begun to prove inadequate.

Nader’s campaigns are a reminder of the centrality of Persia to events in the region, in ways that have parallels today. A list of some of Nader’s sieges—Baghdad, Basra, Kirkuk, Mosul, Kandahar, Herat, Kabul—has a familiar ring to it after the events of the first years of the twenty-first century. It is worth recalling that Persians were not strangers in any of the lands in which Nader campaigned. Although he and his Safavid predecessors were of Turkic origin and spoke a Turkic language at court, the cultural influence of Persian was such that the language of the court and administration in Delhi and across northern India was Persian, and diplomatic correspondence from the Ottoman court in Istanbul was normally in Persian, too. Persian hegemony from Delhi to Istanbul would, in some ways, have seemed natural to many of the inhabitants of the region, echoing as it did the Persian character of earlier empires and the pervasive influence of Persian literary, religious, and artistic culture.

24 February 2018

The Veil as Status Symbol

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 3561-82:
Traditional tribal costumes vary enormously across Iran even today, and are often colorful and eye-catching, with no veil in sight.

Of the remainder of the population, the majority were peasant farmers and laborers. But among these people, too, women had an essential economic role and some independence (insofar as anyone in the poorer classes could properly be thought of as independent). Women had to work hard in the fields and probably did the majority of the routine work—of all but the heaviest sort. Again, a veil of the enveloping chador kind was normally quite incompatible with that sort of activity.

Even in the towns and cities, the majority of people were relatively poor, and in those households most women would have had to work outside the home. And there were significant numbers of prostitutes, to whom the rules of respectability certainly did not apply. So the setup we might think of as typical—of heavily veiled women seldom leaving the home and even in the home kept apart from males who were not relatives—was in fact atypical before 1900. When it did occur, it was limited to middle-or high-class families in towns (precisely the class that looms large historically, being the book-writing, book-reading class—perhaps only four percent or less of families overall). But that arrangement was, or became, an aspiration for many men who could not afford to make it a reality. One could think of the heavy veil as a kind of elite fetish, similar to some of the fashions of nineteenth-century Europe that immobilized women, being wholly impractical and incompatible with work of any kind. For a man’s wife to be out of the house and out of his control, especially in the towns, perhaps partly because of the presence of prostitutes in the towns, potentially exposed him to derision and ridicule. But for her to be kept at home and to emerge only veiled was expensive and a sign of the man’s status. It would be easy to overlook or underestimate the significance and implications of this trope among men in Iranian society and elsewhere. Rather than being an outgrowth of traditional religion and society—there is little justification for it in the Qor’an or the earliest hadith, which originated in different social circumstances—it may largely underpin them. Possession of material goods had its patterns and its social consequences, but so also did the possession of women.

As the population later became steadily more urban and in some ways at least more prosperous, more women were more restricted, stayed in the home more, and wore the heavy veil. But we should not think of those arrangements as typical of pre-industrial Iran; one could accurately say that for the majority of Iranian women, they were a twentieth-century innovation.
An interesting comparison with foot-binding in China.

23 February 2018

Safavid Religious Persecution

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2701-18:
The Shi‘ism of the Safavids and the ulema under their rule had from the beginning more than a streak of extremism and intolerance within it, and this tendency was intensified by the religious conflict with the Ottomans. The Safavids from the outset tended to be more earnestly religious than many previous Sunni rulers had been. This is a delicate subject, but it is important to look at it squarely. The Sufis were increasingly out of favor, and intellectual life was channeled into the madresehs. There were always hangers-on and pseudo-mullahs who could attract a following among the luti (unruly youths) of the towns by being more extreme than their more reflective, educated rivals; and the perceived history of persecution suffered by the Shi‘a did not always prompt a sensitivity to the vulnerability of other minorities once the Shi‘a became the dominant sect. Notions of the religious impurity (najes) of unbelievers, especially Jews, contributed to a general worsening in the condition of minorities, and after 1642 there was a particularly grim period of persecution and forced conversions. Orders were issued that Jews should wear distinguishing red patches on their clothing to identify themselves, that their word at law was near worthless, that they must not wear matching shoes, fine clothes, or waist sashes, that they must not walk in the middle of the street or walk past a Muslim, that they must not enter a shop and touch things, that their weddings must be held in secret, that if they were cursed by a Muslim they must stay silent, and so on. Many of these would-be rules (running directly contrary to the spirit of proper tolerance accorded to People of the Book in Islam, and reminiscent of similar ugly rulings imposed in Christian Europe in the Middle Ages and at other times) probably reflect the aspirations of a few extremist mullahs rather than the reality as lived. Conditions would have varied greatly from town to town and changed over time, but they were still indicative of the attitudes of some and appeared to legitimize the actions of others. As authority figures in villages and towns, humane, educated mullahs were often the most important protectors of the Jews, Christians, and Zoroastrians. But other, lesser mullahs frequently agitated against these vulnerable groups.

21 February 2018

How Persia Turned Shi‘a

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2546-69, 2585-99:
It is uncertain just when the Safavids turned Shi‘a; in the religious context of that time and place, the question is somewhat artificial. Shi‘a notions were just one part of an eclectic mix. By the end of the fifteenth century a new Safavid leader, Esma‘il, was able to expand Safavid influence at the expense of the Aq-Qoyunlu, who had been weakened by disputes over the dynastic succession. Esma‘il was himself the grandson of Uzun Hasan, the great Aq-Qoyunlu chief of the 1460s and 1470s, and may have emulated some of his grandfather’s charismatic and messianic leadership style. In 1501 Esma‘il and his Qezelbash followers conquered Tabriz (the old Seljuk capital) in northwestern Iran, and Esma‘il declared himself shah. He was only fourteen years old. A contemporary Italian visitor described him as fair and handsome, not very tall, stout and strong with broad shoulders and reddish hair. He had long moustaches (a Qezelbash characteristic, prominent in many contemporary illustrations), was left-handed, and was skilled with the bow.

At the time of his conquest of Tabriz, Esma‘il proclaimed Twelver Shi‘ism as the new religion of his territories. Esma‘il’s Shi‘ism took an extreme form, which required the faithful to curse the memory of the first three caliphs that had preceded Ali. This was very offensive to Sunni Muslims, who venerated those caliphs, along with Ali, as the Rashidun or righteous caliphs. Esma‘il’s demand intensified the division between the Safavids and their enemies, especially the staunchly Sunni Ottomans to the west. Recent scholarship suggests that even if there was a pro-Shi‘a tendency among the Qezelbash earlier, Esma‘il’s declaration of Shi‘ism in 1501 was a deliberate political act.

Within a further ten years Esma‘il conquered the rest of Iran and all the territories of the old Sassanid Empire, including Mesopotamia and the old Abbasid capital of Baghdad. He defeated the remnants of the Aq-Qoyunlu, as well as the Uzbeks in the northeast and various rebels. Two followers of one rebel leader were captured in 1504, taken to Isfahan, and roasted on spits as kebabs. Esma‘il ordered his companions to eat the kebab to show their loyalty (this is not the only example of cannibalism as a kind of extreme fetish among the Qezelbash).

Esma‘il attempted to consolidate his control by asserting Shi‘ism throughout his new domains (though the conventional view that this was achieved in a short time and that the import of Shi‘a scholars from outside Iran was significant in the process has been put into doubt). He also did his best to suppress rival Sufi orders. It is important to stress that although there had been strong Shi‘a elements in Iran for centuries before 1501, and important Shi‘a shrines like Qom and Mashhad, Iran had been predominantly Sunni, like most of the rest of the Islamic world. The center of Shi‘ism had been the shrine cities of southern Iraq.


But Esma‘il’s hopes of westward expansion, aiming to take advantage of the Shi‘a orientation of many more Turkic tribes in eastern Anatolia, were destroyed when the élan of the Qezelbash was blown away by Ottoman cannon at the Battle of Chaldiran, northwest of Tabriz, in 1514. A legend says that Esma‘il vented his frustration by slashing at a cannon with his sword, leaving a deep gash in the barrel.

After this defeat Esma‘il could no longer sustain the loyalty of the Qezelbash at its previous high pitch, nor their belief in his divine mission. He went into mourning and took to drink. Wars between the Sunni Ottomans and the Shi‘a Safavids continued for many years, made more bitter by the religious schism. Tabriz, Baghdad, and the shrine towns of Iraq changed hands several times. Shi‘a were persecuted and killed within the Ottoman territories, particularly in eastern Anatolia where they were regarded as actual or potential traitors. The Safavids turned Iran into the predominantly Shi‘a state it is today, and there were spasmodic episodes of persecution there too, especially of Zoroastrians, Christians, and Jews—despite the ostensible protected status of at least the latter two groups as “People of the Book.” One could make a parallel with the way that religious persecution intensified either side of the Roman/Persian border in the fourth century AD, in the reign of Shapur II, after Constantine made Christianity the state religion of the Roman Empire.

The Safavid monarchs also turned against the Sufis, despite the Safavids’ Sufi heritage. The Sufis were persecuted to the point that the only surviving Sufi order was the Safavid one, and the others disappeared or went underground. In the long term, the main beneficiary of this were the Shi‘a ulema. This was important because the Sufis had previously had a dominant or almost dominant position in the religious life of Iran, especially in the countryside.

19 February 2018

Safavid Persia as "Gunpowder Empire"

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2728-37:
Militarily, the Safavid state probably reached its apogee under Shah Abbas the Great and Abbas II. But despite its classification with Ottoman Turkey and Moghul India as one of the Gunpowder Empires (by Marshall G. S. Hodgson), there is good reason to judge that the practices and structures of the Safavid Empire were transformed less by the introduction of gunpowder weapons than those other empires were. Cannon and muskets were present in Persian armies, but as add-ons to previous patterns of warfare rather than elements transforming the conduct of war, as they were elsewhere. The mounted tradition of Persian lance-and-bow warfare, harking back culturally to Ferdowsi, was resistant to the introduction of awkward and noisy firearms. Their cavalry usually outclassed that of their enemies, but Persians did not take to heavy cannon and the greater technical demands of siege warfare as the Ottomans and Moghuls did. The great distances, lack of navigable rivers, rugged terrain, and poor roads of the Iranian plateau did not favor the transport of heavy cannon. Most Iranian cities were either unwalled or were protected by crumbling walls that were centuries old—this at a time when huge, sophisticated, and highly expensive fortifications were being constructed in Europe and elsewhere to deal with the challenge of heavy cannon. Persia’s military revolution was left incomplete.

Problems of Dynastic Succession

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2645-58:
Succession was a common difficulty for many monarchs. In Europe, the problem was that every so often a ruler could not produce a son. This could create all sorts of difficulties—attempts at divorce (Henry VIII, for example), attempts to secure recognition for the succession of a daughter or more distant relative, disputes over succession resulting in war. In the Islamic world, the problem was different. Polygamy meant that kings did not normally have a problem producing a son, but they might, on the contrary, have too many sons. This could mean fierce fighting among potential heirs and their supporters when the father died. In the Ottoman Empire such battles were institutionalized—rival sons who had served their father as provincial governors would, on hearing of his death, race for the capital to claim the throne. The winner would get the support of the janissaries, and would then have the other sons put to death. Later, the Ottomans adopted a more dignified arrangement, keeping the possible heirs in the Sultan’s harem palace until their father died. But this meant they would have little understanding of or aptitude for government, and the new practice helped to increase the power of the chief minister, the vizier, so that the vizier ruled effectively as viceroy. It was a conundrum.

Many fathers have disagreements and clashes with their sons, and history is full of feuds between kings and their crown princes. Abbas was no exception; he had come to power himself by deposing his father. Following the Ottoman precedent again, he imprisoned his sons in the harem for fear that they would attempt to dethrone him. But he still feared that they might plot against him, so he had them blinded, and he had one of them killed. Eventually, he was succeeded by one of his grandsons. The unhappy practice of keeping royal heirs in the harem was kept up thereafter by the Safavid monarchs.

Schisms in Islam and Christianity

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2431-40, 2477-88:
The great schisms of the Christian church, between East and West, and later between Catholic and Protestant, came centuries after the time of Christ. But the great schism in Islam that still divides Muslims today, between Sunni and Shi‘a, originated in the earliest days of the faith—even before Karbala, in the time of the Prophet Mohammad himself. Comparisons with the Christian schisms do not really work. A more apposite analogy, as noted by the historian Richard N. Frye and others, can be drawn between, on the one hand, the emphasis on law and tradition in Sunni Islam and Judaism and, on the other hand, the emphasis on humility, sacrifice, and the religious hierarchy in Christianity and Shi‘ism. The public grief of Ashura is similar in spirit to that which one can still see on Good Friday in some Catholic countries. The purpose in making comparisons between Shi‘ism and various aspects of Christianity is not to suggest that they are somehow the same (they are not), nor to encourage some kind of happy joining-hands ecumenism (naïve), but rather to try to illuminate something that initially looks unfamiliar, and to suggest by analogy that it may not be so strange or unfamiliar after all. Or at least, that it is no more strange than Christian Catholicism.


Despite the schism, in the early centuries there was a fairly free interchange of ideas, a considerable pluralism of belief, and considerable diversity of opinion among the Alids or Shi‘a themselves. Overall, Shi‘a theology and law tended to be looser than in Sunni Islam, more open to the application of reason in theology, more inclined to a free will position than a determinist one, and more open to some of the more heterodox ideas circulating in the Islamic world. This was partly the result of a broader hadith tradition, which included the sayings and doings of the Shi‘a Emams. Shi‘a theology also differed because it addressed problems that were specific to the Shi‘a, such as conduct under persecution.

The sixth Shi‘a Emam, Ja‘far al-Sadiq, developed a strategy for the evasion of persecution that was to prove controversial. The doctrine of taqiyeh, or dissimulation, permitted Shi‘a Muslims to deny their faith if necessary to avoid persecution—a special dispensation that has striking similarities with the doctrine of “mental reservation” granted for similar reasons by the Catholic church in the period of the Counter-Reformation, and associated with the Jesuits (though it originated before their time). Just as the Jesuits acquired a reputation for deviousness and terminological trickery among Protestants (whence in English we have the adjective “Jesuitical”), so the doctrine of taqiyeh earned the Shi‘a a similar reputation among some Sunni Muslims.

17 February 2018

Persian Poets Favored in the West

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2305-16:
Every hundred years or so, the reading public in the West discovers another of these Persian poets. In 1800 it was Hafez, in 1900 Omar Khayyam, in 2000 it is Rumi. The choice depends not so much on the merits or true nature of the poets or their poetry, but more on their capacity to be interpreted in accordance with passing Western literary and cultural fashions. So Hafez was interpreted to fit with the mood of Romanticism, Omar Khayyam with the aesthetic movement, and it has been Rumi’s misfortune to be befriended by numb-brained New Agery. Of course, an attentive and imaginative reader can avoid the solipsistic trap, especially if he or she can read even a little Persian. But the mirror of language and translation means that the reader may see only a hazy but consoling reflection of himself and his times, rather than looking into the true depths of the poetry—which might be more unsettling.

On the surface, the religion of love of these Sufi poets from eight hundred years ago might seem rather distant and archaic. That is belied less by the burgeoning popularity of Rumi and Attar than by the deeper message of these poets. Darwinists who, like Richard Dawkins, believe Darwinism ineluctably entails atheism might be upset by the idea, but what could be more appropriate to an intellectual world that has abandoned creationism for evolution theory than a religion of love? Darwinism and evolutionary theory have demonstrated the intense focus of all life on the act of reproduction, the act of love. The spirit of that act and the drive behind it are the spirit of life itself.

Persia Under the Mongols

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2008-32:
Khorasan suffered terribly again as the Mongols moved in to punish those who continued to resist, and to set up their occupation regime. In Tus, which they made their base, the Mongols initially found only fifty houses still standing. The golden age of Khorasan was over, and in some parts of the region agriculture never really recovered. Where there had been towns and irrigated fields, the war horses of the conquerors and their confederates now were turned out to graze. Wide expanses of Iran reverted to nomad pastoralism, but these nomads were more dangerous, ruthless mounted warriors of a different kind. Peasants were subjected to taxes that were ruinously high and were collected after the fashion of a military campaign. Many fled the land or were forced into slavery, while those artisan city dwellers who had survived the massacres were forced to labor in workhouses for their conquerors. Minorities suffered, too. In the 1280s a Jew was appointed as vizier by the Mongols, but his appointment grew unpopular, he fell from office, and Jews were attacked by Muslims in the cities, establishing a dismal pattern for later centuries: “[They] fell upon the Jews in every city of the empire, to wreak their vengeance upon them for the degradation which they had suffered from the Mongols.” It was a grim time indeed. Khorasan was more affected than other parts, but the general collapse of the economy hit the entire region.

The Mongols, who made Tabriz their capital, spent the next few decades consolidating their conquests and destroying the Ismaili Assassins in the Alborz mountains, just as the Seljuks had tried and failed to do for many years before 1220. Some smaller rulers who had submitted to the Mongols were allowed to continue as vassals, and in the west the rump of the Seljuk Empire survived in Anatolia on the same basis as the Sultanate of Rum. In 1258 the Mongols took Baghdad. They killed the last Abbasid caliph by wrapping him in a carpet and trampling him to death with horses.

Yet within a few decades, astoundingly, or perhaps predictably, the Persian class of scholars and administrators had pulled off their trick of conquering the conquerors—for the third time. Before long they made themselves indispensable. A Shi‘a astrologer, Naser od-Din Tusi, captured by the Mongols at the end of the campaign against the Ismailis, had taken service with the Mongol prince Hulagu, and served as his adviser in the campaign against Baghdad. Naser od-Din Tusi then set up an astronomical observatory for Hulagu in Azerbaijan. One member of the Persian Juvayni family became governor of Baghdad and wrote the history of the Mongols; another became the vizier of a later Mongol Il-Khan, or king. Within a couple of generations Persian officials were as firmly in place at the court of the Il-Khans as they had been with the Seljuks, the Ghaznavids, and earlier dynasties. The Mongols initially retained their paganism, but in 1295 their Buddhist ruler converted to Islam along with his army. In 1316 his son Oljeitu died and was buried in a mausoleum that still stands in Soltaniyeh—one of the grandest monuments of Iranian Islamic architecture and a monument also to the resilience and assimilating power of Iranian culture.

09 February 2018

Who Were the Macedonians?

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 662-70:
Who were the Macedonians? Some have speculated that they were not really Greeks, but more closely related to the Thracians. Or perhaps they descended from some other Balkan people influenced by the arrival of Indo-European Greeks. They had come under heavy Greek influence by the time of Philip and Alexander—but even at that late stage the Macedonians made a strong distinction between themselves and the Greek hangers-on who accompanied Alexander’s eastern adventure. In the fifth century BC, Macedonians were normally, like other non-Greeks, excluded from the Olympic games. But the Persians seem to have referred to them as “Greeks with hats” (they were known for their wide-brimmed hats), and Herodotus too seems to have accepted them as of Greek origin. Like the Medes and Persians in the time of Cyrus, as well as many other militant peoples from mountainous or marginal areas, the Macedonians had a strong sense of their collective superiority—but they also sustained many private feuds among themselves. They were notoriously difficult to manage.