19 June 2018

Booker T. Washington in Austria-Hungary

From The Great Departure: Mass Migration from Eastern Europe and the Making of the Free World, by Tara Zahra (Norton, 2016), Kindle Loc. 892-922:
In 1910, Booker T. Washington and the University of Chicago sociologist Robert Park set out for Europe. Their goal was to determine what was propelling millions of Europeans to American shores. “I was curious . . . to learn why it was that so many of these European people were leaving the countries in which they were born and reared, in order to seek their fortunes in a new country and among strangers in a distant part of the world,” Washington explained. Eschewing “palaces, museums, art galleries, ancient ruins, monuments, churches, and graveyards,” he embarked on an inverted grand tour, determined to immerse himself in the “grime and dirt of everyday life.”

Washington’s self-proclaimed mission was to hunt for “the man farthest down” on the European continent. In this quest to explore “the worst” that Europe had to offer, he found rich terrain in Austria-Hungary. During their two-month scavenger hunt for misery, Washington and Park toured Cracow’s Jewish ghetto, Prague’s YMCA, Bohemian mines, Hungarian farms, Viennese slums, Adriatic ports, Galician border towns, and tiny Carpathian villages.

Booker T. Washington hoped that by locating the man farthest down in Europe, he would not only diagnose the root causes of emigration but also find new salves with which to heal American social and racial inequalities. “I believed . . . that if I went far enough and deep enough I should find even in Europe great numbers of people who, in their homes, in their labour, and in their manner of living, were little, if any, in advance of the Negroes in the Southern States,” he reflected. “I wanted to study first hand . . . the methods which European nations were using to uplift the masses of the people who were at the bottom in the scale of civilization.” As he projected the racial politics of the American South onto the terrain of the Austrian empire (which he identified as part of “Southern Europe”), he found many parallels. By the time he returned home, he had concluded that the situation of the Slavs of Austria-Hungary was “more like that of the Negroes in the Southern States than is true of any other class or race in Europe.” Not only were Slavs, like African Americans, “an agricultural people.” They were also distinct from and discriminated by what Washington called “the dominant classes” of Austria-Hungary. “Although they were not distinguished from the dominant classes, as the Negro was, by the colour of their skin, they were distinguished by the language they spoke, and this difference in language seems to have been, as far as mutual understanding and sympathy are concerned, a greater bar than the fact of colour has been in the case of the white man and the black man in the South.” Indeed, Washington concluded that the peasants, workers, and Jews of Eastern Europe actually lived in more debased conditions than African Americans in the South. “There are few plantations in our Southern States where . . . one would not find the coloured people living in more real comfort and more cleanliness than was the case here,” he observed, after touring a desolate Bohemian farm. “Even in the poorest Negro cabins in the South I have found evidences that the floor was sometimes scrubbed, and usually there was a white counterpane on the bed, or some evidence of an effort to be tidy.”

By the time he returned to America, Washington was so disturbed by the poverty he encountered in Austria-Hungary that he began to sympathize with the American movement to restrict immigration. The arrival of millions of destitute East Europeans threatened to create a new kind of “racial problem” in America, he warned. “Whatever else one may say of the Negro, he is, in everything except his colour, more like the Southern white man, more willing and able to absorb the ideas and the culture of the white man and adapt himself to existing conditions, than is true of any race which is now coming into this country.”

18 June 2018

National vs. Imperial Emigration Priorities

From The Great Departure: Mass Migration from Eastern Europe and the Making of the Free World, by Tara Zahra (Norton, 2016), Kindle Loc. 388-410:
In part, the preoccupation with maintaining population in imperial Austria was linked to the explosive growth of popular nationalist movements at the end of the nineteenth century. In the nationalist battle for supremacy, numbers mattered. Beginning in 1880, when citizens were first asked about their “language of daily use,” the imperial census escalated into a high-stakes campaign for citizens’ allegiances, as the number of Czech-speakers, German-speakers, Polish-speakers, or Ruthene-speakers counted came to be seen as a measure of national strength. Increasingly, numbers determined how state resources were allocated, where schools were built, and in which languages children could be educated.

It follows logically that nationalists would mobilize to prevent the emigration of members of their own national community and encourage the exodus of national rivals. The Hungarian government, which operated somewhat like a nation-state within the Dual Monarchy (sharing only a common foreign policy and military with Austria), did just that. As of 1904, two-thirds of the emigrants leaving the Hungarian half of the monarchy were not native Hungarian-speakers. A secret memorandum from the Hungarian undersecretary of state to the Hungarian prime minister explained, “For the institution of national statehood it is absolutely necessary that the ruling race . . . become the majority of the population. . . . Providence . . . has granted another population factor which has significantly raised the proportion of the Hungarian element at the expense of the nationalities. . . . This important new factor is the mass emigration of the non-Hungarian population.”

In Russia as well, imperial authorities began to encourage Jewish emigration in the 1890s, while restricting the emigration of nationally “desirable” citizens. The Russian government allowed the Jewish Colonization Association (JCA) to set up branches across the empire beginning in 1892, effectively legalizing Jewish emigration, even though emigration remained illegal for non-Jewish Russians. The JCA had established four hundred offices throughout Russia by 1910, providing migrants with information about opportunities to emigrate and assisting with the burdensome paperwork.

In Vienna, by contrast, imperial authorities officially mourned the loss of all the kaiser’s subjects equally. In 1905, out of 111,990 emigrants from Austria to the United States, 50,785 (45 percent) were Polish-speakers, 14,473 (14 percent) spoke Ruthene (a language later known as Ukrainian), and 11,757 (10 percent) were Czech-speakers. In contrast to their proportion in the emigration from imperial Russia, where anti-Semitic persecution was much more severe, Jews were not heavily overrepresented among emigrants from the Dual Monarchy. Out of a total of 275,693 emigrants from Austria-Hungary in 1905, for example, 17,352 emigrants (6 percent) were Jewish, only slightly more than the percentage of Jews in the total population in 1900 (4.7 percent in Austria, 5 percent in Hungary).

11 June 2018

How Many Slavic Languages vs. Dialects?

From Lingo: Around Europe in Sixty Languages, by Gaston Dorren (Atlantic Monthly Press, 2015), Kindle Loc. 2006-26:
Whether they’re from the Baltic port of Kaliningrad or from Vladivostok on the Sea of Japan, there’s little difference in the way Russians speak. In Poland, the same holds true: North Poles and South Poles can chat away effortlessly to each other, as can West and East Poles. Even people speaking different Slavic languages can often communicate without much trouble. Bulgarians can converse with Macedonians, Czechs with Slovaks, and Russians with Belarusians and Ukrainians. And, for all their political differences, there is no great language barrier between Croats, Bosnians, Serbs and Montenegrins. In fact, as the eminent nineteenth-century Slovak scholar Ján Kollár suggested, the Slavic world could, with no great effort on the part of its citizens, adopt just four standard languages: Russian, Polish, Czechoslovak and, lastly, what you might call Yugoslav or South Slavic.

There is one language, however, that wouldn’t so easily be absorbed into Kollár’s scheme: Slovene, also known as Slovenian. Admittedly, this is the language of a very small nation. Its entire territory fits no fewer than twelve times into the area of the UK (which is itself not large) and the population, at just over two million, is just a quarter of that of London. And yet, when Slovenes speak their local dialects, many of their compatriots can make neither head nor tail of what they are saying. So just imagine how these dialects would bewilder the members of some of the other nations that Kollár lumped together as ‘South Slavic’, such as the Bulgarians.

How come? Why does Russian span more than four thousand miles from west to east with next to nothing in the way of dialect diversity, whereas the Slovene language area, measuring just two hundred miles from end to end, is a veritable smorgasbord of regional varieties? Which in turn raises the question: how do dialects come about in the first place?

One school of thought, or rather thoughtlessness, holds that dialects are corrupted forms of the standard language – as, for example, in the view that ‘Scouse is just bad English’. This might be one’s automatic reaction, but it’s in fact the wrong way round: dialects come first, and tend to be at the root of any standard language, which is always an artefact. It would be nearer the truth to claim that standards are ‘corrupted’, ‘unnatural’ or ‘perverted’ dialects. For any other variation of any language, regional or otherwise, develops in a largely unselfconscious way, influenced chiefly by its degree of isolation and contact.

08 June 2018

Population, Industry, and World War I

From Russia's Last Gasp: The Eastern Front 1916–17, by Prit Buttar (Osprey, 2016), Kindle Loc. 169-95:
A combination of industrialisation and major improvements in public health in the second half of the 19th century led to large increases in the population of Europe, rising from about 200 million in 1800 to double that figure by 1900. The experiences of war during the 19th century resulted in most large nations adopting systems of national service followed by a variable period as a reservist; as a result, when the continent plunged over the precipice into war in the summer of 1914, all the Great Powers had the ability to field forces on a scale that dwarfed anything that had gone before.

The same industrialisation that helped increase the population of Europe also provided arms and munitions on a scale to match the huge armies that were sent into battle. Yet despite the enormous stockpiling and production of guns, bombs and shells, all armies found themselves struggling to cope with the huge consumption of resources that followed. Every army that fought in 1915 was forced to moderate its military ambitions to live within the limitations imposed by ammunition shortages, and it was only at the end of the year that all sides could begin to look forward to a time when they might have sufficient matériel to cope with the demands of modern warfare.

In the west, the terrible irony of the ‘mobilisation’ of 1914 was that hundreds of thousands of men were left facing each other in almost static front lines, subjecting each other to bombardments and assaults that left huge numbers dead or maimed without any prospect of ending the war. In many respects, the fighting on the Eastern Front was very different, with the front line moving back and forth as the vast spaces of Eastern Europe allowed armies to exploit weaker areas. However, the very space that allowed for such movement also made a conclusive victory almost unachievable. As early as October 1914, the Germans had correctly calculated that it was impossible for armies to maintain operations more than 72 miles (120km) from their railheads, and both sides rapidly realised that there were few if any strategically vital objectives within such a radius. Consequently, although there were major advances by all sides, it was not possible to advance sufficiently far to force the other side out of the war.

The Great Powers entered the war with a clear idea of how they intended to win. Germany wished to avoid a prolonged two-front war, and opted to concentrate most of its strength against France, intending to send its victorious armies east after defeating its western opponents. Russia believed in the irresistible might of its vast armies, and anticipated a steady advance that would roll over the German and Austro-Hungarian forces, while the armies of the Austro-Hungarian Empire calculated that their best hope was to draw the full weight of the tsar’s armies onto themselves, giving the Germans every opportunity to win the war in the west before the Russians could put enough forces into the field. When these initial plans failed, senior commanders struggled to come up with alternative strategies, trying usually without success to learn from the errors of the opening campaigns. To a very large extent, the one shining victory of the opening phases of the war – the German triumph at Tannenberg in September 1914 – left commanders on all sides attempting in vain to recreate the great encirclement. They repeatedly saw the endless stalemates as anomalies; the reality was that it was Tannenberg that was the anomaly, achieved at a time when there was still open ground between formations, allowing corps and armies to be outflanked – by the time they became aware of German movements, it was too late for the Russians to react. As the war continued, the density of troops prevented any such advantage being achieved.

03 June 2018

Occupation Policy in the Balkans, WWI

From Russia's Last Gasp: The Eastern Front 1916–17, by Prit Buttar (Osprey, 2016), Kindle Loc. 672-92:
As soon as the fighting men had moved on, occupation authorities began their work. Bulgaria intended that the territory it gained from Serbia would become completely Bulgarian in character. Accordingly, all schools in the Bulgarian zone were required to teach exclusively in Bulgarian, and thousands of Serbian males were arrested in an attempt to reduce the risk of resistance. Officially, they were interned, but the reality was rather different, as an Austro-Hungarian officer reported:
It is known that most of the Serbian intelligentsia, i.e. administrators, teachers, clergy and others, withdrew with the remnants of the Serbian Army, but some have gradually begun to return for personal or material reasons. Here, in occupied territory, it is virtually impossible to find either them or those who did not flee; they have ‘gone to Sofia’ as the new Bulgarian saying goes. These men are handed over to Bulgarian patrols as suspects without any due legal process, with orders that they should be ‘taken to Sofia’. The patrols actually return the following day without them. Whether they are taken 20 or 200km [12 or 120 miles] it is all the same. The patrols take up shovels, disappear into the mountains, and soon return without the prisoners. Bulgarian officers do not even try to conceal the executions, but boast about them.
Whilst such killings were shocking, even to the Austro-Hungarian officer who reported them, they were not unusual for the region. After Serbia seized territory from the Turks during the First Balkan War, Serbian irregulars had carried out many such killings, not stopping with the intelligentsia. 32 During the invasions of 1914, the k.u.k. Army had also committed many atrocities, and after the 1915 invasion there was widespread internment in the area under Austro-Hungarian control, though fewer killings than in 1914. Nevertheless, there were summary executions at the hands of the Austro-Hungarian authorities with little or no legal process. Many of those interned became ill or died as a result of poor housing and inadequate food, and those who were not actually ill were frequently used as forced labour. As was the case in the Bulgarian zone of occupation, schools used the language of the occupiers.

Such policies, designed to crush Serbian national consciousness, had severe effects on productivity in a land already badly scarred by war. Agricultural production plummeted due to the absence of so many men from the countryside; in an attempt to make the conquered land more productive, both Bulgarian and Austro-Hungarian authorities resorted to harsher measures, and inevitably these merely resulted in further resentment and even lower production.

02 June 2018

Austria-Hungary's Military Incompetence in WWI

From Russia's Last Gasp: The Eastern Front 1916–17, by Prit Buttar (Osprey, 2016), Kindle Loc. 251-74:
Franz Conrad von Hötzendorf, chief of Austria-Hungary’s general staff, had been a hugely important figure in the years before the war, with a hand in almost every aspect of army training and doctrine. During the years in which he dominated the training of staff officers and the drafting of manuals for the infantry, artillery and cavalry, he preached the supremacy of offensive operations, and the need to press home attacks at close quarters. The use of artillery and infantry fire to suppress defences was often ignored or minimised, and attacks were to be carried out repeatedly against the enemy’s forces in order to break their will to fight. Retreat was something to be avoided at all costs, and if an enemy attack gained ground, it was vital that this ground was recovered with counterattacks as soon as possible, so that the enemy did not gain any advantage in terms of morale from his success. The importance of morale was something that Conrad repeatedly stressed – it was the currency that determined how long an army could continue offensive operations.

It was a huge tragedy for the kaiserlich und königlich (Imperial and Royal, usually abbreviated to k.u.k., a reflection of the arrangement by which Franz Joseph was Emperor of Austria and King of Hungary) Army that Conrad was wrong in almost every respect. In their attempts to turn their chief’s visions into reality, the commanders of Austria-Hungary’s armies squandered hundreds of thousands of lives in the opening battles of the war, and then steadfastly failed to learn from their mistakes in the months that followed. By the end of 1915, the Germans were convinced that their ally was incapable of mounting any operations unless there was substantial German involvement, and the Russians too were aware of which of their opponents was the weakest.

The problems of the Austro-Hungarian Empire extended beyond the disastrous errors of Conrad’s planning and doctrine. There was no clear war plan, other than to tie down large numbers of Russian troops until Germany could turn east in strength. Conrad repeatedly called for a grandiose pincer attack against Warsaw, with Austro-Hungarian troops advancing from the south while German forces pressed down from East Prussia in the north, but the Germans never agreed to such a plan before the war, and its implementation once hostilities began was beyond the limited resources available. Although the ruthless mobilisation of reserves and the shortening of basic training to an absolute minimum allowed the k.u.k. Army to recover its numerical strength after the crippling losses of 1914, the delicate structure of the regiments and divisions was lost forever. The multi-lingual and multi-national empire had organised its regiments along national lines, with officers speaking the same language as their men; as reserves were poured in to refill the depleted ranks, it proved impossible to maintain this arrangement. With growing alienation between officers and men, the forces of Austria-Hungary were already showing signs of war-weariness by the first winter of the war, and by the end of 1915 there were persistent concerns about the reliability of many formations, particularly those made up of Czech and Ruthenian (Ukrainian) personnel.

Danish Language Loss Overseas

From Lingo: Around Europe in Sixty Languages, by Gaston Dorren (Atlantic Monthly Press, 2015), Kindle Loc. 737-67:
Two centuries ago, Danish was spoken on four continents in an area twelve times the size of Great Britain. Now, the language is contained in scarcely more than a single country that’s just over half the size of Scotland. Read on for a chronicle of ruin.

The decline began in 1814 when Denmark, a loser in the Napoleonic Wars, was forced to cede part of its territory. All of Norway – many times larger than Denmark proper – suddenly gained independence, albeit initially under the rule of the Swedish king. Danish, having been the official language for centuries, had exerted a strong influence on Norwegian, particularly the kind spoken by the urban elite. Norwegian nationalists now had two objectives: out with the Swedish king, and out with the Danish language. It took a while, but eventually they managed both.

The Danish language was also losing ground further afield. In 1839, school students in the Danish West Indies (yes, they existed) were no longer taught in Danish, but in English instead. In 1845, the Danes sold their Indian trading posts to the United Kingdom, and followed suit in 1850 with their West African colonies. And in 1917 the Danish West Indies were sold off as well, this time to the United States. With that, Denmark was no longer a tropical country. Granted, few people actually spoke Danish in these colonies. But in 1864 the motherland itself also took a hit: in the spoils of war, the region of Slesvig was given to Prussia and renamed Schleswig. To this day, the German province of Schleswig-Holstein is home to a Danish-speaking minority numbering tens of thousands.

Then, in 1918, Danish morale took another blow: after more than five centuries under Danish rule, Iceland gained independence. Admittedly, Danish had never been more than an administrative language, but even this status was now lost. Some time later, Iceland also demoted Danish from its position as the most important foreign language. From then on, young Icelanders would focus on English at school instead.

The Faroe Islands, to the north of Scotland, acquired autonomy within the Danish kingdom in 1948 and promptly declared their native Faroese to be the national language. To help soften the blow, Danish retained its administrative status, but in practice it was used only for official contact with the motherland.

And so all that remained of Denmark’s colonies was the largest and most sparsely populated of them all: Greenland. Until 1979, that is, when the island was granted limited autonomy and permission to govern in its own language, Kalaallisut, otherwise known as Greenlandic. This decision came as no great surprise. Although Danish was a mandatory school subject, many Greenlanders struggled to speak the language, which was poles apart from their own. In autonomous Greenland, Danish initially retained more official functions than in the autonomous Faroe Islands. But that has since changed as well: in 2009, Kalaallisut became the one and only official administrative language. With this move, Greenland achieved a unique position: the only country of the Americas (yes, Greenland is part of the Americas), from Canada all the way down to Chile, where the indigenous language doesn’t play second fiddle to that of its colonial master. The poor Danes. Rejected by the Norwegians, betrayed in the warm-water colonies, defeated in Slesvig, then dumped by the cold-water colonies as well. But the Danes do have one consolation: their ancestors were among those who occupied England in the fifth century and thus laid the foundations for English – a language that has conquered the world like no other.

25 February 2018

Persian Nader Shah vs. Moghul Empire

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2997-3027:
Crowned shah, with his western frontiers secure and in undisputed control of the central lands of Persia, Nader set off eastward to conquer Kandahar. The exactions to pay for this new campaign caused great suffering and in many parts of the country brought the economy almost to a standstill. Nader took Kandahar after a long siege, but he did not stop there. Using the excuse that the Moghul authorities had given refuge to Afghan fugitives, Nader crossed the old frontier between the Persian and Moghul empires, took Kabul, and marched on toward Delhi. North of Delhi, at Karnal, the Persian army encountered the army of the Moghul emperor, Mohammad Shah. The Persians were much inferior in number to the Moghul forces, yet thanks to the better training and firepower of his soldiers, and rivalry and disunity among the Moghul commanders, Nader defeated them. He was helped by the fact that the Moghul commanders were mounted on elephants, which besides proving vulnerable to firearms were liable to run wild—to the dismay of their distinguished riders and anyone who happened to be in their path.

From the battlefield of Karnal, Nader went on to Delhi, where he arrived in March 1739. Shortly after his arrival there, rioting broke out and some Persian soldiers were killed. So far from home, and with the wealth of the Moghul Empire at stake, Nader could not afford to lose control. He ordered a ruthless massacre in which an estimated thirty thousand people died, mostly innocent civilians. Prior to this point, Nader had generally (at least away from the battlefield) achieved his ends without excessive bloodshed. But after Delhi, he may have decided that his previous scruples had become redundant.

With a characteristic blend of threat and diplomacy, Nader stripped the Moghul emperor of a vast treasure of jewels, gold, and silver, and accepted the gift of all the Moghul territories west of the Indus River. The treasure was worth as much as perhaps 700 million rupees. To put this sum in some kind of context, it has been calculated that the total cost to the French government of the Seven Years’ War (1756–1763), including subsidies paid to the Austrian government as well as all the costs of the fighting on land and sea, was about 1.8 billion livres tournois (the standard unit of account in prerevolutionary France). This was equivalent to about £90 million sterling at the time—close to the rough estimate of £87.5 million sterling for the value of Nader’s haul from Delhi. Some of the jewels he took away—the largest, most impressive ones, like the Kuh-e Nur, the Darya-ye Nur, and the Taj-e Mah—had a complex and often bloody history of their own in the following decades.

Nader did not attempt to annex the Moghul Empire outright. His purpose in conquering Delhi had been to secure the cash necessary to continue his wars of conquest in the west, for which the wealth of Persia alone had, by the time of his coronation, begun to prove inadequate.

Nader’s campaigns are a reminder of the centrality of Persia to events in the region, in ways that have parallels today. A list of some of Nader’s sieges—Baghdad, Basra, Kirkuk, Mosul, Kandahar, Herat, Kabul—has a familiar ring to it after the events of the first years of the twenty-first century. It is worth recalling that Persians were not strangers in any of the lands in which Nader campaigned. Although he and his Safavid predecessors were of Turkic origin and spoke a Turkic language at court, the cultural influence of Persian was such that the language of the court and administration in Delhi and across northern India was Persian, and diplomatic correspondence from the Ottoman court in Istanbul was normally in Persian, too. Persian hegemony from Delhi to Istanbul would, in some ways, have seemed natural to many of the inhabitants of the region, echoing as it did the Persian character of earlier empires and the pervasive influence of Persian literary, religious, and artistic culture.

24 February 2018

The Veil as Status Symbol

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 3561-82:
Traditional tribal costumes vary enormously across Iran even today, and are often colorful and eye-catching, with no veil in sight.

Of the remainder of the population, the majority were peasant farmers and laborers. But among these people, too, women had an essential economic role and some independence (insofar as anyone in the poorer classes could properly be thought of as independent). Women had to work hard in the fields and probably did the majority of the routine work—of all but the heaviest sort. Again, a veil of the enveloping chador kind was normally quite incompatible with that sort of activity.

Even in the towns and cities, the majority of people were relatively poor, and in those households most women would have had to work outside the home. And there were significant numbers of prostitutes, to whom the rules of respectability certainly did not apply. So the setup we might think of as typical—of heavily veiled women seldom leaving the home and even in the home kept apart from males who were not relatives—was in fact atypical before 1900. When it did occur, it was limited to middle-or high-class families in towns (precisely the class that looms large historically, being the book-writing, book-reading class—perhaps only four percent or less of families overall). But that arrangement was, or became, an aspiration for many men who could not afford to make it a reality. One could think of the heavy veil as a kind of elite fetish, similar to some of the fashions of nineteenth-century Europe that immobilized women, being wholly impractical and incompatible with work of any kind. For a man’s wife to be out of the house and out of his control, especially in the towns, perhaps partly because of the presence of prostitutes in the towns, potentially exposed him to derision and ridicule. But for her to be kept at home and to emerge only veiled was expensive and a sign of the man’s status. It would be easy to overlook or underestimate the significance and implications of this trope among men in Iranian society and elsewhere. Rather than being an outgrowth of traditional religion and society—there is little justification for it in the Qor’an or the earliest hadith, which originated in different social circumstances—it may largely underpin them. Possession of material goods had its patterns and its social consequences, but so also did the possession of women.

As the population later became steadily more urban and in some ways at least more prosperous, more women were more restricted, stayed in the home more, and wore the heavy veil. But we should not think of those arrangements as typical of pre-industrial Iran; one could accurately say that for the majority of Iranian women, they were a twentieth-century innovation.
An interesting comparison with foot-binding in China.

23 February 2018

Safavid Religious Persecution

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2701-18:
The Shi‘ism of the Safavids and the ulema under their rule had from the beginning more than a streak of extremism and intolerance within it, and this tendency was intensified by the religious conflict with the Ottomans. The Safavids from the outset tended to be more earnestly religious than many previous Sunni rulers had been. This is a delicate subject, but it is important to look at it squarely. The Sufis were increasingly out of favor, and intellectual life was channeled into the madresehs. There were always hangers-on and pseudo-mullahs who could attract a following among the luti (unruly youths) of the towns by being more extreme than their more reflective, educated rivals; and the perceived history of persecution suffered by the Shi‘a did not always prompt a sensitivity to the vulnerability of other minorities once the Shi‘a became the dominant sect. Notions of the religious impurity (najes) of unbelievers, especially Jews, contributed to a general worsening in the condition of minorities, and after 1642 there was a particularly grim period of persecution and forced conversions. Orders were issued that Jews should wear distinguishing red patches on their clothing to identify themselves, that their word at law was near worthless, that they must not wear matching shoes, fine clothes, or waist sashes, that they must not walk in the middle of the street or walk past a Muslim, that they must not enter a shop and touch things, that their weddings must be held in secret, that if they were cursed by a Muslim they must stay silent, and so on. Many of these would-be rules (running directly contrary to the spirit of proper tolerance accorded to People of the Book in Islam, and reminiscent of similar ugly rulings imposed in Christian Europe in the Middle Ages and at other times) probably reflect the aspirations of a few extremist mullahs rather than the reality as lived. Conditions would have varied greatly from town to town and changed over time, but they were still indicative of the attitudes of some and appeared to legitimize the actions of others. As authority figures in villages and towns, humane, educated mullahs were often the most important protectors of the Jews, Christians, and Zoroastrians. But other, lesser mullahs frequently agitated against these vulnerable groups.

21 February 2018

How Persia Turned Shi‘a

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2546-69, 2585-99:
It is uncertain just when the Safavids turned Shi‘a; in the religious context of that time and place, the question is somewhat artificial. Shi‘a notions were just one part of an eclectic mix. By the end of the fifteenth century a new Safavid leader, Esma‘il, was able to expand Safavid influence at the expense of the Aq-Qoyunlu, who had been weakened by disputes over the dynastic succession. Esma‘il was himself the grandson of Uzun Hasan, the great Aq-Qoyunlu chief of the 1460s and 1470s, and may have emulated some of his grandfather’s charismatic and messianic leadership style. In 1501 Esma‘il and his Qezelbash followers conquered Tabriz (the old Seljuk capital) in northwestern Iran, and Esma‘il declared himself shah. He was only fourteen years old. A contemporary Italian visitor described him as fair and handsome, not very tall, stout and strong with broad shoulders and reddish hair. He had long moustaches (a Qezelbash characteristic, prominent in many contemporary illustrations), was left-handed, and was skilled with the bow.

At the time of his conquest of Tabriz, Esma‘il proclaimed Twelver Shi‘ism as the new religion of his territories. Esma‘il’s Shi‘ism took an extreme form, which required the faithful to curse the memory of the first three caliphs that had preceded Ali. This was very offensive to Sunni Muslims, who venerated those caliphs, along with Ali, as the Rashidun or righteous caliphs. Esma‘il’s demand intensified the division between the Safavids and their enemies, especially the staunchly Sunni Ottomans to the west. Recent scholarship suggests that even if there was a pro-Shi‘a tendency among the Qezelbash earlier, Esma‘il’s declaration of Shi‘ism in 1501 was a deliberate political act.

Within a further ten years Esma‘il conquered the rest of Iran and all the territories of the old Sassanid Empire, including Mesopotamia and the old Abbasid capital of Baghdad. He defeated the remnants of the Aq-Qoyunlu, as well as the Uzbeks in the northeast and various rebels. Two followers of one rebel leader were captured in 1504, taken to Isfahan, and roasted on spits as kebabs. Esma‘il ordered his companions to eat the kebab to show their loyalty (this is not the only example of cannibalism as a kind of extreme fetish among the Qezelbash).

Esma‘il attempted to consolidate his control by asserting Shi‘ism throughout his new domains (though the conventional view that this was achieved in a short time and that the import of Shi‘a scholars from outside Iran was significant in the process has been put into doubt). He also did his best to suppress rival Sufi orders. It is important to stress that although there had been strong Shi‘a elements in Iran for centuries before 1501, and important Shi‘a shrines like Qom and Mashhad, Iran had been predominantly Sunni, like most of the rest of the Islamic world. The center of Shi‘ism had been the shrine cities of southern Iraq.


But Esma‘il’s hopes of westward expansion, aiming to take advantage of the Shi‘a orientation of many more Turkic tribes in eastern Anatolia, were destroyed when the élan of the Qezelbash was blown away by Ottoman cannon at the Battle of Chaldiran, northwest of Tabriz, in 1514. A legend says that Esma‘il vented his frustration by slashing at a cannon with his sword, leaving a deep gash in the barrel.

After this defeat Esma‘il could no longer sustain the loyalty of the Qezelbash at its previous high pitch, nor their belief in his divine mission. He went into mourning and took to drink. Wars between the Sunni Ottomans and the Shi‘a Safavids continued for many years, made more bitter by the religious schism. Tabriz, Baghdad, and the shrine towns of Iraq changed hands several times. Shi‘a were persecuted and killed within the Ottoman territories, particularly in eastern Anatolia where they were regarded as actual or potential traitors. The Safavids turned Iran into the predominantly Shi‘a state it is today, and there were spasmodic episodes of persecution there too, especially of Zoroastrians, Christians, and Jews—despite the ostensible protected status of at least the latter two groups as “People of the Book.” One could make a parallel with the way that religious persecution intensified either side of the Roman/Persian border in the fourth century AD, in the reign of Shapur II, after Constantine made Christianity the state religion of the Roman Empire.

The Safavid monarchs also turned against the Sufis, despite the Safavids’ Sufi heritage. The Sufis were persecuted to the point that the only surviving Sufi order was the Safavid one, and the others disappeared or went underground. In the long term, the main beneficiary of this were the Shi‘a ulema. This was important because the Sufis had previously had a dominant or almost dominant position in the religious life of Iran, especially in the countryside.

19 February 2018

Safavid Persia as "Gunpowder Empire"

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2728-37:
Militarily, the Safavid state probably reached its apogee under Shah Abbas the Great and Abbas II. But despite its classification with Ottoman Turkey and Moghul India as one of the Gunpowder Empires (by Marshall G. S. Hodgson), there is good reason to judge that the practices and structures of the Safavid Empire were transformed less by the introduction of gunpowder weapons than those other empires were. Cannon and muskets were present in Persian armies, but as add-ons to previous patterns of warfare rather than elements transforming the conduct of war, as they were elsewhere. The mounted tradition of Persian lance-and-bow warfare, harking back culturally to Ferdowsi, was resistant to the introduction of awkward and noisy firearms. Their cavalry usually outclassed that of their enemies, but Persians did not take to heavy cannon and the greater technical demands of siege warfare as the Ottomans and Moghuls did. The great distances, lack of navigable rivers, rugged terrain, and poor roads of the Iranian plateau did not favor the transport of heavy cannon. Most Iranian cities were either unwalled or were protected by crumbling walls that were centuries old—this at a time when huge, sophisticated, and highly expensive fortifications were being constructed in Europe and elsewhere to deal with the challenge of heavy cannon. Persia’s military revolution was left incomplete.

Problems of Dynastic Succession

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2645-58:
Succession was a common difficulty for many monarchs. In Europe, the problem was that every so often a ruler could not produce a son. This could create all sorts of difficulties—attempts at divorce (Henry VIII, for example), attempts to secure recognition for the succession of a daughter or more distant relative, disputes over succession resulting in war. In the Islamic world, the problem was different. Polygamy meant that kings did not normally have a problem producing a son, but they might, on the contrary, have too many sons. This could mean fierce fighting among potential heirs and their supporters when the father died. In the Ottoman Empire such battles were institutionalized—rival sons who had served their father as provincial governors would, on hearing of his death, race for the capital to claim the throne. The winner would get the support of the janissaries, and would then have the other sons put to death. Later, the Ottomans adopted a more dignified arrangement, keeping the possible heirs in the Sultan’s harem palace until their father died. But this meant they would have little understanding of or aptitude for government, and the new practice helped to increase the power of the chief minister, the vizier, so that the vizier ruled effectively as viceroy. It was a conundrum.

Many fathers have disagreements and clashes with their sons, and history is full of feuds between kings and their crown princes. Abbas was no exception; he had come to power himself by deposing his father. Following the Ottoman precedent again, he imprisoned his sons in the harem for fear that they would attempt to dethrone him. But he still feared that they might plot against him, so he had them blinded, and he had one of them killed. Eventually, he was succeeded by one of his grandsons. The unhappy practice of keeping royal heirs in the harem was kept up thereafter by the Safavid monarchs.

Schisms in Islam and Christianity

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2431-40, 2477-88:
The great schisms of the Christian church, between East and West, and later between Catholic and Protestant, came centuries after the time of Christ. But the great schism in Islam that still divides Muslims today, between Sunni and Shi‘a, originated in the earliest days of the faith—even before Karbala, in the time of the Prophet Mohammad himself. Comparisons with the Christian schisms do not really work. A more apposite analogy, as noted by the historian Richard N. Frye and others, can be drawn between, on the one hand, the emphasis on law and tradition in Sunni Islam and Judaism and, on the other hand, the emphasis on humility, sacrifice, and the religious hierarchy in Christianity and Shi‘ism. The public grief of Ashura is similar in spirit to that which one can still see on Good Friday in some Catholic countries. The purpose in making comparisons between Shi‘ism and various aspects of Christianity is not to suggest that they are somehow the same (they are not), nor to encourage some kind of happy joining-hands ecumenism (naïve), but rather to try to illuminate something that initially looks unfamiliar, and to suggest by analogy that it may not be so strange or unfamiliar after all. Or at least, that it is no more strange than Christian Catholicism.


Despite the schism, in the early centuries there was a fairly free interchange of ideas, a considerable pluralism of belief, and considerable diversity of opinion among the Alids or Shi‘a themselves. Overall, Shi‘a theology and law tended to be looser than in Sunni Islam, more open to the application of reason in theology, more inclined to a free will position than a determinist one, and more open to some of the more heterodox ideas circulating in the Islamic world. This was partly the result of a broader hadith tradition, which included the sayings and doings of the Shi‘a Emams. Shi‘a theology also differed because it addressed problems that were specific to the Shi‘a, such as conduct under persecution.

The sixth Shi‘a Emam, Ja‘far al-Sadiq, developed a strategy for the evasion of persecution that was to prove controversial. The doctrine of taqiyeh, or dissimulation, permitted Shi‘a Muslims to deny their faith if necessary to avoid persecution—a special dispensation that has striking similarities with the doctrine of “mental reservation” granted for similar reasons by the Catholic church in the period of the Counter-Reformation, and associated with the Jesuits (though it originated before their time). Just as the Jesuits acquired a reputation for deviousness and terminological trickery among Protestants (whence in English we have the adjective “Jesuitical”), so the doctrine of taqiyeh earned the Shi‘a a similar reputation among some Sunni Muslims.

17 February 2018

Persian Poets Favored in the West

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2305-16:
Every hundred years or so, the reading public in the West discovers another of these Persian poets. In 1800 it was Hafez, in 1900 Omar Khayyam, in 2000 it is Rumi. The choice depends not so much on the merits or true nature of the poets or their poetry, but more on their capacity to be interpreted in accordance with passing Western literary and cultural fashions. So Hafez was interpreted to fit with the mood of Romanticism, Omar Khayyam with the aesthetic movement, and it has been Rumi’s misfortune to be befriended by numb-brained New Agery. Of course, an attentive and imaginative reader can avoid the solipsistic trap, especially if he or she can read even a little Persian. But the mirror of language and translation means that the reader may see only a hazy but consoling reflection of himself and his times, rather than looking into the true depths of the poetry—which might be more unsettling.

On the surface, the religion of love of these Sufi poets from eight hundred years ago might seem rather distant and archaic. That is belied less by the burgeoning popularity of Rumi and Attar than by the deeper message of these poets. Darwinists who, like Richard Dawkins, believe Darwinism ineluctably entails atheism might be upset by the idea, but what could be more appropriate to an intellectual world that has abandoned creationism for evolution theory than a religion of love? Darwinism and evolutionary theory have demonstrated the intense focus of all life on the act of reproduction, the act of love. The spirit of that act and the drive behind it are the spirit of life itself.

Persia Under the Mongols

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2008-32:
Khorasan suffered terribly again as the Mongols moved in to punish those who continued to resist, and to set up their occupation regime. In Tus, which they made their base, the Mongols initially found only fifty houses still standing. The golden age of Khorasan was over, and in some parts of the region agriculture never really recovered. Where there had been towns and irrigated fields, the war horses of the conquerors and their confederates now were turned out to graze. Wide expanses of Iran reverted to nomad pastoralism, but these nomads were more dangerous, ruthless mounted warriors of a different kind. Peasants were subjected to taxes that were ruinously high and were collected after the fashion of a military campaign. Many fled the land or were forced into slavery, while those artisan city dwellers who had survived the massacres were forced to labor in workhouses for their conquerors. Minorities suffered, too. In the 1280s a Jew was appointed as vizier by the Mongols, but his appointment grew unpopular, he fell from office, and Jews were attacked by Muslims in the cities, establishing a dismal pattern for later centuries: “[They] fell upon the Jews in every city of the empire, to wreak their vengeance upon them for the degradation which they had suffered from the Mongols.” It was a grim time indeed. Khorasan was more affected than other parts, but the general collapse of the economy hit the entire region.

The Mongols, who made Tabriz their capital, spent the next few decades consolidating their conquests and destroying the Ismaili Assassins in the Alborz mountains, just as the Seljuks had tried and failed to do for many years before 1220. Some smaller rulers who had submitted to the Mongols were allowed to continue as vassals, and in the west the rump of the Seljuk Empire survived in Anatolia on the same basis as the Sultanate of Rum. In 1258 the Mongols took Baghdad. They killed the last Abbasid caliph by wrapping him in a carpet and trampling him to death with horses.

Yet within a few decades, astoundingly, or perhaps predictably, the Persian class of scholars and administrators had pulled off their trick of conquering the conquerors—for the third time. Before long they made themselves indispensable. A Shi‘a astrologer, Naser od-Din Tusi, captured by the Mongols at the end of the campaign against the Ismailis, had taken service with the Mongol prince Hulagu, and served as his adviser in the campaign against Baghdad. Naser od-Din Tusi then set up an astronomical observatory for Hulagu in Azerbaijan. One member of the Persian Juvayni family became governor of Baghdad and wrote the history of the Mongols; another became the vizier of a later Mongol Il-Khan, or king. Within a couple of generations Persian officials were as firmly in place at the court of the Il-Khans as they had been with the Seljuks, the Ghaznavids, and earlier dynasties. The Mongols initially retained their paganism, but in 1295 their Buddhist ruler converted to Islam along with his army. In 1316 his son Oljeitu died and was buried in a mausoleum that still stands in Soltaniyeh—one of the grandest monuments of Iranian Islamic architecture and a monument also to the resilience and assimilating power of Iranian culture.

09 February 2018

Who Were the Macedonians?

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 662-70:
Who were the Macedonians? Some have speculated that they were not really Greeks, but more closely related to the Thracians. Or perhaps they descended from some other Balkan people influenced by the arrival of Indo-European Greeks. They had come under heavy Greek influence by the time of Philip and Alexander—but even at that late stage the Macedonians made a strong distinction between themselves and the Greek hangers-on who accompanied Alexander’s eastern adventure. In the fifth century BC, Macedonians were normally, like other non-Greeks, excluded from the Olympic games. But the Persians seem to have referred to them as “Greeks with hats” (they were known for their wide-brimmed hats), and Herodotus too seems to have accepted them as of Greek origin. Like the Medes and Persians in the time of Cyrus, as well as many other militant peoples from mountainous or marginal areas, the Macedonians had a strong sense of their collective superiority—but they also sustained many private feuds among themselves. They were notoriously difficult to manage.

Languages of Persia, 500 B.C.

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 574-94:
Although Darius established a standard gold coinage, and some payments were made in silver, much of the system operated by payments in kind. These were assessed, allocated, and receipted from the center. State officials and servants were paid in fixed quantities of wine, grain, or animals; but even members of the royal family received payments in the same way. Officials in Persepolis gave orders for the levying of taxes in kind in other locations, and then gave orders for payments in kind to be made from the proceeds in the same locations. Couriers were given tablets to produce at post stations along the royal highways, so they could get food and lodging for themselves and their animals. These tablets recording payments in kind cover only a relatively limited period, from 509 to 494 BC. There are several thousand of them, and it has been estimated that they cover supplies to more than fifteen thousand different people in more than one hundred different places.

It is significant that the tablets were written mainly in Elamite, not in Persian. We know from other sources that the main language of administration in the empire was neither Persian nor Elamite, but Aramaic, the Semitic lingua franca of Mesopotamia, Syria, and Palestine. The Bisitun inscription states directly that the form of written Persian used there was new, developed at Darius’s own orders for that specific purpose. It is possible that he and the other Achaemenid kings discouraged any record of events other than their own monumental inscriptions, but these are all strong echoes of the Iranian distaste for writing that we encountered earlier in Mazdaism, and it may go some way to explain an apparent anomaly—the lack of Persian historical writing for the Achaemenid period. It is possible that histories were recorded, that poems were written down, and that all sorts of other literature once existed and have since been simply lost. But later Persian literary culture was strongly associated with a class of scribes, and the fact that the scribes in the Achaemenid system wrote their accounts and official records in other languages suggests that the literature was not there, either. There was no Persian history of the Achaemenid Empire because the Persian ruling classes either (the Magi) regarded writing as wicked or (the kings and nobles) associated writing with inferior peoples—or both. To ride, to shoot the bow, to tell the truth—but not to write it.

That said, no histories as such have survived from the Egyptian, Hittite, or Assyrian empires, either. It is more correct, in the context of the fifth century BC, to call the innovation of history writing by the Greeks an anomaly.

29 January 2018

Utility of U.S. Aid to Soviets, WW2

From Finland's War of Choice: The Troubled German-Finnish Coalition in World War II, by Henrik Lunde (Casemate, 2011), Kindle Loc. 1676-90, 1702-16:
The most valuable aid may have been in the 1941–42 period when the Soviet war industry was moved to the Urals and beyond to keep it from falling into German hands. This was an achievement which contributed immeasurably to the ability of the Soviet Union to stay in the war and begin turning the tables on the Germans. However, production in 1941–42 was at its lowest and insufficient to meet the demands brought about by the enormous losses. Victor Kravchenko, who was involved in the Soviet armaments procurement industry during the war, claims that aid played a prominent role.

It may have been in the areas of logistics, transportation, food, communications, raw materials, and the more sophisticated equipment that the aid had its greatest importance. Bellamy points out that the Soviet armed forces had 665,000 motor vehicles at the end of the war but their own production between 1942 and 1944 was only 128,000. It is therefore obvious that most of them came from American factories and that they provided the Soviets with the capability to motorize their forces. The 436,087 vehicles, received mainly from the United States, enabled the Soviets to motorize their troops, their logistical support, and their command and control.

The 8,701 tractors, including half-tracks, provided by the US allowed the Soviets to motorize their artillery to keep up with the advancing troops. Without this the Red Army could not have kept its offensives rolling deep into central Europe. The accessories and spare parts provided to keep this vast transportation fleet running, for example, included 3,786,000 tires for the vehicles. In their final drive on Berlin the northern wing of the Soviet forces under Marshal Rokossovskiy crossed the rivers in East Prussia using General Motors Corporation DUKW six-wheel-drive amphibious vehicles.


Joan Beaumont believes that perhaps the most important contributions of the Lend-Lease program were in the fields of communications, command and control, and railway equipment. The program provided the Soviets with almost one million miles of telephone cable and about 247,000 field telephones. The US aid included half a million tons of railway tracks that were important in rebuilding the 65,000 kilometers of railway tracks and 2,300 bridges destroyed by the Germans. The aid in this area also included 1,155 railroad cars and 1,981 locomotives.

The Soviets have ridiculed the 2.67 million tons of petroleum received from the US in view of their own output of about 30 million tons per year. What is left out of their commentary is the fact that much of the US-provided petroleum consisted of high-octane aviation fuel, a type that was in short supply in the Soviet Union. The Lend-Lease program also provided much-needed raw materials, including about 75 percent of the aluminum and copper needed by Soviet industry between 1941 and 1944.

On the subjects of food aid and the provision of raw materials, Khrushchev writes:
In addition we received steel and aluminum from which we made guns, airplanes, and so on. Our own industry was shattered and partly abandoned to the enemy. We also received food products in great quantities…. There were many jokes going around in the army, some of them off-color, about American Spam; it tasted good nonetheless. Without Spam we couldn’t have been able to feed our army. We had lost our most fertile lands—the Ukraine and the northern Caucasus.

Routes and Volume of Western Aid to USSR, WW2

From Finland's War of Choice: The Troubled German-Finnish Coalition in World War II, by Henrik Lunde (Casemate, 2011), Kindle Loc. 1640-47, 1654-58:
What arrived in the Soviet Union via Murmansk was only part of the immense flow of aid from the Western democracies. Aid via the Persian Gulf began arriving in 1942 but the flow was small until 1943 when the railway system between Basra and the Caspian Sea area had been expanded sufficiently to accommodate the traffic. The supplies and equipment arriving by this route eventually amounted to about 25 percent of all aid to the Soviet Union.

The largest flow, accounting for about half the aid, came across the Pacific to Soviet eastern ports. The possibility that this route would be disrupted by the Japanese was taken into account and Stalin warned Japan not to interfere. Thus approximately 25 percent of the aid came via Murmansk and Archangel. The total tonnage shipped via the northern route was 3,964,231 out of a total of 16,366,747.


Between March 1941 and December 1945, the United States of America contributed to Russia: 14,795 aircraft; 7,537 tanks; 51,503 jeeps; 35,170 motor bicycles; 8,700 tractors; 375,883 trucks and lorries; 8,218 anti-aircraft guns; 131,633 submachine guns; 345,735 tons of explosives; 1,981 locomotives; 11,155 railway wagons and trucks; 540,000 tons of steel rails; in excess of 1 million miles of telephone cable; food shipments to the value of $1,312 million; 2,670,000 tons of petrol; 842,000 tons of chemicals; 3,786,000 tyres; 49,000 tons of leather; and 15 million pairs of boots. The total value of the above is said to be $11,260,343,603.

25 January 2018

Finland's Losses in the Winter War

From Finland's War of Choice: The Troubled German-Finnish Coalition in World War II, by Henrik Lunde (Casemate, 2011), Kindle Loc. 348-56, 406-30:
The Soviet Union attacked Finland on November 30, 1939, hoping for a quick victory. However, the attack bogged down with the Soviets suffering heavy losses. After regrouping and bringing up reinforcements, the Soviets resumed their offensive on February 1, 1940. It was to last for forty-two days. The Soviet attack on the Karelian Isthmus was backed by thirty infantry divisions reinforced by strong artillery and armored forces. After two weeks of ferocious fighting resulting in enormous Soviet casualties, the Mannerheim Line was breached on February 13 and by March 1 the Finnish right flank had been pushed back to the city of Viipuri. The situation for the Finns had become desperate. They were short of supplies and their troops were exhausted. The hoped-for—and promised—assistance from the West had not materialized. The total number of foreign volunteers in Finland numbered only 11,500 and 8,275 of these were from Scandinavia—mostly from Sweden. The volunteers also included 300 men in the Finnish-American Legion who received their baptism of fire in the last days of the war.


While the Soviet losses in the Winter War have never been published, most observers believe that more than 200,000 were killed and a much larger number wounded. The Finns lost 24,923 killed and 43,557 wounded. This was an enormous loss for a nation with a population of only 3.75 million.

The territorial losses resulting from the Winter War amounted to about 64,750 square kilometers or about 10 per cent of Finland’s total prewar area, containing about 12 per cent of the population. The Karelian Isthmus, including the province and city of Viipuri, and a large piece of territory north of Lake Ladoga were lost. The loss in resources and manufacturing capacity was devastating. The losses in agricultural lands, forestry, and production of forestry products were almost as severe.

Also lost were several islands in the Gulf of Finland, part of the Rybachiy Peninsula in the far north, and large segments in the Salla-Kuusamo area in the central part of the country. Finland was forced to lease Hanko and the surrounding area at the entrance to the Gulf of Finland to the Soviets for a period of 30 years. Hanko, along with Viipuri, had handled about a quarter of all Finnish exports.

Finland also had to agree to extend the railway from Kemijärvi (southwest of Salla) to the new frontier at Salla within a year. The Pechenga area which had been occupied by the Russians was returned to Finland, probably because of the foreign interests in the nickel mines.

The war left Finland with a monumental problem of having to move almost the entire population—between 400,000 and 500,000 people—of the lost territories to other parts of the country. While these included skilled and semi-skilled workers, a large portion consisted of independent farmers. The resettlement operation, which created new homesteads for the displaced farmers, also produced internal tensions. Much of the land on which these refugees were resettled was in the Swedish-speaking area of the country and this caused some difficult situations.

Finally, the ceded territories represented a crushing strategic blow as they “left the country” in the words of Mannerheim “open to attack and the Hanko base was like a pistol aimed at the heart of the country and its most important communications.” The border on the Karelian Isthmus and in the Lake Ladoga area was pushed back and had no fortifications. The war had demonstrated that the Finns did not have the manpower to adequately defend the central and northern area of the country. Acquisition of the Salla area and the demand that the Finns construct a railway from Kemijärvi to Salla where it would connect with a line being constructed by the Soviets was alarming. It created an opportunity for the Soviets to quickly penetrate the waist of Finland to the Swedish border.

Finland's 'Continuation War', 1941-45

From Finland's War of Choice: The Troubled German-Finnish Coalition in World War II, by Henrik Lunde (Casemate, 2011), Kindle Loc. 68-96:
In the Winter War (November 1939–March 1940), Finland was left alone to face Soviet aggression with only a modicum of assistance from Western countries. Many books and studies have been written about this conflict. The extensive coverage in English of this three-and-a-half month struggle should not be surprising—for it represented the gallant fight of a democratic “David” against a totalitarian “Goliath.” The bravery and determination of the Finns against insurmountable odds captured the imagination of the whole world.

The same is not true for the much longer and bloodier war that Finland fought against the Soviet Union at the side of Germany from 1941 to 1944—and their subsequent campaign to drive the Germans out of Finland in 1944–45. It might be true, as Olli Vehviläinen writes, that the war in North Europe was “buried under the avalanche of more newsworthy events in the greater war,” but this was not the only reason.

Professor John H. Wuorinen writes the following in the foreword to his book, based on an anonymous Finnish manuscript, which he edited and published in 1948:
A document which tries to give an objective account therefore cannot be published without unpleasant consequences for author and publisher alike. If this were not so, this book would no doubt have been published in Finland months ago, and the name of the Finnish author would occupy the customary place on the title page.
While it is difficult to pinpoint how long after the war the condition described by Wuorinen persisted, it is worth noting that that the official history of Finland’s involvement in World War II was not finished until 1994, more than thirty years after a similar multi-volume history about the war in Norway was completed.

The war at the side of Germany was not viewed in the same manner in the West as was the Winter War—it was not seen as a courageous and gallant fight to preserve democracy and freedom against a giant totalitarian neighbor. While numerous works on the war have been published in Finland, it is to be deplored that virtually none have been translated into English. The war at the side of Hitler was not one that brought pride to the nation and was a period many Finns would rather forget. Due to the lack of impartial and balanced treatment, large segments of the public in the US and Europe continue to believe that Finland found itself at the side of Germany in 1941 because it was attacked by the Soviet Union.

The Finns also refer to the war at the side of Germany as the “Continuation War,” an attempt to depict it as a continuance of the Winter War in order, perhaps, to obtain a more favorable reception both domestically and internationally. Both this attempt and the insistence that it was an independent war waged against the Soviet Union fail to stand up to close scrutiny. It has proven hard to overcome the fact that Finland was the only democratic country at Hitler’s side.

The Finns’ own views about the war at the side of Germany have changed over the years. In the earlier period there was a tendency to emphasize the error of their decision to align themselves with Germany. Later, they appear to have come to the conclusion that the war was a struggle for survival and that the government made what it thought to be the least harmful choice among bad alternatives.

17 January 2018

'TheBus' in Translation

The public bus system in Honolulu is not the only one in the U.S. whose official name is TheBus. (There's also Rutland County, VT, Prince George's County, MD, and Hernando County, FL. It's not even the only one that also calls itself DaBus (as Honolulu's DaBus mobile app does). But I daresay it's the only bus system that posts its obligatory Title VI notices in English, Tagalog, Ilokano, Japanese, Chinese, Korean, Marshallese, Chuukese, and Vietnamese. How is the company name "TheBus" handled in each of these languages?

The English version of the notice begins "TheBus shall not discriminate ..."  (from the 1964 Civil Rights Act).

Sentences in Philippine languages like Tagalog and Ilokano often begin with verbs, and nouns are always marked with a preceding article. So when each language starts its sentence with TheBus as topic, each requires its own article in front of the English noun, even though the English noun contains its own definite article. Thus, Tagalog Ang TheBus ... and Ilokano Ti TheBus .... In each language, TheBus takes the article that marks singular common nouns, not the article used for singular personal names (Tagalog si, Ilokano ni).

Japanese nouns require no articles, and the Japanese version of the notice renders TheBus in katakana, as a foreign name, then follows it with the topic marker wa. Thus, the Japanese begins ザ・バスは ... Za Basu wa .... (The raised dot is used to separate words in katakana.)

Neither Chinese nor Korean has the equivalent of katakana, so both languages begin their notices with the English name TheBus followed by their own term for 'company' (Chinese 公司 gongsi, Korean 회사 hoesa [= 會社]) to help clarify that TheBus is the name of a corporate entity. Thus, the Chinese begins TheBus 公司 ... while the Korean begins TheBus 회사는 .... The Korean topic noun phrase ends in the topic marker 는 neun, equivalent to Japanese は wa.

Vietnamese nouns are not marked with articles or topic markers, so the Vietnamese notice simply begins with the English word TheBus, then continues with sẽ không ... 'shall not ...'.

Marshallese nouns also lack articles or inflections, and so the Marshallese notice also begins with a direct borrowing of the English name and spelling of TheBus.

Chuukese is the only other language besides Japanese to parse TheBus into two words, translating English The- into Chuukese Ewe- 'that, the', a distal demonstrative that can be used to mark known referents (as I learned in a linguistic field methods course four decades ago), then combining it with borrowed Bus to yield EweBus.

15 January 2018

Scale of German Losses in Normandy

From Defeat in the West, by Milton Shulman (Secker & Warburg, 1947; Dutton, 1948; Arcadia, 2017), Kindle Loc. 3695-3718:
About fifty divisions of the Wehrmacht had been committed to battle in Normandy — well over a million men. Fewer than ten of these divisions could still be classed as reasonable fighting formations after the Seine River had been crossed. Of a total of about 2200 tanks and assault guns used in Normandy, almost 1800 of them remained as burnt-out hulks in the rolling fields west of the Seine. About 210,000 Germans had become prisoners-of-war since the invasion, and another 240,000 had been either killed or wounded. In other words almost half of the total number of German troops engaged in the battle of Normandy had appeared on a Wehrmacht casualty list in one category or another.

The losses amongst senior commanders were commensurately as high as those suffered by the men. For in addition to the normal hazards of the battlefields, German generals were also subjected to the tantrums and intuitions of their Fuhrer. Hitler succeeded in dismissing his senior officers almost as quickly as the Allies managed to kill, wound or capture them. By 25 August three field marshals had been eliminated — von Rundstedt had been dismissed, von Kluge had taken poison and Rommel had been wounded. Amongst army commanders, Dollman of Seventh Army had died, his successor Hausser had been severely wounded in the Falaise Gap, Geyr von Schweppenburg of Panzer Group West had been recalled to Berlin, and von Salmuth of Fifteenth Army had been replaced by von Zangen. And farther down the military hierarchy no fewer than three corps commanders and twenty divisional commanders had been killed, captured or wounded. The battle of Normandy had cost the German Wehrmacht in three months almost twice as many men as they had lost at Stalingrad where 250,000 troops had surrendered to the Russians. And as additional satisfaction to Allied commanders, the Seine had been reached two weeks ahead of schedule and the broad strategical battle had been fought exactly as planned.

Retreat had been well learnt by the Wehrmacht in Russia. In fact, by the end of August 1944, it had almost become a habit. Once the German General Staff was given complete freedom to carry out a straight, administrative task it usually did it well. Having once decided to withdraw behind the Seine, the fact that no bridges existed over the river below Paris constituted a relatively minor problem. Crossing rivers while going backwards was a specialty of staff officers who had been chased back over the Volga, the Don and the Dnieper. With the destruction of the Seine bridges it had been necessary early in the campaign to organize a system of ferries and pontoons for the sending of supplies and reinforcements to Normandy. These well-camouflaged crossing places now did yeomen service in the reverse role of transporting the broken units to the comparative safety of the east bank. Harassed by a vigilant Allied air force, almost 300 barges were destroyed or damaged in the seven days preceding 23 August when the exodus was at its height. Although the west bank of the Seine was choked with abandoned vehicles, knocked-out guns and tanks, and frightened horses, thousands of German troops succeeded in crossing the Seine at Rouen, Elbeuf, Caudebec and Duclair.

12 January 2018

Quick German Surrenders in the West

From Defeat in the West, by Milton Shulman (Secker & Warburg, 1947; Dutton, 1948; Arcadia, 2017), Kindle Loc. 2649-59. 4137-57:
Contrary to the fond hopes of von Luttwitz, not all junior commanders in the West were the ‘hurrahing’ type. It was only their discipline and not their faith that kept many of them in the line. Thus it was quite common to find German officers surrendering only after they had assured themselves that their honor had not been compromised. The fact that they had sworn to fight to the last was interpreted by many officers as fighting until they found a way to stop which was not inconsistent with their oath.

On one occasion an infantry commander refused to surrender unless Allied troops had first thrown some phosphorus grenades into his position, as he had no answer to phosphorus. Six grenades were therefore produced and thrown, and, after inspecting the results of the subsequent explosion, the German officer, his honor apparently having been saved, quietly surrendered himself and his whole unit. Another instance of this kind of behavior was provided by the commander of the Cherbourg Arsenal who declined to give himself up until a tank was produced. A Sherman tank was accordingly driven up to the walls of the Arsenal and the general then considered he had been subjected to a tank attack. Not possessing adequate anti-tank defense, he now felt that he could surrender honorably and without having broken his pledge to defend to the end.


On 14 August, hardly two weeks before the city was invested, Wildermuth took over the defense of the bastion of Le Havre.

If the Supreme Command was looking for a fanatical, zealous, feverish young Nazi to inspire German troops to fight to the end, it could have chosen no one less likely to fit the role than Colonel Eberhard Wildermuth. He was not young, he was not inspired, he was not a soldier, and what was most important, he was not a Nazi. Nevertheless, the polite, tired, efficient bank director was suddenly shunted from Italy to this fortress in France, and ordered to perform a fight-to-the-death task for the glory of the Fatherland. Small wonder the martyr’s crown rested uneasily on his head, and so readily slipped off when events hemmed him in.

A two-divisional British assault, following the dropping of some 11,000 tons of bombs in Le Havre, was launched on 10 September.

By noon on 12 September, forty-eight hours later, the port had capitulated and 11,300 German troops had laid down their arms. This, despite the fact that the defenses available were amongst the strongest in Europe, that ammunition was plentiful for the 115 guns in Le Havre, and that sufficient food was on hand to keep 14,000 soldiers for eighty-nine more days. The explanation for this speedy collapse lies in the commandant’s personal conception of what ‘the end’ really meant. “In my opinion it was futile to fight tanks with bare hands,” said Colonel Wildermuth. “As early as 9 September I had given orders to all my officers that Allied infantry attacks were to be opposed everywhere, even with the side arms only. But in the event of an attack by tanks, resistance nests which no longer had any anti-tank weapons were then at liberty to surrender.”

Thus the Colonel had transformed the Supreme Command’s precept of fight to the last man to his own concept of fight to the last anti-tank gun. The difference was fundamental. It marked the civilian from the soldier. For Wildermuth, with his banker’s mind, was a soldier only so long as it was reasonable to remain one. Once the cost in blood and pain was too much, he felt it was time to become a civilian again. He was an efficient, able man who carried efficiency and ability into battle with him in much the same way as he would have used them to draw up a balance-sheet. He was not mentally prepared to sacrifice the lives of his men for a philosophy in which he only half-heartedly believed. It is in the personality of the leader of the garrison of Le Havre that lies much of the explanation for the fall of this formidable fortress in less than forty-eight hours.

02 January 2018

Germany's Foreign Infantry in France

From Defeat in the West, by Milton Shulman (Secker & Warburg, 1947; Dutton, 1948; Arcadia, 2017), Kindle Loc. 2095-2110, 4630-42:
France had been turned into a vast training-center, where divisions destroyed on other sectors could come for rest, refitting and reorganization. Thus, many of these divisions were more real on paper than they were on the ground. “Often I would be informed that a new division was to arrive in France,” said von Rundstedt, “direct from Russia or Norway or Central Germany. When it finally made its appearance in the West it would consist, in all, of a divisional commander, a medical officer and five bakers.”

To reform these shattered divisions which had left the bulk of their German personnel in Russian graves or Russian prisoner-of-war camps, the Supreme Command drafted so-called volunteers from amongst the peoples of the countries they occupied. There not being enough able-bodied Germans still capable of keeping a war machine and an industrial machine going at the same time, the infantry divisions in France were largely rebuilt by utilizing the huge reserve of non-Germanic manpower in Europe. Using this foreign element chiefly for supply and administrative duties, the infantry divisions in the West were liberally sprinkled with Poles, Hungarians, Yugoslavs, Roumanians, Czechs, Dutchmen, Alsatians, to mention but a few. These non-Germans usually made up at least ten per cent of a division’s strength and in some divisions comprised about twenty-five per cent of the formation’s personnel.

But the largest group of foreigners found in the Wehrmacht in the West were Russians. So many prisoners had been taken in the early victories in Russia, that it was decided in 1942 to make use of these troops rather than continue to feed them or exterminate them. Realizing that it might be dangerous to inject so large a foreign element into normal German divisions, the Supreme Command decided to form these Russian troops into separate units of their own which would be officered by Germans. With the aid of a Russian general, Vlassov, this huge recruiting drive was begun.


The causes that will lead a man to desert are many. But at the basis of them all is loss of faith in what one has been fighting for. It sometimes takes more courage to desert than it does to remain in the line. For a deserter voluntarily accepts the risk of death if he should fail, and the hatred and opprobrium of his countrymen if he should succeed. And when he has succeeded his only reward is the soul-destroying existence of a prisoner-of-war camp. Yet in World War II Germans frequently walked through unfamiliar minefields, swam wide rivers, traveled hundreds of miles on forged passes, and even killed their own sentries to enable them to desert.

The non-German element in the Wehrmacht provided the largest category of deserters. These Poles, Czechs, Russians, Alsatians and others were constantly on the look-out for an opportunity to cross over to Allied lines. But since they had little, or no, faith in the German cause their actions were understandable. With the Germans themselves, however, the circumstances leading to desertion were far more complex. They varied with the individual and his experiences. Inability to put up with conditions in the field, recognition of the fact that Germany had lost the war, dissatisfaction with their officers, ‘horror’ at finding their unit under S.S. command, long periods of unbroken fighting without rest, inadequate equipment, lack of news from home, personal resentment at some unfair treatment, were some of the long list of explanations advanced for the defection of Germans in the fall of 1944. Few deserters claimed that an ideological disagreement with Nazism had brought about their state of mind, and hardly any blamed Hitler personally, although, the S.S., the party and the Wehrmacht came in for their share of condemnation.

01 January 2018

Germany's 'White Bread Division', 1944

From Defeat in the West, by Milton Shulman (Secker & Warburg, 1947; Dutton, 1948; Arcadia, 2017), Kindle Loc. 4344-67:
After five years of nervous tension, bad food, and hard living conditions, the Wehrmacht found itself swamped with soldiers complaining of internal gastric trouble. Some of these were real, others were feigned. It was difficult to check.

As defeat became more and more imminent and life at the front more dangerous and more uncomfortable, the rise in the number of men reporting themselves as chronic stomach sufferers became alarming. With the staggering losses in Russia and France, it was no longer possible to discharge this huge flood of groaning manpower from military service. On the other hand their presence in a unit of healthy men was a constant source of dissatisfaction and unrest, for they required special food, constantly asked to be sent on leave, continually reported themselves to the doctor, and grumbled unceasingly about their plight. It was thus decided by the Supreme Command to concentrate all these unfortunates into special Stomach (Magen) battalions where their food could be supervised and their tasks made lighter. It was originally intended to use these troops for rear-area duties only, but as the need for additional men became increasingly critical these units were sent forward for front-line duty as well.

On Walcheren Island, following the Allied invasion, it was decided to replace the previous normal infantry division with a complete division formed from these Stomach battalions. By the beginning of August 1944, the transformation was complete. Occupying the bunkers of the polderland of Walcheren Island and pledged to carry on to the very end were stomachs with chronic ulcers, stomachs with acute ulcers, wounded stomachs, nervous stomachs, sensitive stomachs, dyspeptic stomachs, inflamed stomachs — in fact the whole gamut of gastric ailments. Here in the rich garden country of Holland, where white bread, fresh vegetables, eggs and milk abounded, these men of 70 Infantry Division, soon nicknamed the ‘White Bread Division,’ awaited the impending Allied attack with their attention nervously divided between the threat of enemy action and the reality of their own internal disorders.

The man chosen to lead this formation of convalescents through their travail was the mild-looking, elderly Lieutenant General Wilhelm Daser. His small, peaked nose, his horn-rimmed glasses and his pink, bald head effectively hid his military identity. Only a firm, loud voice accustomed to giving orders betrayed it. Like the other fortress commanders he was chosen for his final military role because he could easily be spared, not because he had any particular qualifications for the task. The tremendous wastage of senior officers incurred by the Wehrmacht in Russia and North Africa was the prime reason for Daser’s being called out of semi-retirement in February 1944, to take over a static coastal division in Holland. His last active field command had been in 1941 when he had been sent back to Germany because of heart trouble. The years between had been spent as a military administrator of civilians in occupied territory. Now, at sixty years of age, he had neither the enthusiasm, the zeal nor the ability to make of Walcheren a memorable epic of German arms — but neither had most generals of the Wehrmacht in the declining months of 1944.